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China Risun Group Limited Share Issue/Capital Change 2019

Feb 27, 2019

50256_rns_2019-02-27_eaa16257-85c0-4492-90db-b754a3a48f84.pdf

Share Issue/Capital Change

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Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港公開發售股份,請使用本表格

This Application Form uses the same terms as defined in the prospectus of China Risun Group Limited (the “Company”) dated February 28, Staple your 2019 (the “Prospectus”). 本申請表格使用與中國旭陽集團有限公司(「本公司」)於2019年2月28日刊發的招股章程(「招股章程」)所界定的相同詞語。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Public Offer here Shares in any jurisdiction other than Hong Kong. The Hong Kong Public Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 請將股款 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何香港公開發售股份。若無根據美國證券法 緊釘在此 登記或豁免登記,香港公開發售股份不得在美國提呈發售或出售。

This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever

in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內,概不得發送或派發或複製(不論方式,也不論全 部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the section headed “Documents to be Delivered to the Registrar of Companies and Available for Inspection” in Appendix VII to the Prospectus have been registered with the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄七「送呈公司註冊處處長及備查文件」一節所述其他文件之副本已遵照香港法例第32章《公司(清盤及雜項 條文)條例》第342C條的規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)、香港中央結算有限公 司(「香港結算」)、香港證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。 China Risun Group Limited 中國旭陽集團有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立之有限公司) Stock code : 1907 股份代號 : 1907 Maximum Offer Price : HK$3.18 per Share, plus brokerage of 1%, SFC transaction levy of 0.0027%, and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股股份 3.18 港元,另加 1% 經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易 費(須於申請時以港元繳足,多繳款項可予退 回) You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. 招股章程尚有關於申請程序的其他資料,故本申請表格應與招股章程一併閱讀。 Application Form 申請表格 To: China Risun Group Limited 致:中國旭陽集團有限公司 The Sole Sponsor 獨家保薦人 The Sole Global Coordinator 獨家全球協調人 The Joint Bookrunners 聯席賬簿管理人 The Joint Lead Managers 聯席牽頭經辦人 The Hong Kong Underwriters 香港包銷商

申請人聲明

Applicants’ declaration

本人╱吾等同意本申請表格及招股章程內的條款及 條件以及申請程序。請參閱本申請表格「填交本申請 表格的效用」一節。

I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

警告:任何人士只限作出一次為其利益而進行的認 。 購申請 請參閱「填交本申請表格的效用」一節最後 四點。

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港公開發售股份,請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):

For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date 日期: / / D日 M月 Y年 Number of Hong Kong Public Offer Shares applied for (not more than 30,000,000 Shares) Cheque/banker’s cashier order number 申請香港公開發售股份之數目(不超過30,000,000股股份) 支票╱銀行本票號碼 Name of bank on which cheque/banker’s cashier order is drawn (see Total amount 總額 “How to make your application” section) HK$ 港元 兌現支票╱銀行本票的銀行名稱(見「申請手續」一節) Name in English (in BLOCK letters) 英文姓名╱名稱( 正楷 ) Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護 照號碼╱香港商業登記號碼(請刪除不適用者) Names of all other joint applicants in English (if any, in BLOCK letters) Hong Kong Identity Card No./Passport No./Hong Kong Business 所有其他聯名申請人的英文姓名╱名稱(如有, 正楷 ) Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號碼╱ 1) 香港商業登記號碼(請刪除不適用者) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only, in BLOCK letters) 香港地址(以英文 正楷 填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:由代名人遞交: 代名人若不填寫本節,是項認購申請將視作為 閣下利益提出。 請填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。

For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:由代名人遞交: 代名人若不填寫本節,是項認購申請將視作為 閣下利益提出。 請填寫每名(聯名)實益擁有人的賬戶號碼或識別編碼。 ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 閣下 姓名╱名稱 及香港 地址

For Internal use 此欄供內部使用

Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港公開發售股份,請使用本表格

  • (1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity. 個別人士須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。法人團體須填寫其香港商 業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香港商業登 記號碼將轉交第三方以核實申請表格是否有效。

  • (2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque if there is the need to refund the surplus application monies in the future. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回多繳的申請股款,退款支票上或會印有 閣下或(如屬聯名申請人)排名首位申請人的 香港身份證號碼╱護照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號 碼╱護照號碼。

  • (3) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請由一家非上市公司提出,而: • 該公司主要從事證券買賣業務;及 • 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name

How to make your application

  1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
How to make your application
1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000
Hong Kong Public Offer Shares and in one of the numbers set out in the table, or your application will be
rejected.
How to make your application
1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000
Hong Kong Public Offer Shares and in one of the numbers set out in the table, or your application will be
rejected.
How to make your application
1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000
Hong Kong Public Offer Shares and in one of the numbers set out in the table, or your application will be
rejected.
How to make your application
1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000
Hong Kong Public Offer Shares and in one of the numbers set out in the table, or your application will be
rejected.
NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of
Hong Kong
Public Offer
Shares
applied for
Amount
payable on
application
HK$
No. of
Hong Kong
Public Offer
Shares
applied for
Amount
payable on
application
HK$
No. of
Hong Kong
Public Offer
Shares
applied for
Amount
payable on
application
HK$
No. of
Hong Kong
Public Offer
Shares
applied for
Amount
payable on
application
HK$
1,000
2,000
3,000
4,000
5,000
6,000
7,000
8,000
9,000
10,000
20,000
3,212.05
6,424.09
9,636.14
12,848.18
16,060.23
19,272.27
22,484.31
25,696.36
28,908.40
32,120.45
64,240.90
30,000
40,000
50,000
60,000
70,000
80,000
90,000
100,000
200,000
300,000
400,000
96,361.35
128,481.79
160,602.24
192,722.69
224,843.14
256,963.59
289,084.04
321,204.49
642,408.97
963,613.46
1,284,817.94

500,000
600,000
700,000
800,000
900,000
1,000,000
2,000,000
3,000,000
4,000,000
5,000,000
6,000,000
1,606,022.43
1,927,226.92
2,248,431.40
2,569,635.89
2,890,840.37
3,212,044.86
6,424,089.72
9,636,134.58
12,848,179.44
16,060,224.30
19,272,269.16
7,000,000
8,000,000
9,000,000
10,000,000
15,000,000
20,000,000
25,000,000
30,000,000*
22,484,314.02
25,696,358.88
28,908,403.74
32,120,448.60
48,180,672.90
64,240,897.20
80,301,121.50
96,361,345.80
ple
* 30,000,000 is the maximum number of Hong Kong Public Offer Shares you may apply for.
2. Complete the form in English in BLOCK letters and sign it. Only written signatures will be accepted (and not
by way of personal chop).
3. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Public
Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order.
Your application will be rejected if your cheque or banker’s cashier order does not meet all the following
requirements:

The cheque must:

Banker’s cashier order must:
m

be in Hong Kong dollars;

not be post-dated;

be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED – CHINA RISUN
GROUP PUBLIC OFFER”;

be crossed “Account Payee Only”;
Sa

be drawn on your Hong Kong dollar bank account
in Hong Kong; and

show your account name, which must either be
pre-printed on the cheque, or be endorsed on the
back by a person authorised by the bank. This
account name must correspond with your name. If
it is a joint application, the account name must be
the same as the first-named applicant’s name.


be issued by a licensed bank in Hong Kong, and
have your name certified on the back by a person
authorised by the bank. The name on the banker’s
cashier order must correspond with your name. If
it is a joint application, the name on the back of
the banker’s cashier order must be the same as the
first-named applicant’s name.

Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name

  1. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of Bank of China (Hong Kong) Limited:

District Branch name Address Hong Kong Island Quarry Bay Branch Parkvale, 1060 King’s Road, Quarry Bay, Hong Kong Lee Chung Street Branch 29–31 Lee Chung Street, Chai Wan, Hong Kong Gilman Street Branch 136 Des Voeux Road Central, Hong Kong Wan Chai (Wu Chung 213 Queen’s Road East, Wan Chai, Hong Kong House) Branch Kowloon Telford Plaza Branch Shop Unit P2–P7, Telford Plaza, No. 33 Wai Yip Street, Kowloon Bay, Kowloon 194 Cheung Sha Wan 194–196 Cheung Sha Wan Road, Sham Shui Po, Kowloon Road Branch Tsim Sha Tsui Branch 24–28 Carnarvon Road, Tsim Sha Tsui, Kowloon New Territories City One Sha Tin Branch Shop Nos. 24–25, G/F, Fortune City One Plus, No. 2 Ngan Shing Street, Sha Tin, New Territories Tseung Kwan O Plaza Shop 112–125, Level 1, Tseung Kwan O Plaza, Tseung Branch Kwan O, New Territories Tuen Mun Town Plaza Shop 2, Tuen Mun Town Plaza Phase II, Tuen Mun, New Branch Territories 5. Your Application Form can be lodged at these times: – Thursday, February 28, 2019 9:00 a.m. to 5:00 p.m. – Friday, March 1, 2019 9:00 a.m. to 5:00 p.m. – Saturday, March 2, 2019 9:00 a.m. to 1:00 p.m. – Monday, March 4, 2019 9:00 a.m. to 5:00 p.m. Tuesday, March 5, 2019 – 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Tuesday, March 5, 2019. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to Apply for Hong Kong Public Offer Shares – 10. Effect of Bad Weather on the Opening of the Application Lists” in the Prospectus.

  1. Your Application Form can be lodged at these times:

  2. The latest time for lodging your application is 12:00 noon on Tuesday, March 5, 2019. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to Apply for Hong Kong Public Offer Shares – 10. Effect of Bad Weather on the Opening of the Application Lists” in the Prospectus.

如 閣下欲以本身名義登記將獲發行的香港公開發售股份,請使用本表格

申請手續

  1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為1,000股香港公開發售股份,並為下 表所列的其中一個數目,否則恕不受理。
申請手續
1.使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為1,000股香港公開發售股份,並為下
表所列的其中一個數目,否則恕不受理。
申請手續
1.使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為1,000股香港公開發售股份,並為下
表所列的其中一個數目,否則恕不受理。
申請手續
1.使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為1,000股香港公開發售股份,並為下
表所列的其中一個數目,否則恕不受理。
申請手續
1.使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為1,000股香港公開發售股份,並為下
表所列的其中一個數目,否則恕不受理。
可供申請認購股份數目及應繳款項
申請認購的
香港公開發售
股份數目
申請時
應繳款項
港元
申請認購的
香港公開發售
股份數目
申請時
應繳款項
港元
申請認購的
香港公開發售
股份數目
申請時
應繳款項
港元
申請認購的
香港公開發售
股份數目
申請時
應繳款項
港元
1,000
2,000
3,000
4,000
5,000
6,000
7,000
8,000
9,000
10,000
20,000
3,212.05
6,424.09
9,636.14
12,848.18
16,060.23
19,272.27
22,484.31
25,696.36
28,908.40
32,120.45
64,240.90
30,000
40,000
50,000
60,000
70,000
80,000
90,000
100,000
200,000
300,000
400,000
96,361.35
128,481.79
160,602.24
192,722.69
224,843.14
256,963.59
289,084.04
321,204.49
642,408.97
963,613.46
1,284,817.94
500,000
600,000
700,000
800,000
900,000
1,000,000
2,000,000
3,000,000
4,000,000
5,000,000
6,000,000
1,606,022.43
1,927,226.92
2,248,431.40
2,569,635.89
2,890,840.37
3,212,044.86
6,424,089.72
9,636,134.58
12,848,179.44
16,060,224.30
19,272,269.16

7,000,000
8,000,000
9,000,000
10,000,000
15,000,000
20,000,000
25,000,000
30,000,000*
22,484,314.02
25,696,358.88
28,908,403.74
32,120,448.60
48,180,672.90
64,240,897.20
80,301,121.50
96,361,345.80
e
*閣下可申請認購的香港公開發售股份的最高數目。
2.以英文正楷填妥及簽署表格。只接納親筆簽名(不得以個人印章代替)。
3.閣下須將支票或銀行本票釘於表格上。每份香港公開發售股份申請須附一張獨立開出支票或一張獨立
開出銀行本票。支票或銀行本票必須符合以下所有規定,否則 閣下的認購申請將不獲接納:

支票必須:

銀行本票必須:
p
‧ 為港元;
‧ 不得為期票;
‧ 註明抬頭人為「中國銀行(香港)代理人有限公司 — 中國旭陽集團公開發售」;
‧ 劃線註明「只准入抬頭人賬戶」;
am
‧ 從 閣下在香港的港元銀行賬戶中開出;及
‧ 顯示 閣下的賬戶名稱,而該賬戶名稱必須已
預印在支票上,或由有關銀行授權的人士在支
票背書。賬戶名稱必須與 閣下姓名╱名稱相
同。如屬聯名申請,賬戶名稱必須與排名首位
申請人的姓名╱名稱相同。

‧ 須由香港持牌銀行開出,並由有關銀行授權的
人士在銀行本票背面簽署核證 閣下姓名╱名
稱。銀行本票所示姓名╱名稱須與 閣下姓
名╱名稱相同。如屬聯名申請,銀行本票背面
所示姓名╱名稱必須與排名首位申請人的姓
名╱名稱相同。
S

如 閣下欲以本身名義登記將獲發行的香港公開發售股份,請使用本表格

  1. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入中國銀行(香 港)有限公司下列任何一家分行特設的收集箱: 地區 分行名稱 地址 香港島 鰂魚涌分行 香港鰂魚涌英皇道1060號柏惠苑 利眾街分行 香港柴灣利眾街29–31號 機利文街分行 香港德輔道中136號 灣仔胡忠大廈分行 香港灣仔皇后大道東213號 九龍 德福廣場分行 九龍九龍灣偉業街33號德福廣場P2–P7號舖 長沙灣道194號分行 九龍深水埗長沙灣道194–196號 尖沙咀分行 九龍尖沙咀加拿芬道24–28號 新界 沙田第一城分行 新界沙田銀城街2號置富第一城樂薈地下 24–25號 將軍澳廣場分行 新界將軍澳將軍澳廣場L1層112–125號 屯門市廣場分行 新界屯門屯門市廣場第二期商場2號 5. 閣下可於下列時間遞交申請表格: 2019年2月28日(星期四)-上午九時正至下午五時正 2019年3月1日(星期五)-上午九時正至下午五時正 2019年3月2日(星期六)-上午九時正至下午一時正 2019年3月4日(星期一)-上午九時正至下午五時正 2019年3月5日(星期二)-上午九時正至中午十二時正 6. 截止遞交申請的時間為2019年3月5日(星期二)中午十二時正。本公司將於當日上午十一時四十五分至 中午十二時正期間登記認購申請,唯一會影響此時間的變化因素為當日的天氣情況(詳見招股章程「如 何申請香港公開發售股份-10. 惡劣天氣對辦理申請登記的影響」一節)。

Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name

Conditions of your application

China Risun Group Limited

(Incorporated in the Cayman Islands with limited liability)

GLOBAL OFFERING

Who can apply Coordinator, the Joint Bookrunners, the Joint Lead Managers, You and any person(s) for whose benefit you are applying must the Underwriters and/or their respective advisers and agents any be 18 years of age or older and must have a Hong Kong address. personal data which they may require about you and the person(s) If you are a firm, the application must be in the individual for whose benefit you have made the application; members’ names. • if the laws of any place outside Hong Kong apply to your The number of joint applicants may not exceed four. application, agree and warrant that you have complied with If you are a body corporate, the application must be signed by a all such laws and none of the Company, the Sole Sponsor, the duly authorised officer, who must state his or her representative Sole Global Coordinator, the Joint Bookrunners, the Joint Lead capacity, and stamped with your corporation’s chop. Managers, and the Underwriters nor any of their respective You must be outside the United States, not be a United States officers or advisers will breach any law outside Hong Kong as a Person (as defined in Regulation S under the U.S. Securities Act) result of the acceptance of your offer to purchase, or any action and not be a legal or natural person of the PRC. arising from your rights and obligations under the terms and Unless permitted by the Listing Rules, you cannot apply for any Hong Kong Public Offer Shares if you: conditions contained in the Prospectus and this Application Form; • are an existing beneficial owner of Shares in the Company • agree that once your application has been accepted, you may not and/or any of its subsidiaries; rescind it because of an innocent misrepresentation; • are a Director or chief executive officer of the Company • agree that your application will be governed by the laws of Hong and/or any of its subsidiaries; Kong; • are a connected person (as defined in the Listing Rules) • represent, warrant and undertake that (i) you understand that the of the Company or will become a connected person of Hong Kong Public Offer Shares have not been and will not be the Company immediately upon completion of the Global registered under the U.S. Securities Act; and (ii) you and any Offering; person for whose benefit you are applying for the Hong Kong • are an associate (as defined in the Listing Rules) of any of Public Offer Shares are outside the United States (as defined in the above; or Regulation S) or are a person described in paragraph (h)(3) of • have been allocated or have applied for or indicated an Rule 902 of Regulation S; interest in any International Placing Shares or otherwise • warrant that the information you have provided is true and participated in the International Placing. accurate; • agree to accept the Hong Kong Public Offer Shares applied for, If you are a nominee or any lesser number allocated to you under the application; You, as a nominee, may make more than one application for the Hong Kong Public Offer Shares by: (i) giving electronic instructions to • authorise the Company to place your name(s) on the Company’s HKSCC via Central Clearing and Settlement System (“CCASS”) (if register of members as the holder(s) of any Hong Kong Public you are a CCASS Participant); or (ii) using a WHITE or YELLOW Offer Shares allocated to you, and the Company and/or its agents Application Form, and lodge more than one application in your own to send any share certificate(s) and/or any refund cheque(s) to you name on behalf of different beneficial owners. or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless Effect of completing and submitting this Application Form you are eligible to collect the share certificate(s) and/or refund By completing and submitting this Application Form, you (and if you cheque(s) in person; are joint applicants, each of you jointly and severally) for yourself or as • understand that, if (i) the Offer Shares under the International an agent or a nominee on behalf of each person for whom you act: Placing are fully subscribed or oversubscribed, and if the number undertake to execute all relevant documents and instruct and of Offer Shares validly applied for in the Hong Kong Public authorise the Company, and/or the Joint Bookrunners (or their Offering represents 100% or more, but less than 15 times, of the agents or nominees), as agents of the Company, to execute any number of Offer Shares initially available under the Hong Kong documents for you and to do on your behalf all things necessary Public Offering; or (ii) the Offer Shares under the International to register any Hong Kong Public Offer Shares allocated to you Placing are not fully subscribed, and if the number of Offer in your name as required by the Articles of Association; agree to comply with the Companies Law, the Companies Shares validly applied for in the Hong Kong Public Offering Ordinance, the Companies (Winding up and Miscellaneous represents 100% or more of the number of Offer Shares initially Provisions) Ordinance and the Memorandum and Articles of available under the Hong Kong Public Offering, the Sole Global Association; Coordinator may, at its discretion, reallocate the Offer Shares confirm that you have read the terms and conditions and from the International Placing to the Hong Kong Public Offering application procedures set out in the Prospectus and in this to satisfy valid applications under the Hong Kong Public Application Form and agree to be bound by them; Offering, provided that the total number of Offer Shares available confirm that you have received and read the Prospectus and have under the Hong Kong Public Offering shall not be increased to only relied on the information and representations contained more than 120,000,000 Shares, representing double the number in the Prospectus in making your application and will not rely of Offer Shares initially available under the Hong Kong Public on any other information or representations except those in any Offering and 20% of the total number of Offer Shares initially supplement to the Prospectus; available under the Global Offering. confirm that you are aware of the restrictions on the Global • declare and represent that this is the only application made and Offering in the Prospectus; the only application intended by me/us to be made to benefit me/us agree that none of the Company, the Sole Sponsor, the Sole

  • A. Who can apply

  • You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.

  • If you are a firm, the application must be in the individual members’ names.

  • The number of joint applicants may not exceed four.

  • If you are a body corporate, the application must be signed by a duly authorised officer, who must state his or her representative capacity, and stamped with your corporation’s chop.

  • You must be outside the United States, not be a United States Person (as defined in Regulation S under the U.S. Securities Act) and not be a legal or natural person of the PRC.

  • Unless permitted by the Listing Rules, you cannot apply for any Hong Kong Public Offer Shares if you:

  • C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as • an agent or a nominee on behalf of each person for whom you act: • undertake to execute all relevant documents and instruct and authorise the Company, and/or the Joint Bookrunners (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Hong Kong Public Offer Shares allocated to you in your name as required by the Articles of Association;

  • • agree to comply with the Companies Law, the Companies Ordinance, the Companies (Winding up and Miscellaneous Provisions) Ordinance and the Memorandum and Articles of Association;

  • • confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

understand that, if (i) the Offer Shares under the International Placing are fully subscribed or oversubscribed, and if the number of Offer Shares validly applied for in the Hong Kong Public Offering represents 100% or more, but less than 15 times, of the number of Offer Shares initially available under the Hong Kong Public Offering; or (ii) the Offer Shares under the International Placing are not fully subscribed, and if the number of Offer Shares validly applied for in the Hong Kong Public Offering represents 100% or more of the number of Offer Shares initially available under the Hong Kong Public Offering, the Sole Global Coordinator may, at its discretion, reallocate the Offer Shares from the International Placing to the Hong Kong Public Offering to satisfy valid applications under the Hong Kong Public Offering, provided that the total number of Offer Shares available under the Hong Kong Public Offering shall not be increased to more than 120,000,000 Shares, representing double the number of Offer Shares initially available under the Hong Kong Public Offering and 20% of the total number of Offer Shares initially available under the Global Offering.

  • confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

  • confirm that you are aware of the restrictions on the Global Offering in the Prospectus;

  • declare and represent that this is the only application made and the only application intended by me/us to be made to benefit me/us or the person for whose benefit I am/we are applying;

  • agree that none of the Company, the Sole Sponsor, the Sole Global Coordinator, the Joint Bookrunners, the Joint Lead Managers, the Underwriters, their respective directors, officers, employees, partners, agents, advisers and any other parties involved in the Global Offering is or will be liable for any information and representations not in the Prospectus (and any supplement to it);

    • understand that the Company and the Joint Bookrunners will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Hong Kong Public Offer Shares to you and that you may be prosecuted for making a false declaration;
  • undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for or taken up, or indicated an interest for, and will not apply for or take up, or indicate an interest for, any of the International Placing Shares under the International Placing nor participated in the International Placing;

  • (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the HK eIPO White Form Service Provider by you or by any one as your agent or by any other person; and

Conditions of your application • agree to disclose to the Company, the Hong Kong Branch Share Registrar, the receiving bank, the Sole Sponsor, the Sole Global A. Who can apply Coordinator, the Joint Bookrunners, the Joint Lead Managers, 1. You and any person(s) for whose benefit you are applying must the Underwriters and/or their respective advisers and agents any be 18 years of age or older and must have a Hong Kong address. personal data which they may require about you and the person(s) 2. If you are a firm, the application must be in the individual for whose benefit you have made the application; members’ names. • if the laws of any place outside Hong Kong apply to your 3. The number of joint applicants may not exceed four. application, agree and warrant that you have complied with 4. If you are a body corporate, the application must be signed by a all such laws and none of the Company, the Sole Sponsor, the duly authorised officer, who must state his or her representative Sole Global Coordinator, the Joint Bookrunners, the Joint Lead capacity, and stamped with your corporation’s chop. Managers, and the Underwriters nor any of their respective 5. You must be outside the United States, not be a United States officers or advisers will breach any law outside Hong Kong as a Person (as defined in Regulation S under the U.S. Securities Act) result of the acceptance of your offer to purchase, or any action and not be a legal or natural person of the PRC. 6. Unless permitted by the Listing Rules, you cannot apply for any arising from your rights and obligations under the terms and Hong Kong Public Offer Shares if you: conditions contained in the Prospectus and this Application Form; • are an existing beneficial owner of Shares in the Company • agree that once your application has been accepted, you may not and/or any of its subsidiaries; rescind it because of an innocent misrepresentation; • are a Director or chief executive officer of the Company • agree that your application will be governed by the laws of Hong and/or any of its subsidiaries; Kong; • are a connected person (as defined in the Listing Rules) • represent, warrant and undertake that (i) you understand that the of the Company or will become a connected person of Hong Kong Public Offer Shares have not been and will not be the Company immediately upon completion of the Global registered under the U.S. Securities Act; and (ii) you and any Offering; person for whose benefit you are applying for the Hong Kong • are an associate (as defined in the Listing Rules) of any of Public Offer Shares are outside the United States (as defined in the above; or Regulation S) or are a person described in paragraph (h)(3) of • have been allocated or have applied for or indicated an Rule 902 of Regulation S; interest in any International Placing Shares or otherwise • warrant that the information you have provided is true and participated in the International Placing. accurate; B. If you are a nominee • agree to accept the Hong Kong Public Offer Shares applied for, or any lesser number allocated to you under the application; You, as a nominee, may make more than one application for the Hong Kong Public Offer Shares by: (i) giving electronic instructions to • authorise the Company to place your name(s) on the Company’s HKSCC via Central Clearing and Settlement System (“CCASS”) (if register of members as the holder(s) of any Hong Kong Public you are a CCASS Participant); or (ii) using a WHITE or YELLOW Offer Shares allocated to you, and the Company and/or its agents Application Form, and lodge more than one application in your own to send any share certificate(s) and/or any refund cheque(s) to you name on behalf of different beneficial owners. or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless C. Effect of completing and submitting this Application Form you are eligible to collect the share certificate(s) and/or refund By completing and submitting this Application Form, you (and if you cheque(s) in person;

Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name

Power of attorney of the Listing Rules, the maximum total number of Offer Shares that If your application is made through an authorised attorney, the may be reallocated to the Hong Kong Public Offering following such Company and the Sole Global Coordinator, may accept or reject your reallocation shall be not more than double the initial allocation to the application at their discretion, and on any conditions they think fit, Hong Kong Public Offering (i.e. 120,000,000 Offer Shares). including evidence of the attorney’s authority. If your application for Hong Kong Public Offer Shares is Allocation of the Hong Kong Public Offer Shares – Pools A and B successful (in whole or in part) The total number of Hong Kong Public Offer Shares available under If you apply for 1,000,000 or more Hong Kong Public Offer Shares, the Hong Kong Public Offering will initially be divided equally into you may collect your refund cheque(s) and/or share certificate(s) in two pools for allocation purposes as follows: person from the Hong Kong Branch Share Registrar, Tricor Investor Pool A: The Hong Kong Public Offer Shares in Pool A will be Services Limited at Level 22, Hopewell Centre, 183 Queen’s Road allocated on an equitable basis to applicants who have applied East, Hong Kong, from 9:00 a.m. to 1:00 p.m. on Thursday, March 14, for Hong Kong Public Offer Shares in the value of HK$5 million 2019, or such other date as notified by us in the newspaper. (excluding brokerage fee, Stock Exchange trading fee and SFC transaction levy) or less. If you are an individual who is eligible for personal collection, you (ii) Pool B: The Hong Kong Public Offer Shares in Pool B will be must not authorise any other person to collect for you. If you are a allocated on an equitable basis to applicants who have applied corporate applicant which is eligible for personal collection, your for Hong Kong Public Offer Shares each with a total subscription authorised representative must bear a letter of authorisation from your amount (excluding brokerage fee, Stock Exchange trading fee and corporation stamped with your corporation’s chop. Both individuals SFC transaction levy) of more than HK$5 million and up to the and authorised representatives must produce, at the time of collection, value of Pool B. evidence of identity acceptable to the Hong Kong Branch Share Applicants should be aware that applications in Pool A and Pool B are Registrar. likely to receive different allocation ratios. If the Hong Kong Public Offer Shares in one pool (but not both pools) are under-subscribed, If you do not collect your refund cheque(s) and/or share certificate(s) the unsubscribed Hong Kong Public Offer Shares will be transferred personally within the time period specified for collection, they will be to the other pool to satisfy demand in that other pool and be allocated despatched promptly to the address as specified on this Application accordingly. Allocation of Shares to investors under the Hong Kong Form by ordinary post at your own risk. Public Offering will be based solely on the level of valid applications If you apply for less than 1,000,000 Hong Kong Public Offer Shares, received under the Hong Kong Public Offering. The basis of allocation your refund cheque(s) and/or share certificate(s) will be sent to the may vary, depending on the number of Hong Kong Public Offer Shares address on the relevant Application Form on Thursday, March 14, validly applied for by applicants. The allocation of Hong Kong Public 2019, by ordinary post and at your own risk. Offer Shares could, where appropriate, consist of balloting, which would mean that some applicants may receive a higher allocation than others Refund of your money who have applied for the same number of Hong Kong Public Offer If you do not receive any Hong Kong Public Offer Shares or if your Shares, and those applicants who are not successful in the ballot may application is accepted only in part, the Company will refund to not receive any Hong Kong Public Offer Shares. Applicants can only you your application monies (including the related 1.0% brokerage, receive an allocation of Hong Kong Public Offer Shares from either Pool 0.0027% SFC transaction levy and 0.005% Stock Exchange trading A or Pool B but not from both pools. Multiple or suspected multiple fee) without interest. If the Offer Price is less than the maximum Offer applications within either pool or between pools and any application Price, the Company will refund to you the surplus application monies for more than 50% of the Hong Kong Public Offer Shares initially (including the related 1.0% brokerage, 0.0027% SFC transaction levy available for subscription under the Hong Kong Public Offering will be and 0.005% Stock Exchange trading fee) without interest. rejected. Each applicant under the Hong Kong Public Offering will also The refund procedures are stated in the “14. Despatch/Collection of be required to give an undertaking and confirmation in the Application Share Certificates and Refund Monies” in the “How to Apply for Hong Form submitted by him that he and any person(s) for whose benefit Kong Public Offer Shares” section of the Prospectus. he is making the application have not received any Shares under the International Placing, and such applicant’s application is liable to be Application by HKSCC Nominees Limited (“HKSCC Nominees”) rejected if the said undertaking and/or confirmation is breached and/or Where this Application Form is signed by HKSCC Nominees on untrue (as the case may be). behalf of persons who have given electronic application instructions to apply for the Hong Kong Public Offer Shares, the provisions of Determination of Offer Price and Allocation of Hong Kong Public this Application Form which are inconsistent with those set out in the Prospectus shall not apply and provisions in the Prospectus shall The Offer Price is expected to be fixed on or around Tuesday, March prevail. 5, 2019. Applicants are required to pay the maximum Offer Price of Without limiting the generality of this paragraph, the following HK$3.18 for each Hong Kong Public Offer Share together with 1.0% sections of this Application Form are inapplicable where this form is brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange signed by HKSCC Nominees: trading fee. If the Offer Price is not agreed between the Company • “Applicants’ declaration” on the first page; and the Sole Global Coordinator (for itself and on behalf of the • “Warning” on the first page; Underwriters) on or before Wednesday, March 13, 2019, the Global • “If you are a nominee”; Offering will not proceed. • All representations and warranties under the “Effect of Applications for Hong Kong Public Offer Shares will not be processed completing and submitting this Application Form” section, except

Determination of Offer Price and Allocation of Hong Kong Public Offer Shares

The Offer Price is expected to be fixed on or around Tuesday, March 5, 2019. Applicants are required to pay the maximum Offer Price of HK$3.18 for each Hong Kong Public Offer Share together with 1.0% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is not agreed between the Company and the Sole Global Coordinator (for itself and on behalf of the Underwriters) on or before Wednesday, March 13, 2019, the Global Offering will not proceed.

  • All representations and warranties under the “Effect of completing and submitting this Application Form” section, except the first one regarding registration of Hong Kong Public Offer Shares in the applicant’s name and the signing of documents to enable the applicant to be registered as the holder of the Hong Kong Public Offer Shares;

Applications for Hong Kong Public Offer Shares will not be processed and no allotment of any Hong Kong Public Offer Shares will be made until the application lists close.

The Company expects to announce the final Offer Price, the level of indication of interest in the International Placing, the level of applications in the Hong Kong Public Offering and the basis of allocation of the Hong Kong Public Offer Shares on Thursday, March 14, 2019, in South China Morning Post (in English) and Hong Kong Economic Times (in Chinese) and on our Company’s website at www.risun.com and the website of the Stock Exchange at www.hkexnews.hk . Results of allocations in the Hong Kong Public Offering, and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites.

  • “If your application for Hong Kong Public Offer Shares is successful (in whole or in part)”; and

  • “Refund of your money”.

The following sub-sections in the section headed “How to Apply for Hong Kong Public Offer Shares” in the Prospectus are inapplicable where this form is signed by HKSCC Nominees:

  • “8. How many applications can you make”; and

  • “12. Circumstances in which you will not be allotted Offer Shares”.

• (if you are making the application as an agent for the benefit of The allocation of Offer Shares between the Hong Kong Public another person) warrant that (i) no other application has been or Offering and the International Placing is subject to adjustment as will be made by you as agent for or for the benefit of that person detailed in the section headed “Structure of the Global Offering – or by that person or by any other person as agent for that person The Hong Kong Public Offering – Reallocation/Adjustment” in the on a WHITE or YELLOW Application Form or by giving Prospectus. In particular, the Sole Global Coordinator (for itself, and electronic application instructions to HKSCC or to the HK eIPO on behalf of the Underwriters) may reallocate Offer Shares from the White Form Service Provider and (ii) you have due authority International Placing to the Hong Kong Public Offering to satisfy valid to sign the Application Form or give electronic application applications under the Hong Kong Public Offering. In accordance instructions on behalf of that other person as their agent. with Guidance Letter HKEX-GL91-18 issued by the Stock Exchange, if such reallocation is done other than pursuant to Practice Note 18 D. Power of attorney of the Listing Rules, the maximum total number of Offer Shares that If your application is made through an authorised attorney, the may be reallocated to the Hong Kong Public Offering following such Company and the Sole Global Coordinator, may accept or reject your reallocation shall be not more than double the initial allocation to the application at their discretion, and on any conditions they think fit, Hong Kong Public Offering (i.e. 120,000,000 Offer Shares). including evidence of the attorney’s authority. If your application for Hong Kong Public Offer Shares is Allocation of the Hong Kong Public Offer Shares – Pools A and B successful (in whole or in part) The total number of Hong Kong Public Offer Shares available under If you apply for 1,000,000 or more Hong Kong Public Offer Shares, the Hong Kong Public Offering will initially be divided equally into you may collect your refund cheque(s) and/or share certificate(s) in two pools for allocation purposes as follows: person from the Hong Kong Branch Share Registrar, Tricor Investor (i) Pool A: The Hong Kong Public Offer Shares in Pool A will be Services Limited at Level 22, Hopewell Centre, 183 Queen’s Road allocated on an equitable basis to applicants who have applied East, Hong Kong, from 9:00 a.m. to 1:00 p.m. on Thursday, March 14, for Hong Kong Public Offer Shares in the value of HK$5 million 2019, or such other date as notified by us in the newspaper. (excluding brokerage fee, Stock Exchange trading fee and SFC transaction levy) or less. If you are an individual who is eligible for personal collection, you (ii) Pool B: The Hong Kong Public Offer Shares in Pool B will be must not authorise any other person to collect for you. If you are a allocated on an equitable basis to applicants who have applied corporate applicant which is eligible for personal collection, your for Hong Kong Public Offer Shares each with a total subscription authorised representative must bear a letter of authorisation from your amount (excluding brokerage fee, Stock Exchange trading fee and corporation stamped with your corporation’s chop. Both individuals SFC transaction levy) of more than HK$5 million and up to the and authorised representatives must produce, at the time of collection, value of Pool B. evidence of identity acceptable to the Hong Kong Branch Share Applicants should be aware that applications in Pool A and Pool B are Registrar. likely to receive different allocation ratios. If the Hong Kong Public Offer Shares in one pool (but not both pools) are under-subscribed, If you do not collect your refund cheque(s) and/or share certificate(s) the unsubscribed Hong Kong Public Offer Shares will be transferred personally within the time period specified for collection, they will be to the other pool to satisfy demand in that other pool and be allocated despatched promptly to the address as specified on this Application accordingly. Allocation of Shares to investors under the Hong Kong Form by ordinary post at your own risk. Public Offering will be based solely on the level of valid applications If you apply for less than 1,000,000 Hong Kong Public Offer Shares, received under the Hong Kong Public Offering. The basis of allocation your refund cheque(s) and/or share certificate(s) will be sent to the may vary, depending on the number of Hong Kong Public Offer Shares address on the relevant Application Form on Thursday, March 14, validly applied for by applicants. The allocation of Hong Kong Public 2019, by ordinary post and at your own risk. Offer Shares could, where appropriate, consist of balloting, which would mean that some applicants may receive a higher allocation than others Refund of your money who have applied for the same number of Hong Kong Public Offer If you do not receive any Hong Kong Public Offer Shares or if your Shares, and those applicants who are not successful in the ballot may application is accepted only in part, the Company will refund to not receive any Hong Kong Public Offer Shares. Applicants can only you your application monies (including the related 1.0% brokerage, receive an allocation of Hong Kong Public Offer Shares from either Pool 0.0027% SFC transaction levy and 0.005% Stock Exchange trading A or Pool B but not from both pools. Multiple or suspected multiple fee) without interest. If the Offer Price is less than the maximum Offer applications within either pool or between pools and any application Price, the Company will refund to you the surplus application monies for more than 50% of the Hong Kong Public Offer Shares initially (including the related 1.0% brokerage, 0.0027% SFC transaction levy available for subscription under the Hong Kong Public Offering will be and 0.005% Stock Exchange trading fee) without interest. rejected. Each applicant under the Hong Kong Public Offering will also The refund procedures are stated in the “14. Despatch/Collection of be required to give an undertaking and confirmation in the Application Share Certificates and Refund Monies” in the “How to Apply for Hong Form submitted by him that he and any person(s) for whose benefit Kong Public Offer Shares” section of the Prospectus. he is making the application have not received any Shares under the International Placing, and such applicant’s application is liable to be Application by HKSCC Nominees Limited (“HKSCC Nominees”) rejected if the said undertaking and/or confirmation is breached and/or Where this Application Form is signed by HKSCC Nominees on untrue (as the case may be). behalf of persons who have given electronic application instructions

如 閣下欲以本身名義登記將獲發行的香港公開發售股份,請使用本表格

中國旭陽集團有限公司

(於開曼群島註冊成立之有限公司)

  • 明白倘(i)國際配售項下之發售股份獲全數認購或超額認(i)國際配售項下之發售股份獲全數認購或超額認國際配售項下之發售股份獲全數認購或超額認 購,且倘有效申請香港公開發售之發售股份數目為香港 公開發售項下初步可供認購之發售股份數目100%或以上100%或以上或以上 但少於15倍;或(ii)國際配售項下之發售股份未獲全數認15倍;或(ii)國際配售項下之發售股份未獲全數認倍;或(ii)國際配售項下之發售股份未獲全數認(ii)國際配售項下之發售股份未獲全數認國際配售項下之發售股份未獲全數認 購,且倘有效申請香港公開發售之發售股份數目為香港公 開發售項下初步可供認購之發售股份數目100%或以上,100%或以上,或以上, 則獨家全球協調人可酌情將國際配售之發售股份重新分配 至香港公開發售,以滿足香港公開發售項下之有效申請, 惟香港公開發售項下可供認購之發售股份總數不得增加至 多於120,000,000股股份(相當於香港公開發售項下初步可120,000,000股股份(相當於香港公開發售項下初步可股股份(相當於香港公開發售項下初步可 供認購之發售股份數目的兩倍及全球發售項下初步可供認 購之發售股份總數20%)。20%)。)。

  • ‧ 確認 閣下知悉招股章程內有關全球發售的限制;

  • ‧ 同意本公司、獨家保薦人、獨家全球協調人、聯席賬簿管 理人、聯席牽頭經辦人、包銷商、彼等各自的董事、高級 職員、僱員、合夥人、代理、顧問及參與全球發售的任何 其他人士現時及日後均毋須對並非載於招股章程(及其任 何補充文件)的任何資料及陳述負責;

  • ‧ 承諾及確認 閣下或 閣下為其利益提出申請的人士並無 申請或接納或表示有意認購(亦將不會申請或接納或表示 有意認購)國際配售的任何國際配售股份,也沒有參與國 際配售;

  • ‧ 聲明及表示此乃本人╱吾等為本身或本人╱吾等為其利益 提出申請的人士所提出及擬提出的唯一申請;

  • ‧ 明白本公司及聯席賬簿管理人將依據 閣下的聲明及陳述 而決定是否向 閣下配發任何香港公開發售股份, 閣下 如作出虛假聲明,可能會被檢控;

  • ‧ (如本申請是為 閣下本身利益提出)保證 閣下或作 為 閣下代理的任何人士或任何其他人士不曾亦將不會 為 閣下利益以 白色黃色 申請表格或向香港結算或 網上 白表 服務供應商發出電子認購指示而提出其他申請;及

全球發售 申請條件 ‧ 同意在本公司、香港股份過戶登記分處、收款銀行、獨家 保薦人、獨家全球協調人、聯席賬簿管理人、聯席牽頭經 甲、可提出申請的人士 辦人、包銷商及╱或彼等各自的顧問及代理提出要求時, 1. 閣下及 閣下為其利益提出申請的人士必須年滿18歲並有 向彼等披露其所要求提供有關 閣下及 閣下為其利益提 香港地址。 出申請的人士的任何個人資料; 2. 如 閣下為商號,申請須以個別成員名義提出。 3. 聯名申請人不得超過四名。 ‧ 如香港境外任何地方的法例適用於 閣下的申請,則同意 4. 如 閣下為法人團體,申請須經獲正式授權人員簽署,並 及保證 閣下已遵守所有有關法例,且本公司、獨家保薦 註明其所屬代表身份及蓋上公司印鑑。 人、獨家全球協調人、聯席賬簿管理人、聯席牽頭經辦 5. 閣下必須身處美國境外,並非美國籍人士(定義見美國證 人及包銷商和彼等各自任何高級職員或顧問概不會因接 券法S規例),亦非中國法人或自然人。 納 閣下的購買要約,或 閣下根據招股章程及本申請表 6. 除上市規則批准外,下列人士概不得申請認購任何香港公 格所載的條款及條件應有的權利及責任所引致的任何行 開發售股份: ‧ 動,而違反香港境外的任何法例; 本公司及╱或其任何附屬公司股份的現有實益擁有 人; ‧ 同意 閣下的申請一經接納,即不得因無意的失實陳述而 ‧ 本公司及╱或其任何附屬公司的董事或最高行政人 撤銷; 員; ‧ 同意 閣下的申請受香港法例管轄; ‧ 本公司關連人士(定義見上市規則)或緊隨全球發售完 ‧ 聲明、保證及承諾:(i) 閣下明白香港公開發售股份不曾 成後將成為本公司關連人士的人士; 亦將不會根據美國證券法登記;及(ii) 閣下及 閣下為其 ‧ 上述任何人士的聯繫人(定義見上市規則);或 利益申請香港公開發售股份的人士均身處美國境外(定義 ‧ 已獲分配或已申請認購或表示有意認購任何國際配售 股份或以任何方式參與國際配售的人士。 見S規例),或屬S規例第902條第(h)(3)段所述的人士; ‧ 保證 閣下提供的資料真實及準確; 乙、如 閣下為代名人 ‧ 同意接納所申請數目或根據申請分配予 閣下但數目較少 閣下作為代名人可提出超過一次香港公開發售股份申請,方法 的香港公開發售股份; 是:(i)透過中央結算及交收系統(「中央結算系統」)向香港結算 ‧ 授權本公司將 閣下的姓名╱名稱列入本公司股東名冊, 發出電子認購指示(如 閣下為中央結算系統參與者);或(ii) 作為 閣下獲分配的任何香港公開發售股份的持有人,並 使用 白色黃色 申請表格,以自身名義代表不同的實益擁有人 授權本公司及╱或其代理以普通郵遞方式按申請所示地址 提交超過一份申請。 向 閣下或聯名申請的排名首位申請人寄發任何股票及╱ 丙、填交本申請表格的效用 或退款支票,郵誤風險由 閣下承擔,惟 閣下合資格親 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請 身領取股票及╱或退款支票則除外; 人,即各人共同及個別)代表 閣下本身,或作為 閣下代其 • 明白倘(i)國際配售項下之發售股份獲全數認購或超額認(i)國際配售項下之發售股份獲全數認購或超額認國際配售項下之發售股份獲全數認購或超額認 行事的每位人士的代理或代名人: 購,且倘有效申請香港公開發售之發售股份數目為香港 ‧ 承諾簽立所有相關文件,並指示及授權本公司及╱或作為 公開發售項下初步可供認購之發售股份數目100%或以上100%或以上或以上 本公司代理的聯席賬簿管理人(或其代理或代名人),按照 但少於15倍;或(ii)國際配售項下之發售股份未獲全數認15倍;或(ii)國際配售項下之發售股份未獲全數認倍;或(ii)國際配售項下之發售股份未獲全數認(ii)國際配售項下之發售股份未獲全數認國際配售項下之發售股份未獲全數認 組織章程細則的規定代表 閣下簽立所有相關文件,並代 購,且倘有效申請香港公開發售之發售股份數目為香港公 表 閣下辦理一切必要事宜以將 閣下獲分配的任何香港 公開發售股份以 閣下名義登記; 開發售項下初步可供認購之發售股份數目100%或以上,100%或以上,或以上, ‧ 同意遵守公司法、公司條例、公司(清盤及雜項條文)條例 則獨家全球協調人可酌情將國際配售之發售股份重新分配 及組織章程大綱及細則; 至香港公開發售,以滿足香港公開發售項下之有效申請, ‧ 確認 閣下已細閱招股章程及本申請表格所載的條款及條 惟香港公開發售項下可供認購之發售股份總數不得增加至 件以及申請程序,並同意受其約束; 多於120,000,000股股份(相當於香港公開發售項下初步可120,000,000股股份(相當於香港公開發售項下初步可股股份(相當於香港公開發售項下初步可 ‧ 確認 閣下已接獲及細閱招股章程,提出申請時也僅依據 供認購之發售股份數目的兩倍及全球發售項下初步可供認 招股章程載列的資料及陳述,而除招股章程任何補充文件 購之發售股份總數20%)。20%)。)。 所載者外,閣下不會依賴任何其他資料或陳述; ‧ 確認 閣下知悉招股章程內有關全球發售的限制; ‧ 聲明及表示此乃本人╱吾等為本身或本人╱吾等為其利益

如 閣下欲以本身名義登記將獲發行的香港公開發售股份,請使用本表格

  • (ii) 乙組:乙組的香港公開發售股份將按公平基準分配予每名 申請香港公開發售股份的總認購金額(不包括經紀佣金、 聯交所交易費及證監會交易徵費)為5百萬港元以上但不超5百萬港元以上但不超百萬港元以上但不超 過乙組價值的申請人。

本公司預期於2019年3月14日(星期四)在《南華早報》(以英文) 及《香港經濟日報》(以中文)以及本公司網站( www.risun.com ) 及聯交所網站( www.hkexnews.hk )公佈最終發售價、國際配售 踴躍程度、香港公開發售的申請水平及香港公開發售股份分配 基準。香港公開發售的分配結果以及成功申請人的香港身份 證╱護照╱香港商業登記號碼(如適用)亦同於上述網站公佈。

  • ‧ 「如 閣下成功申請認購香港公開發售股份(全部或部 分)」;及

  • ‧ 「退回款項」。

招股章程「如何申請香港公開發售股份」一節的以下分節在香港 結算代理人作為本表格簽署人的情況下並不適用:

  • ‧ 「8. 閣下可提交的申請數目」;及

  • ‧ 「12. 閣下不獲配發發售股份的情況」。

‧ (如 閣下作為代理為另一人士的利益提出申請)保證 在香港公開發售與國際配售之間作出的發售股份分配可根據招 (i) 閣下(作為代理或為該人士利益)或該人士或任何其他 股章程「全球發售的架構-香港公開發售-重新分配╱調整」一 作為該人士代理的人士不曾亦不會以 白色黃色 申請表格 節所詳述者予以調整。具體而言,獨家全球協調人(為其本身 及代表包銷商)可將發售股份自國際配售重新分配至香港公開 或向香港結算或 網上白表 服務供應商發出電子認購指示而 發售以滿足香港公開發售之有效申請。根據聯交所發出的指引 提出其他申請;及(ii) 閣下獲正式授權作為該人士的代理 信HKEX-GL91-18,倘上述重新分配並非根據《上市規則》第18 代為簽署本申請表格或發出電子認購指示。 項應用指引而作出,則於該重新分配後可能重新分配至香港公 開發售的發售股份總數最多不得超過向香港公開發售所作之最 丁、授權書 初分配的兩倍(即120,000,000股發售股份)。 如 閣下透過授權代理人提出申請,本公司及獨家全球協調人 可按其認為合適的任何條件(包括出示代理人獲授權證明)酌情 如 閣下成功申請認購香港公開發售股份(全部或部分) 接納或拒絕 閣下的申請。 如 閣下申請認購1,000,000股或以上香港公開發售股份, 閣 下可於2019年3月14日(星期四)上午九時正至下午一時正或本 分配香港公開發售股份-甲組及乙組 公司在報章上公佈的有關其他日期,親臨香港股份過戶登記分 為進行分配,根據香港公開發售可供認購的香港公開發售股份 處,卓佳證券登記有限公司(地址為香港皇后大道東183號合和 總數將初步平均分為以下兩組: 中心22樓)領取 閣下的退款支票及╱或股票。 (i) 甲組:甲組的香港公開發售股份將按公平基準分配予每名 如 閣下為個人申請人並合資格親身領取, 閣下不得授權 申請總值5百萬港元(不包括經紀佣金、聯交所交易費及證 任何其他人士代領。如 閣下為公司申請人並合資格派人領 監會交易徵費)或以下的香港公開發售股份的申請人。 取, 閣下的授權代表須攜同蓋上公司印鑑的授權書領取。個 (ii) 乙組:乙組的香港公開發售股份將按公平基準分配予每名 人申請人及授權代表領取退款支票及╱或股票時須出示香港股 申請香港公開發售股份的總認購金額(不包括經紀佣金、 份過戶登記分處接納的身份證明文件。 聯交所交易費及證監會交易徵費)為5百萬港元以上但不超5百萬港元以上但不超百萬港元以上但不超 過乙組價值的申請人。 如 閣下並無在指定領取時間內親身領取退款支票及╱或股 申請人應留意,甲組及乙組申請的分配比例或會不同。倘香港 票,有關退款支票及╱或股票將會立刻以普通郵遞方式寄往本 公開發售股份其中一組(而非兩組)出現認購不足的情況,則未 申請表格所示地址,郵誤風險由 閣下承擔。 獲認購的香港公開發售股份將轉撥往另一組以滿足該組的需 如 閣下申請認購1,000,000股以下香港公開發售股份, 閣下 求,並作出相應分配。根據香港公開發售向投資者分配股份將 的退款支票及╱或股票將於2019年3月14日(星期四)以普通郵 遞方式寄往有關申請表格所示地址,郵誤風險由 閣下承擔。 完全依據香港公開發售所收到有效申請水平進行。分配基準可 視乎申請人有效申請之香港公開發售股份數目進行調整。在適 退回款項 當情況下,可能會在分配香港公開發售股份過程中進行抽籤, 若 閣下未獲分配任何香港公開發售股份或申請僅部分獲接 即意味著對於申請認購相同數目之香港公開發售股份的申請 納,本公司將不計利息退回 閣下的申請股款(包括相關的 人,部分申請人所獲分配之股份數目可能較其他申請人為高, 1.0%經紀佣金、0.0027%證監會交易徵費及0.005%聯交所交易 且未能在抽籤時中籤之申請人,將可能無法獲得任何香港公 費)。倘發售價低於最高發售價,本公司將不計利息向 閣下 開發售股份。申請人僅可獲分配甲組或乙組的香港公開發售股 退回多繳申請股款(包括相關的1.0%經紀佣金、0.0027%證監 份,而不可兩者兼得。於其中一組或兩組之間的重複申請或疑 會交易徵費及0.005%聯交所交易費)。 屬重複申請,以及任何申請認購超過香港公開發售初步可供認 有關退款程序載於招股章程「如何申請香港公開發售股份」一節 購的50%香港公開發售股份,將被拒絕受理。香港公開發售之 「14.發送╱領取股票及退回股款」內。 每名申請人亦須在其遞交之申請表格上承諾及確認,該申請人 香港中央結算(代理人)有限公司(「香港結算代理人」)提出的申 及該申請人為其利益提出申請任何人士並無獲發任何國際配售 股份,而倘上述承諾及╱或確認有違反及╱或失實之情況(視 如本申請表格由香港結算代理人代表發出電子認購指示申請香 乎情況而定),則該申請人之申請將不予受理。 港公開發售股份的人士簽署,本申請表格與招股章程不符的條 文將不適用,且以招股章程所述者為準。 釐定發售價及香港公開發售股份的分配 在不限制此段一般應用的前提下,本申請表格的以下部分在香 預期發售價於2019年3月5日(星期二)或前後釐定。申請人須繳 港結算代理人作簽署人的情況下並不適用: 付最高發售價每股香港公開發售股份3.18港元,另加1.0%經紀 ‧ 第一頁的「申請人聲明」; 佣金、0.0027%證監會交易徵費及0.005%聯交所交易費。倘若 ‧ 第一頁的「警告」; 本公司與獨家全球協調人(為其本身及代表包銷商)未能於2019 ‧ 「如 閣下為代名人」; 年3月13日(星期三)或之前協定發售價,全球發售將不會進行。 ‧ 「填交本申請表格的效用」一節的所有陳述及保證,惟首項 截止登記認購申請前,概不處理香港公開發售股份的申請及配 有關以申請人名義登記香港公開發售股份及簽署使申請人 登記成為香港公開發售股份持有人的文件除外; 發任何香港公開發售股份。

Please use this form if you want the Hong Kong Public Offer Shares to be issued in your name

3. Transfer of personal data

Personal Data

Personal Information Collection Statement

Personal data held by the Company and its Hong Kong Branch Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Branch Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or

This Personal Information Collection Statement informs the applicant for, and holder of, Hong Kong Public Offer Shares, of the policies and practices of the Company and its Hong Kong Branch Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”).

transfer (whether within or outside Hong Kong) the personal Reasons for the collection of your personal data data to, from or with any of the following: It is necessary for applicants and registered holders of • the Company’s appointed agents such as financial securities to supply correct personal data to the Company or advisers, receiving banks and overseas principal share its agents and the Hong Kong Branch Share Registrar when applying for securities or transferring securities into or out registrar; of their names or in procuring the services of the Hong Kong • where applicants for securities request a deposit into Branch Share Registrar. CCASS, HKSCC or HKSCC Nominees, who will use Failure to supply the requested data may result in your application for securities being rejected, or in delay or the the personal data for the purposes of operating CCASS; inability of the Company or its Hong Kong Branch Share • any agents, contractors or third-party service providers Registrar to effect transfers or otherwise render their services. who offer administrative, telecommunications, computer, It may also prevent or delay registration or transfers of the Hong Kong Public Offer Shares which you have successfully payment or other services to the Company or the Hong applied for and/or the despatch of share certificate(s) and/or Kong Branch Share Registrar in connection with their refund cheque(s) and/or e-Auto Refund payment instructions respective business operation; to which you are entitled. It is important that securities holders inform the Company • the Stock Exchange, the SFC and any other statutory and the Hong Kong Branch Share Registrar immediately of regulatory or governmental bodies or otherwise as any inaccuracies in the personal data supplied. required by laws, rules or regulations; and • any persons or institutions with which the securities’ Purposes The personal data of the securities holders may be used, holders have or propose to have dealings, such as their held, processed, and/or stored (by whatever means), for the bankers, solicitors, accountants or stockbrokers etc. following purposes: processing your application and refund cheque and e-Auto Refund payment instructions, where applicable, 4. Retention of personal data verification of compliance with the terms and application The Company and its Hong Kong Branch Share Registrar procedures set out in this Application Form and the will keep the personal data of the applicants and holders Prospectus and announcing results of allocation of the Hong Kong Public Offer Shares; of securities for as long as necessary to fulfil the purposes compliance with applicable laws and regulations in for which the personal data were collected. Personal data Hong Kong and elsewhere; which is no longer required will be destroyed or dealt with in registering new issues or transfers into or out of the accordance with the Ordinance. names of securities’ holders including, where applicable, HKSCC Nominees; maintaining or updating the register of securities’ 5. Access to and correction of personal data holders of the Company; Securities holders have the right to ascertain whether the verifying securities holders’ identities; establishing benefit entitlements of securities’ holders Company or the Hong Kong Branch Share Registrar hold of the Company, such as dividends, rights issues, bonus their personal data, to obtain a copy of that data, and to issues, etc.; correct any data that is inaccurate. The Company and the distributing communications from the Company and its subsidiaries; Hong Kong Branch Share Registrar have the right to charge compiling statistical information and securities’ holder a reasonable fee for the processing of such requests. profiles; All requests for access to data or correction of data should making disclosures as required by laws, rules or regulations; be addressed to us, at our registered address disclosed in

  • transfer (whether within or outside Hong Kong) the personal

  • 1. Reasons for the collection of your personal data data to, from or with any of the following: It is necessary for applicants and registered holders of • the Company’s appointed agents such as financial securities to supply correct personal data to the Company or advisers, receiving banks and overseas principal share

  • its agents and the Hong Kong Branch Share Registrar when applying for securities or transferring securities into or out registrar; of their names or in procuring the services of the Hong Kong • where applicants for securities request a deposit into Branch Share Registrar. CCASS, HKSCC or HKSCC Nominees, who will use

  • Failure to supply the requested data may result in your application for securities being rejected, or in delay or the the personal data for the purposes of operating CCASS; inability of the Company or its Hong Kong Branch Share • any agents, contractors or third-party service providers Registrar to effect transfers or otherwise render their services. who offer administrative, telecommunications, computer,

  • It may also prevent or delay registration or transfers of the Hong Kong Public Offer Shares which you have successfully payment or other services to the Company or the Hong applied for and/or the despatch of share certificate(s) and/or Kong Branch Share Registrar in connection with their refund cheque(s) and/or e-Auto Refund payment instructions respective business operation;

  • to which you are entitled. It is important that securities holders inform the Company • the Stock Exchange, the SFC and any other statutory and the Hong Kong Branch Share Registrar immediately of regulatory or governmental bodies or otherwise as any inaccuracies in the personal data supplied. required by laws, rules or regulations; and

  • 2. Purposes • any persons or institutions with which the securities’ The personal data of the securities holders may be used, holders have or propose to have dealings, such as their held, processed, and/or stored (by whatever means), for the bankers, solicitors, accountants or stockbrokers etc. following purposes: • processing your application and refund cheque and e-Auto Refund payment instructions, where applicable, 4. Retention of personal data verification of compliance with the terms and application The Company and its Hong Kong Branch Share Registrar procedures set out in this Application Form and the will keep the personal data of the applicants and holders

  • Prospectus and announcing results of allocation of the Hong Kong Public Offer Shares; of securities for as long as necessary to fulfil the purposes

  • • compliance with applicable laws and regulations in for which the personal data were collected. Personal data Hong Kong and elsewhere; which is no longer required will be destroyed or dealt with in

  • • registering new issues or transfers into or out of the accordance with the Ordinance.

  • names of securities’ holders including, where applicable, HKSCC Nominees;

  • • maintaining or updating the register of securities’ 5. Access to and correction of personal data holders of the Company;

  • • verifying securities holders’ identities; Securities holders have the right to ascertain whether the

Securities holders have the right to ascertain whether the Company or the Hong Kong Branch Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Branch Share Registrar have the right to charge a reasonable fee for the processing of such requests.

  • establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues, bonus issues, etc.;

  • • distributing communications from the Company and its subsidiaries;

  • • compiling statistical information and securities’ holder profiles;

All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Branch Share Registrar for the attention of the privacy compliance officer.

  • making disclosures as required by laws, rules or regulations;

  • disclosing identities of successful applicants by way of press announcement(s) or otherwise;

  • disclosing relevant information to facilitate claims on entitlements; and

  • any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Branch Share Registrar to discharge their obligations to securities’ holders and/or regulators and/ or any other purposes to which the securities’ holders may from time to time agree.

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

如 閣下欲以本身名義登記將獲發行的香港公開發售股份,請使用本表格

3. 轉交個人資料

個人資料

個人資料收集聲明

本公司及其香港股份過戶登記分處所持有之證券持 有人的個人資料將會保密,但本公司及其香港股份 過戶登記分處可以在為作上述任何用途之必要情況 下,向下列任何人士披露、取得或轉交(無論在香港

此項個人資料收集聲明是向香港公開發售股份的申 有人的個人資料將會保密,但本公司及其香港股份 請人和持有人說明本公司及其香港股份過戶登記分 過戶登記分處可以在為作上述任何用途之必要情況 處有關個人資料和香港法例第486章《個人資料(私 下,向下列任何人士披露、取得或轉交(無論在香港 隱)條例》(「條例」)方面的政策和慣例。 境內或境外)個人資料: ‧ 1. 收集 閣下個人資料的原因 本公司委任的代理人,例如財務顧問、收款銀 證券申請人及登記持有人以本身名義申請證券或轉 行和主要海外股份過戶登記處; ‧ 讓或受讓證券時或尋求香港股份過戶登記分處的服 (如證券申請人要求將證券存入中央結算系統) 務時,必須向本公司或其代理人及香港股份過戶登 香港結算或香港結算代理人,彼等將會就中央 記分處提供準確個人資料。 結算系統的運作使用有關個人資料; 未能提供所要求的資料可能導致 閣下申請證券被 ‧ 向本公司或香港股份過戶登記分處提供與其各 拒或延遲,或本公司或其香港股份過戶登記分處無 自業務營運有關的行政、電訊、電腦、付款或 法完成轉讓或以其他方式提供服務。此舉也可能妨 其他服務的任何代理人、承包商或第三方服務 礙或延遲登記或轉讓 閣下成功申請的香港公開發 售股份及╱或寄發 閣下應得的股票及╱或退款支 供應商; ‧ 票及╱或電子自動退款指示。 聯交所、證監會及任何其他法定監管機關或政 證券持有人所提供的個人資料如有任何錯誤,須立 府部門或遵照其他法例、規則或法規另行規定 即通知本公司及香港股份過戶登記分處。 者;及 ‧ 證券持有人與其進行或擬進行交易的任何人士 2. 用途 或機構,例如彼等的銀行、律師、會計師或股 證券持有人的個人資料可以任何方式被採用、持 票經紀等。 有、處理及╱或保存,以作下列用途: ‧ 處理 閣下的申請及退款支票及電子自動退款 指示(如適用)、核實是否符合本申請表格及招 4. 個人資料的保留 股章程載列的條款和申請程序以及公佈香港公 本公司及其香港股份過戶登記分處將按收集個人資 開發售股份的分配結果; 料所需的用途在必要時保留證券申請人及持有人的 ‧ 遵守香港及其他地區的適用法律及法規; 個人資料。無需保留的個人資料將會根據條例銷毀 ‧ 以證券持有人(包括香港結算代理人(如適用)) 或處理。 的名義登記新發行證券或轉讓或受讓證券; ‧ 存置或更新本公司證券持有人的名冊; ‧ 5. 查閱和更正個人資料 核實證券持有人的身份; ‧ 確定本公司證券持有人的受益權利,例如股 證券持有人有權確定本公司或香港股份過戶登記分 息、供股、紅股等; 處是否持有其個人資料,並有權索取有關該資料的 ‧ 分發本公司及其附屬公司的通訊; 副本並更正任何不準確資料。本公司和香港股份過 ‧ 編製統計數據和證券持有人資料; 戶登記分處有權就處該等要求收取合理費用。 ‧ 遵照法律、規則或法規的規定作出披露; 所有查閱資料或更正資料的要求應按招股章程「公司 ‧ 透過報章公佈或其他方式披露成功申請人的身 資料」一節所披露或不時通知的本公司註冊地址向公 份; ‧ 司秘書或本公司的香港股份過戶登記分處屬下的個 披露有關資料以便就權益索償;及 ‧ 人資料私隱事務主任提出。 與上述有關的任何其他附帶或相關用途及╱或 使本公司及香港股份過戶登記分處能履行對證 券持有人及╱或監管機構承擔的責任及╱或證 閣下簽署申請表格或向香港結算發出電子認購指 券持有人不時同意的任何其他用途。 示,即表示同意上述各項。

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