China Risun Group Limited

Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港公開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口，請使用本表格

This Application Form uses the same terms as defined in the prospectus of China Risun Group Limited (the “Company”) dated February 28, 2019 (the “Prospectus”).

Staple your 2019 (the “Prospectus”). 本申請表格使用與中國旭陽集團有限公司（「本公司」）於2019年2月28日刊發的招股章程（「招股章程」）所界定的相同詞語。 payment Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Public Offer here Shares in any jurisdiction other than Hong Kong. The Hong Kong Public Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 請將股款 本申請表格及招股章程概不構成在香港以外任何司法權區要約出售或游說要約購買任何香港公開發售股份。若無根據美國證券法登記或豁免登記，香港公開發售股份不得在美國提呈發售或出售。 緊釘在此 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內，概不得發送或派發或複製（不論方式，也不論全部或部分）本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the section headed “Documents to be Delivered to the Registrar of Companies and Available for Inspection” in Appendix VII to the Prospectus have been registered with the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄七「送呈公司註冊處處長及備查文件」一節所述其他文件之副本已遵照香港法例第32章《公司（清盤及雜項條文）條例》第342C條的規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司（「聯交所」）、香港中央結算有限公司（「香港結算」）、香港證券及期貨事務監察委員會（「證監會」）及香港公司註冊處處長對此等文件的內容概不負責。 China Risun Group Limited 中國旭陽集團有限公司 (Incorporated in the Cayman Islands with limited liability) （於開曼群島註冊成立之有限公司） Stock code : 1907 股份代號 : 1907 Maximum Offer Price : HK$3.18 per Share, plus brokerage of 1%, SFC transaction levy of 0.0027%, and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 最高發售價 : 每股股份 3.18 港元，另加 1% 經紀佣金、 0.0027%證監會交易徵費及0.005%聯交所交易費（須於申請時以港元繳足，多繳款項可予退回） You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. 招股章程尚有關於申請程序的其他資料，故本申請表格應與招股章程一併閱讀。 Application Form 申請表格 To: China Risun Group Limited 致：中國旭陽集團有限公司 The Sole Sponsor 獨家保薦人 The Sole Global Coordinator 獨家全球協調人 The Joint Bookrunners 聯席賬簿管理人 The Joint Lead Managers 聯席牽頭經辦人 The Hong Kong Underwriters 香港包銷商

申請人聲明

Applicants’ declaration

本人╱吾等同意本申請表格及招股章程內的條款及條件以及申請程序。請參閱本申請表格「填交本申請表格的效用」一節。

I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

警告：任何人士只限作出一次為其利益而進行的認。購申請請參閱「填交本申請表格的效用」一節最後四點。

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

Signed by (all) applicant(s) (all joint applicants must sign):

For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀由（所有）申請人簽署（所有聯名申請人必須簽署）： Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date 日期： / / D日 M月 Y年 Number of Hong Kong Public Offer Shares applied for (not more than 30,000,000 Shares) Cheque/banker’s cashier order number 支票╱銀行本票號碼申請香港公開發售股份之數目（不超過30,000,000股股份） Name of bank on which cheque/banker’s cashier order is drawn (see “How to make Total amount 總額 your application” section) 兌現支票╱銀行本票的銀行名稱（見「申請手續」一節） HK$ 港元 Name in English (in BLOCK letters) 英文姓名╱名稱（正楷） Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業（以英文填寫） Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱護照號碼╱香港商業登記號碼（請刪除不適用者） Names of all other joint applicants in English (if any, in BLOCK letters) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration 所有其他聯名申請人的英文姓名╱名稱（如有，正楷） No. of all other joint applicants (Please delete as appropriate) 申請人的香港身份證號碼╱護照號碼╱香港商業登記號碼（請刪除不適所有其他聯名 1) 用者） 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only, in BLOCK letters) 香港地址（以英文正楷填寫）及電話號碼（聯名申請人只須填寫排名首位申請人的地址及電話號碼） Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do THIS BOX MUST BE DULY COMPLETED not complete this section. Please provide an account number or identification 必須填妥此欄 code for each (joint) beneficial owner. 由代名人遞交：代名人若不填寫由代名人遞交：代名人若不填寫 Participant I.D. of the CCASS Investor Participant or designated CCASS 本節，是項認購申請將視作為閣下利益提出。請填寫每名（聯名） Participant 中央結算系統投資者戶口持有人或指定的中央結算系統參與 實益擁有人的賬戶號碼或識別編碼。 者的參與者編號 For designated CCASS Participant or Corporate CCASS Investor Participant, ADDRESS LABEL 地址標貼 (Your 地址標貼 (Your (Your name (s) and address

For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交：代名人若不填寫由代名人遞交：代名人若不填寫本節，是項認購申請將視作為閣下利益提出。請填寫每名（聯名）實益擁有人的賬戶號碼或識別編碼。

For designated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或中央結算系統公司投資者戶口持有人，請加蓋顯示公司名稱的公司印鑑

ADDRESS LABEL 地址標貼 (Your 地址標貼 (Your (Your name (s) and address in Hong Kong in BLOCK letters 請用正楷填寫閣下姓名 ╱ 名稱及香港地址）

For Internal use 此欄供內部使用

(See paragraph 2 in the section “How to make your application”) （請參閱「申請手續」一節第2 段）

(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application” . 如閣下為中央結算系統投資者戶口持有人，是項申請僅接納香港身份證號碼（如屬個別人士）或香港商業登記號碼（如屬法人團體），請參閱「申請手續」一節第2段。
(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請：如屬個別人士，必須填寫閣下的香港身份證號碼或護照號碼（持有香港身份證者請填寫香港身份證號碼，否則請填寫護照號碼）；如屬法人團體，請填寫閣下的香港商業登記號碼。
(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque if there is the need to refund the surplus application monies in the future. Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 日後如需退回多繳的申請股款，退款支票上或會印有閣下或（如屬聯名申請人）排名首位申請人的香港身份證號碼╱護照號碼的一部分。有關資料將用於核實申請表格是否有效，亦會轉交第三方作資料核實和退款。銀行兌現退款支票前或會要求查證閣下的香港身份證號碼╱護照號碼。
(4) If an application is made by an unlisted company and: • the principal business of that company is dealing in securities; and • you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請由一家非上市公司提出，而： • 該公司主要從事證券買賣業務；及 • 閣下對該公司可行使法定控制權，是項申請將視作為閣下的利益提出。
(5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供（如屬個別人士）其香港身份證號碼或（如適用）護照號碼，或（如屬法人團體）其香港商業登記號碼。

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How to make your application

Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

How to make your application 1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected. (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant	How to make your application 1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected. (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant	How to make your application 1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected. (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant	How to make your application 1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Public Offer Shares and in one of the numbers set out in the table, or your application will be rejected. (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Hong Kong Public Offer Shares applied for Amount payable on application HK$	No. of Hong Kong Public Offer Shares applied for Amount payable on application HK$	No. of Hong Kong Public Offer Shares applied for Amount payable on application HK$	No. of Hong Kong Public Offer Shares applied for Amount payable on application HK$
1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 9,000 10,000 20,000 3,212.05 6,424.09 9,636.14 12,848.18 16,060.23 19,272.27 22,484.31 25,696.36 28,908.40 32,120.45 64,240.90	30,000 40,000 50,000 60,000 70,000 80,000 90,000 100,000 200,000 300,000 400,000 96,361.35 128,481.79 160,602.24 192,722.69 224,843.14 256,963.59 289,084.04 321,204.49 642,408.97 963,613.46 1,284,817.94	樣 500,000 600,000 700,000 800,000 900,000 1,000,000 2,000,000 3,000,000 4,000,000 5,000,000 6,000,000 1,606,022.43 1,927,226.92 2,248,431.40 2,569,635.89 2,890,840.37 3,212,044.86 6,424,089.72 9,636,134.58 12,848,179.44 16,060,224.30 19,272,269.16	7,000,000 8,000,000 9,000,000 10,000,000 15,000,000 20,000,000 25,000,000 30,000,000* 22,484,314.02 25,696,358.88 28,908,403.74 32,120,448.60 48,180,672.90 64,240,897.20 80,301,121.50 96,361,345.80

20,000 64,240.90 400,000 1,284,817.94 6,000,000
- 30,000,000 is the maximum number of Hong Kong Public Offer Shares you may apply for. chop). • name) and insert its participant I.D. in the appropriate box.
If you are applying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number; • your participant I.D. must be inserted in the appropriate box. If you are applying as a joint individual CCASS Investor Participant: • joint investor participants;
• your participant I.D. must be inserted in the appropriate box. If you are applying as a corporate CCASS Investor Participant: • • appropriate box.
bearing its company name or other similar matters may render your application invalid.
30,000,000 is the maximum number of Hong Kong Public Offer Shares you may apply for.
You, as the applicant(s), must complete the form in English in BLOCK letters as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop). If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): • the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box.

If you are applying as an individual CCASS Investor Participant: • the form must contain your NAME and Hong Kong I.D. Card number;

If you are applying as a joint individual CCASS Investor Participant: • the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants;
• your participant I.D. must be inserted in the appropriate box. If you are applying as a corporate CCASS Investor Participant: • the form must contain your company NAME and Hong Kong Business Registration number; • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.

Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.

Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Public Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

The cheque must: Banker’s cashier order must:

be in Hong Kong dollars; not be post-dated; be made payable to “ BANK OF CHINA (HONG KONG) NOMINEES LIMITED – CHINA RISUN GROUP PUBLIC OFFER ”; be crossed “Account Payee Only”; be drawn on your Hong Kong dollar bank account • be issued by a licensed bank in Hong Kong, and in Hong Kong; and have your name certified on the back by a person show your account name, which must either be authorised by the bank. The name on the banker’s pre-printed on the cheque, or be endorsed on the cashier order must correspond with your name. If back by a person authorised by the bank. This it is a joint application, the name on the back of account name must correspond with your name. If the banker’s cashier order must be the same as the it is a joint application, the account name must be first-named applicant’s name. the same as the first-named applicant’s name.
1. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of Bank of China (Hong Kong) Limited: District Branch name Address Hong Kong Island Quarry Bay Branch Parkvale, 1060 King’s Road, Quarry Bay, Hong Kong Lee Chung Street Branch 29–31 Lee Chung Street, Chai Wan, Hong Kong Gilman Street Branch 136 Des Voeux Road Central, Hong Kong Wan Chai (Wu Chung 213 Queen’s Road East, Wan Chai, Hong Kong House) Branch
Kowloon Telford Plaza Branch Shop Unit P2–P7, Telford Plaza, No. 33 Wai Yip Street, Kowloon Bay, Kowloon
194 Cheung Sha Wan 194–196 Cheung Sha Wan Road, Sham Shui Po, Kowloon Road Branch
Tsim Sha Tsui Branch 24–28 Carnarvon Road, Tsim Sha Tsui, Kowloon
New Territories City One Sha Tin Branch Shop Nos. 24–25, G/F, Fortune City One Plus, No. 2 Ngan Shing Street, Sha Tin, New Territories
Tseung Kwan O Plaza Shop 112–125, Level 1, Tseung Kwan O Plaza, Tseung Branch Kwan O, New Territories
Tuen Mun Town Plaza Shop 2, Tuen Mun Town Plaza Phase II, Tuen Mun, New Branch Territories
1. Your Application Form can be lodged at these times: –
Thursday, February 28, 2019 9:00 a.m. to 5:00 p.m. –
be in Hong Kong dollars;
• not be post-dated; • be made payable to “ BANK OF CHINA (HONG KONG) NOMINEES LIMITED – CHINA RISUN GROUP PUBLIC OFFER ”;
• be crossed “Account Payee Only”;
be drawn on your Hong Kong dollar bank account • be issued by a licensed bank in Hong Kong, and in Hong Kong; and have your name certified on the back by a person
• show your account name, which must either be authorised by the bank. The name on the banker’s pre-printed on the cheque, or be endorsed on the cashier order must correspond with your name. If back by a person authorised by the bank. This it is a joint application, the name on the back of account name must correspond with your name. If the banker’s cashier order must be the same as the it is a joint application, the account name must be first-named applicant’s name. the same as the first-named applicant’s name.
1. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of Bank of China (Hong Kong) Limited: District Branch name Address Hong Kong Island Quarry Bay Branch Parkvale, 1060 King’s Road, Quarry Bay, Hong Kong Lee Chung Street Branch 29–31 Lee Chung Street, Chai Wan, Hong Kong Gilman Street Branch 136 Des Voeux Road Central, Hong Kong Wan Chai (Wu Chung 213 Queen’s Road East, Wan Chai, Hong Kong House) Branch
Kowloon Telford Plaza Branch Shop Unit P2–P7, Telford Plaza, No. 33 Wai Yip Street, Kowloon Bay, Kowloon
194 Cheung Sha Wan 194–196 Cheung Sha Wan Road, Sham Shui Po, Kowloon Road Branch
Tsim Sha Tsui Branch 24–28 Carnarvon Road, Tsim Sha Tsui, Kowloon
New Territories City One Sha Tin Branch Shop Nos. 24–25, G/F, Fortune City One Plus, No. 2 Ngan Shing Street, Sha Tin, New Territories
Tseung Kwan O Plaza Shop 112–125, Level 1, Tseung Kwan O Plaza, Tseung Branch Kwan O, New Territories
Tuen Mun Town Plaza Shop 2, Tuen Mun Town Plaza Phase II, Tuen Mun, New Branch Territories
Your Application Form can be lodged at these times:

– Thursday, February 28, 2019 9:00 a.m. to 5:00 p.m. – Friday, March 1, 2019 9:00 a.m. to 5:00 p.m. – Saturday, March 2, 2019 9:00 a.m. to 1:00 p.m. – Monday, March 4, 2019 9:00 a.m. to 5:00 p.m. Tuesday, March 5, 2019 – 9:00 a.m. to 12:00 noon

The latest time for lodging your application is 12:00 noon on Tuesday, March 5, 2019. The application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to the weather conditions, as described in the section headed “How to Apply for Hong Kong Public Offer Shares – 10. Effect of Bad Weather on the Opening of the Application Lists” in the Prospectus.

如閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港公開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口，請使用本表格

申請手續

使用下表計算閣下應付的款項。閣下申請認購的股數須至少為1,000股香港公開發售股份，並為下表所列的其中一個數目，否則恕不受理。

申請手續 1.使用下表計算閣下應付的款項。閣下申請認購的股數須至少為1,000股香港公開發售股份，並為下表所列的其中一個數目，否則恕不受理。	申請手續 1.使用下表計算閣下應付的款項。閣下申請認購的股數須至少為1,000股香港公開發售股份，並為下表所列的其中一個數目，否則恕不受理。	申請手續 1.使用下表計算閣下應付的款項。閣下申請認購的股數須至少為1,000股香港公開發售股份，並為下表所列的其中一個數目，否則恕不受理。	申請手續 1.使用下表計算閣下應付的款項。閣下申請認購的股數須至少為1,000股香港公開發售股份，並為下表所列的其中一個數目，否則恕不受理。
可供申請認購股份數目及應繳款項
申請認購的香港公開發售股份數目申請時應繳款項港元	申請認購的香港公開發售股份數目申請時應繳款項港元	申請認購的香港公開發售股份數目申請時應繳款項港元	申請認購的香港公開發售股份數目申請時應繳款項港元
1,000 2,000 3,000 4,000 5,000 6,000 7,000 8,000 9,000 10,000 20,000 3,212.05 6,424.09 9,636.14 12,848.18 16,060.23 19,272.27 22,484.31 25,696.36 28,908.40 32,120.45 64,240.90	30,000 40,000 50,000 60,000 70,000 80,000 90,000 100,000 200,000 300,000 400,000 96,361.35 128,481.79 160,602.24 192,722.69 224,843.14 256,963.59 289,084.04 321,204.49 642,408.97 963,613.46 1,284,817.94	樣 500,000 600,000 700,000 800,000 900,000 1,000,000 2,000,000 3,000,000 4,000,000 5,000,000 6,000,000 1,606,022.43 1,927,226.92 2,248,431.40 2,569,635.89 2,890,840.37 3,212,044.86 6,424,089.72 9,636,134.58 12,848,179.44 16,060,224.30 19,272,269.16	板 7,000,000 8,000,000 9,000,000 10,000,000 15,000,000 20,000,000 25,000,000 30,000,000* 22,484,314.02 25,696,358.88 28,908,403.74 32,120,448.60 48,180,672.90 64,240,897.20 80,301,121.50 96,361,345.80
Sample * 閣下可申請認購的香港公開發售股份最高數目。 2.閣下作為申請人，必須按照下列指示以英文正楷填妥表格，並於本申請表格第二頁簽署，只接納親筆簽名（不得以個人印章代替）。如閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請： • 該指定中央結算系統參與者必須於表格蓋上公司印鑑（附有公司名稱），並在適當方格內填寫參與者編號。如閣下以個人中央結算系統投資者戶口持有人名義提出申請： • 表格須載有閣下的姓名和香港身份證號碼； • 須在適當方格內填寫閣下的參與者編號。如閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請： • 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼； • 須在適當方格內填寫閣下的參與者編號。如閣下以公司中央結算系統投資者戶口持有人名義提出申請： • 表格須載有閣下的公司名稱和香港商業登記號碼； • 須在適當方格內填寫閣下的參與者編號並蓋上公司印鑑（附有公司名稱）。中央結算系統參與者的資料（包括參與者編號及╱或顯示公司名稱之公司印鑑）或其他類似事項如有不正確或遺漏，均可能導致申請無效。

如閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港公開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口，請使用本表格

3.	3.	閣下須將支票或銀行本票釘於表格上。每份香港公開發售股份申請須附一張獨立開出支票或一張獨立
		開出銀行本票。支票或銀行本票必須符合以下所有規定，否則閣下的認購申請將不獲接納：
	支票必須：銀行本票必須：
• • • • • • 4. 5. 6.		Sample樣板為港元；不得為期票；註明抬頭人為「中國銀行(香港)代理人有限公司 — 中國旭陽集團公開發售」；劃線註明「只准入抬頭人賬戶」；從閣下在香港的港元銀行賬戶中開出；及顯示閣下的賬戶名稱，而該賬戶名稱必須已預印在支票上，或由有關銀行授權的人士在支票背書。賬戶名稱必須與閣下姓名╱名稱相同。如屬聯名申請，賬戶名稱必須與排名首位申請人的姓名╱名稱相同。 • 須由香港持牌銀行開出，並由有關銀行授權的人士在銀行本票背面簽署核證閣下姓名╱名稱。銀行本票所示姓名╱名稱須與閣下姓名╱名稱相同。如屬聯名申請，銀行本票背面所示姓名╱名稱必須與排名首位申請人的姓名╱名稱相同。請撕下申請表格，對摺一次，然後將填妥的申請表格（連同隨附的支票或銀行本票）投入中國銀行（香港）有限公司下列任何一家分行特設的收集箱：地區分行名稱地址香港島鰂魚涌分行香港鰂魚涌英皇道1060號柏惠苑利眾街分行香港柴灣利眾街29–31號機利文街分行香港德輔道中136號灣仔胡忠大廈分行香港灣仔皇后大道東213號九龍德福廣場分行九龍九龍灣偉業街33號德福廣場P2–P7號舖長沙灣道194號分行九龍深水埗長沙灣道194–196號尖沙咀分行九龍尖沙咀加拿芬道24–28號新界沙田第一城分行新界沙田銀城街2號置富第一城樂薈地下 24–25號將軍澳廣場分行新界將軍澳將軍澳廣場L1層112–125號屯門市廣場分行新界屯門屯門市廣場第二期商場2號閣下可於下列時間遞交申請表格： 2019年2月28日（星期四）－上午九時正至下午五時正 2019年3月1日（星期五）－上午九時正至下午五時正 2019年3月2日（星期六）－上午九時正至下午一時正 2019年3月4日（星期一）－上午九時正至下午五時正 2019年3月5日（星期二）－上午九時正至中午十二時正截止遞交申請的時間為2019年3月5日（星期二）中午十二時正。本公司將於當日上午十一時四十五分至
		中午十二時正期間登記認購申請，唯一會影響此時間的變化因素為當日的天氣情況（詳見招股章程「如
		何申請香港公開發售股份－10.惡劣天氣對辦理申請登記的影響」一節）。

Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

(Incorporated in the Cayman Islands with limited liability)

GLOBAL OFFERING

Conditions of your application • undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for or taken up, or indicated Who can apply an interest for, and will not apply for or take up, or indicate an interest You and any person(s) for whose benefit you are applying must be 18 for, any of the International Placing Shares under the International years of age or older and must have a Hong Kong address. Placing nor participated in the International Placing; If you are a firm, the application must be in the individual members’ • agree to disclose to the Company, the Hong Kong Branch Share Registrar, names. the receiving bank, the Sole Sponsor, the Sole Global Coordinator, the The number of joint applicants may not exceed four. Joint Bookrunners, the Joint Lead Managers, the Underwriters and/or If you are a body corporate, the application must be signed by a duly their respective advisers and agents any personal data which they may authorised officer, who must state his or her representative capacity, and stamped with your corporation’s chop. require about you and the person(s) for whose benefit you have made the You must be outside the United States, not be a United States Person (as application; defined in Regulation S under the U.S. Securities Act) and not be a legal • if the laws of any place outside Hong Kong apply to your application, or natural person of the PRC. agree and warrant that you have complied with all such laws and none of Unless permitted by the Listing Rules, you cannot apply for any Hong the Company, the Sole Sponsor, the Sole Global Coordinator, the Joint Kong Public Offer Shares if you: Bookrunners, the Joint Lead Managers, the Underwriters nor any of their • are an existing beneficial owner of Shares in the Company and/or respective officers or advisers will breach any law outside Hong Kong any of its subsidiaries; as a result of the acceptance of your offer to purchase, or any action • are a Director or chief executive officer of the Company and/or any arising from your rights and obligations under the terms and conditions of its subsidiaries; • are a connected person (as defined in the Listing Rules) of the contained in the Prospectus and this Application Form; Company or will become a connected person of the Company • agree that once your application has been accepted, you may not rescind immediately upon completion of the Global Offering; it because of an innocent misrepresentation; • are an associate (as defined in the Listing Rules) of any of the • agree that your application will be governed by the laws of Hong Kong; above; or • represent, warrant and undertake that (i) you understand that the Hong • have been allocated or have applied for or indicated an interest in Kong Public Offer Shares have not been and will not be registered under any International Placing Shares or otherwise participated in the the U.S. Securities Act; and (ii) you and any person for whose benefit International Placing. you are applying for the Hong Kong Public Offer Shares are outside the United States (as defined in Regulation S) or are a person described in If you are a nominee paragraph (h)(3) of Rule 902 of Regulation S; You, as a nominee, may make more than one application for the Hong Kong Public Offer Shares by: (i) giving electronic instructions to HKSCC via Central • warrant that the information you have provided is true and accurate; Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); • agree to accept the Hong Kong Public Offer Shares applied for, or any or (ii) using a WHITE or YELLOW Application Form, and lodge more than lesser number allocated to you under the application; one application in your own name on behalf of different beneficial owners. • authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Hong Kong Effect of completing and submitting this Application Form Public Offer Shares allocated to you, and the Company and/or its agents By completing and submitting this Application Form, you (and if you are joint to deposit any share certificate(s) into CCASS and/or to send any refund applicants, each of you jointly and severally) for yourself or as an agent or a cheque(s) to you or the first-named applicant for joint application by nominee on behalf of each person for whom you act: undertake to execute all relevant documents and instruct and authorise ordinary post at your own risk to the address stated on the application, unless you are eligible to collect refund cheque(s) in person; the Company, and/or the Joint Bookrunners (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on • agree that the shares to be allotted shall be issued in the name of HKSCC your behalf all things necessary to register any Hong Kong Public Offer Nominees and deposited directly into CCASS for credit to your investor Shares allocated to you in the name of HKSCC Nominees as required by participant stock account or the stock account of your designated CCASS the Articles of Association; Participant; agree to comply with the Companies Law, the Companies Ordinance, the • agree that each of HKSCC and HKSCC Nominees reserves the right (1) Companies (Winding up and Miscellaneous Provisions) Ordinance and not to accept any or part of such allotted shares issued in the name of the Memorandum and Articles of Association; HKSCC Nominees or not to accept such allotted shares for deposit into confirm that you have read the terms and conditions and application CCASS; (2) to cause such allotted shares to be withdrawn from CCASS procedures set out in the Prospectus and in this Application Form and and issued in your name at your own risk and costs; and (3) to cause such agree to be bound by them; confirm that you have received and read the Prospectus and have only allotted shares to be issued in your name (or, if you are a joint applicant,

Conditions of your application

undertake and confirm that you or the person(s) for whose benefit you have made the application have not applied for or taken up, or indicated
Who can apply an interest for, and will not apply for or take up, or indicate an interest You and any person(s) for whose benefit you are applying must be 18 for, any of the International Placing Shares under the International years of age or older and must have a Hong Kong address. Placing nor participated in the International Placing; If you are a firm, the application must be in the individual members’ • agree to disclose to the Company, the Hong Kong Branch Share Registrar, names. the receiving bank, the Sole Sponsor, the Sole Global Coordinator, the The number of joint applicants may not exceed four. Joint Bookrunners, the Joint Lead Managers, the Underwriters and/or
If you are a body corporate, the application must be signed by a duly their respective advisers and agents any personal data which they may
authorised officer, who must state his or her representative capacity, and stamped with your corporation’s chop. require about you and the person(s) for whose benefit you have made the You must be outside the United States, not be a United States Person (as application; defined in Regulation S under the U.S. Securities Act) and not be a legal • if the laws of any place outside Hong Kong apply to your application, or natural person of the PRC. agree and warrant that you have complied with all such laws and none of Unless permitted by the Listing Rules, you cannot apply for any Hong the Company, the Sole Sponsor, the Sole Global Coordinator, the Joint Kong Public Offer Shares if you: Bookrunners, the Joint Lead Managers, the Underwriters nor any of their • are an existing beneficial owner of Shares in the Company and/or respective officers or advisers will breach any law outside Hong Kong
any of its subsidiaries; as a result of the acceptance of your offer to purchase, or any action
• are a Director or chief executive officer of the Company and/or any arising from your rights and obligations under the terms and conditions
of its subsidiaries;
• are a connected person (as defined in the Listing Rules) of the contained in the Prospectus and this Application Form; Company or will become a connected person of the Company • agree that once your application has been accepted, you may not rescind immediately upon completion of the Global Offering; it because of an innocent misrepresentation;
• are an associate (as defined in the Listing Rules) of any of the • agree that your application will be governed by the laws of Hong Kong; above; or • represent, warrant and undertake that (i) you understand that the Hong
• have been allocated or have applied for or indicated an interest in Kong Public Offer Shares have not been and will not be registered under any International Placing Shares or otherwise participated in the the U.S. Securities Act; and (ii) you and any person for whose benefit
International Placing. you are applying for the Hong Kong Public Offer Shares are outside the United States (as defined in Regulation S) or are a person described in
If you are a nominee paragraph (h)(3) of Rule 902 of Regulation S;
You, as a nominee, may make more than one application for the Hong Kong • warrant that the information you have provided is true and accurate;
A. Who can apply
You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.
If you are a firm, the application must be in the individual members’ names.
The number of joint applicants may not exceed four.
If you are a body corporate, the application must be signed by a duly authorised officer, who must state his or her representative capacity, and stamped with your corporation’s chop.
You must be outside the United States, not be a United States Person (as defined in Regulation S under the U.S. Securities Act) and not be a legal • or natural person of the PRC.
Unless permitted by the Listing Rules, you cannot apply for any Hong Kong Public Offer Shares if you:
B. If you are a nominee You, as a nominee, may make more than one application for the Hong Kong Public Offer Shares by: (i) giving electronic instructions to HKSCC via Central • Clearing and Settlement System (“CCASS”) (if you are a CCASS Participant); • or (ii) using a WHITE or YELLOW Application Form, and lodge more than one application in your own name on behalf of different beneficial owners. • C. Effect of completing and submitting this Application Form By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act: • undertake to execute all relevant documents and instruct and authorise the Company, and/or the Joint Bookrunners (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on • your behalf all things necessary to register any Hong Kong Public Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles of Association;
• agree to comply with the Companies Law, the Companies Ordinance, the • Companies (Winding up and Miscellaneous Provisions) Ordinance and the Memorandum and Articles of Association;
agree to accept the Hong Kong Public Offer Shares applied for, or any lesser number allocated to you under the application;

authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Hong Kong Public Offer Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you are eligible to collect refund cheque(s) in person;

  - agree that the shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your investor participant stock account or the stock account of your designated CCASS Participant;

agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted shares issued in the name of HKSCC Nominees or not to accept such allotted shares for deposit into CCASS; (2) to cause such allotted shares to be withdrawn from CCASS and issued in your name at your own risk and costs; and (3) to cause such allotted shares to be issued in your name (or, if you are a joint applicant, to the first-named applicant) and in such a case, to post the certificates for such allotted shares at your own risk to the address on your application form by ordinary post or to make available the same for your collection;
• agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted shares issued in the name of HKSCC Nominees;
confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
confirm that you are aware of the restrictions on the Global Offering in the Prospectus;
agree that none of the Company, the Sole Sponsor, the Sole Global Coordinator, the Joint Bookrunners, the Joint Lead Managers, the Underwriters, their respective directors, officers, employees, partners, agents, advisers and other parties involved in the Global Offering is or will be liable for any information and representations not in the Prospectus (and any supplement to it);
agree that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations not so contained in the Prospectus and this Application Form;
agree that neither HKSCC nor HKSCC Nominees shall be liable to you in any way;

Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

Determination of Offer Price and Allocation of Hong Kong Public Offer Shares

understand that, if (i) the Offer Shares under the International Placing are fully subscribed or oversubscribed, and if the number of Offer Shares validly applied for in the Hong Kong Public Offering represents 100% or more, but less than 15 times, of the number of Offer Shares initially available under Hong Kong Public Offering; or (ii) the Offer Shares under the International Placing are not fully subscribed, and if the number of Offer Shares validly applied for in the Hong Kong Public Offering represents 100% or more of the number of Offer Shares initially available under the Hong Kong Public Offering, the Sole Global Coordinator may, at its discretion, reallocate the Offer Shares from the International Placing to the Hong Kong Public Offering to satisfy valid applications under the Hong Kong Public Offering, provided that the total number of Offer Shares available under the Hong Kong Public Offering shall not be increased to more than 120,000,000 Shares, representing double the number of Offer Shares initially available under the Hong Kong Public Offering and 20% of the total number of Offer Shares initially available under the Global Offering.

under the Hong Kong Public Offering, the Sole Global Coordinator the Global Offering will not proceed. may, at its discretion, reallocate the Offer Shares from the International Placing to the Hong Kong Public Offering to satisfy valid applications Applications for Hong Kong Public Offer Shares will not be processed and under the Hong Kong Public Offering, provided that the total number of no allotment of any Hong Kong Public Offer Shares will be made until the Offer Shares available under the Hong Kong Public Offering shall not application lists close. be increased to more than 120,000,000 Shares, representing double the The Company expects to announce the final Offer Price, the indication of the level of interest in the International Placing, the level of applications in the number of Offer Shares initially available under the Hong Kong Public Hong Kong Public Offering and the basis of allocation of the Hong Kong Offering and 20% of the total number of Offer Shares initially available Public Offer Shares on Thursday, March 14, 2019, in South China Morning under the Global Offering. Post (in English) and Hong Kong Economic Times (in Chinese) and on our declare and represent that this is the only application made and the only Company’s website at www.risun.com and the website of the Stock Exchange application intended by me/us to be made to benefit me/us or the person at www.hkexnews.hk . Results of allocations in the Hong Kong Public for whose benefit I am/we are applying; Offering, and the Hong Kong Identity Card/passport/Hong Kong business understand that the Company and the Joint Bookrunners will rely on your registration numbers of successful applicants (where applicable) will be declarations and representations in deciding whether or not to make any available on the above websites. allotment of any of the Hong Kong Public Offer Shares to you and that you may be prosecuted for making a false declaration; The allocation of Offer Shares between the Hong Kong Public Offering and (if the application is made for your own benefit) warrant that no other the International Placing is subject to adjustment as detailed in the section application has been or will be made for your benefit on a WHITE headed “Structure of the Global Offering – The Hong Kong Public Offering or YELLOW Application Form or by giving electronic application – Reallocation/Adjustment” in the Prospectus. In particular, the Sole Global instructions to HKSCC or to the HK eIPO White Form Service Provider Coordinator (for itself and on behalf of the Underwriters) may reallocate Offer by you or by any one as your agent or by any other person; and Shares from the International Placing to the Hong Kong Public Offering to (if you are making the application as an agent for the benefit of another satisfy valid applications under the Public Offer. In accordance with Guidance person) warrant that (i) no other application has been or will be made by Letter HKEX-GL91-18 issued by the Stock Exchange, if such reallocation is you as agent for or for the benefit of that person or by that person or by done other than pursuant to Practice Note 18 of the Listing Rules, the maximum any other person as agent for that person on a WHITE or YELLOW total number of Offer Shares that may be reallocated to the Hong Kong Public Application Form or by giving electronic application instructions to Offering following such reallocation shall be not more than double the initial HKSCC or to the HK eIPO White Form Service Provider; and (ii) allocation to the Hong Kong Public Offering (i.e. 120,000,000 Offer Shares). you have due authority to sign this Application Form or give electronic application instructions on behalf of that other person as their agent. If your application for Hong Kong Public Offer Shares is successful (in whole or in part) Power of attorney If your application is wholly or partially successful, your Share certificate(s) If your application is made through an authorised attorney, the Company and (subject to their becoming valid certificates of title provided that the Hong the Sole Global Coordinator may accept or reject your application at their Kong Public Offering has become unconditional and not having been discretion, and on any conditions they think fit, including evidence of the terminated at 8:00 a.m. on Friday, March 15, 2019) will be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant stock account or the stock account of your Allocation of the Hong Kong Public Offer Shares – Pools A and B designated CCASS Participant as instructed by you in your Application Form The total number of Hong Kong Public Offer Shares available under the Hong on Thursday, March 14, 2019 or, in the event of a contingency, on any other Kong Public Offering will initially be divided equally into two pools for date as shall be determined by HKSCC or HKSCC Nominees. allocation purposes as follows: • If you are applying through a designated CCASS Participant (other than Pool A: The Hong Kong Public Offer Shares in Pool A will be allocated a CCASS Investor Participant): For Hong Kong Public Offer Shares on an equitable basis to applicants who have applied for Hong Kong credited to the stock account of your designated CCASS Participant (other Public Offer Shares in the value of HK$5 million (excluding brokerage than a CCASS Investor Participant), you can check the number of Hong fee, Stock Exchange trading fee and SFC transaction levy) or less. Kong Public Offer Shares allotted to you with that CCASS Participant. Pool B: The Public Offer Shares in Pool B will be allocated on an • If you are applying as a CCASS Investor Participant: The Company equitable basis to applicants who have applied for Hong Kong Public expects to publish the results of CCASS Investor Participants’ Offer Shares each with a total subscription amount (excluding brokerage applications together with the results of the Hong Kong Public Offering fee, Stock Exchange trading fee and SFC transaction levy) of more than in the South China Morning Post (in English) and the Hong Kong HK$5 million and up to the value of Pool B. Economic Times (in Chinese) on Thursday, March 14, 2019. You Applicants should be aware that applications in Pool A and Pool B are likely should check the announcement published by the Company and report any discrepancies to HKSCC before 5:00 p.m. on Thursday, March 14, to receive different allocation ratios. If Hong Kong Public Offer Shares in one 2019 or such other date as shall be determined by HKSCC or HKSCC pool (but not both pools) are under-subscribed, the unsubscribed Hong Kong Nominees. Immediately after the credit of the Hong Kong Public Offer Public Offer Shares will be transferred to the other pool to satisfy demand in Shares to your stock account you can check your new account balance that other pool and be allocated accordingly. Allocation of Shares to investors via the CCASS Phone System and CCASS Internet System (under the under the Hong Kong Public Offering will be based solely on the level of procedures contained in HKSCC’s “An Operating Guide for Investor valid applications received under the Hong Kong Public Offering. The basis Participants” in effect from time to time). HKSCC will also make of allocation may vary, depending on the number of Hong Kong Public Offer available to you an activity statement showing the number of Hong Kong Shares validly applied for by applicants. The allocation of Hong Kong Public Public Offer Shares credited to your stock account. Offer Shares could, where appropriate, consist of balloting, which would mean No receipt will be issued for application money paid. The Company will not that some applicants may receive a higher allocation than others who have issue temporary documents of title.

(i) Pool A: The Hong Kong Public Offer Shares in Pool A will be allocated on an equitable basis to applicants who have applied for Hong Kong Public Offer Shares in the value of HK$5 million (excluding brokerage fee, Stock Exchange trading fee and SFC transaction levy) or less. (ii) Pool B: The Public Offer Shares in Pool B will be allocated on an equitable basis to applicants who have applied for Hong Kong Public Offer Shares each with a total subscription amount (excluding brokerage fee, Stock Exchange trading fee and SFC transaction levy) of more than HK$5 million and up to the value of Pool B. Applicants should be aware that applications in Pool A and Pool B are likely to receive different allocation ratios. If Hong Kong Public Offer Shares in one pool (but not both pools) are under-subscribed, the unsubscribed Hong Kong Public Offer Shares will be transferred to the other pool to satisfy demand in that other pool and be allocated accordingly. Allocation of Shares to investors under the Hong Kong Public Offering will be based solely on the level of valid applications received under the Hong Kong Public Offering. The basis of allocation may vary, depending on the number of Hong Kong Public Offer Shares validly applied for by applicants. The allocation of Hong Kong Public Offer Shares could, where appropriate, consist of balloting, which would mean that some applicants may receive a higher allocation than others who have applied for the same number of Hong Kong Public Offer Shares, and those applicants who are not successful in the ballot may not receive any Hong Kong Public Offer Shares. Applicants can only receive an allocation of Hong Kong Public Offer Shares from either Pool A or Pool B but not from both pools. Multiple or suspected multiple applications within either pool or between pools and any application for more than 50% of the Hong Kong Public Offer Shares initially available for subscription under the Hong Kong Public Offering will be rejected. Each applicant under the Hong Kong Public Offering will also be required to give an undertaking and confirmation in the Application Form submitted by him that he and any person(s) for whose benefit he is making the application have not received any Shares under the International Placing, and such applicant’s application is liable to be rejected if the said undertaking and/ or confirmation is breached and/or untrue (as the case may be).

Refund of your money

If you do not receive any Hong Kong Public Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1.0% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest.

If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1.0% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest.

The refund procedures are stated in the “14. Despatch/Collection of Share Certificates and Refund Monies” in the “How to Apply for Hong Kong Public Offer Shares” section of the Prospectus.

validly applied for in the Hong Kong Public Offering represents 100% The Offer Price is expected to be fixed on or around Tuesday, March 5, 2019. or more, but less than 15 times, of the number of Offer Shares initially Applicants are required to pay the maximum Offer Price of HK$3.18 for each available under Hong Kong Public Offering; or (ii) the Offer Shares Hong Kong Public Offer Share together with 1.0% brokerage, 0.0027% SFC under the International Placing are not fully subscribed, and if the number transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is of Offer Shares validly applied for in the Hong Kong Public Offering not agreed between the Company and the Sole Global Coordinator (for itself represents 100% or more of the number of Offer Shares initially available and on behalf of the Underwriters) on or before Wednesday, March 13, 2019, under the Hong Kong Public Offering, the Sole Global Coordinator the Global Offering will not proceed. may, at its discretion, reallocate the Offer Shares from the International Placing to the Hong Kong Public Offering to satisfy valid applications Applications for Hong Kong Public Offer Shares will not be processed and under the Hong Kong Public Offering, provided that the total number of no allotment of any Hong Kong Public Offer Shares will be made until the Offer Shares available under the Hong Kong Public Offering shall not application lists close. be increased to more than 120,000,000 Shares, representing double the The Company expects to announce the final Offer Price, the indication of the level of interest in the International Placing, the level of applications in the number of Offer Shares initially available under the Hong Kong Public Hong Kong Public Offering and the basis of allocation of the Hong Kong Offering and 20% of the total number of Offer Shares initially available Public Offer Shares on Thursday, March 14, 2019, in South China Morning under the Global Offering. • declare and represent that this is the only application made and the only Post (in English) and Hong Kong Economic Times (in Chinese) and on our Company’s website at www.risun.com and the website of the Stock Exchange application intended by me/us to be made to benefit me/us or the person at www.hkexnews.hk . Results of allocations in the Hong Kong Public for whose benefit I am/we are applying; • understand that the Company and the Joint Bookrunners will rely on your Offering, and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be declarations and representations in deciding whether or not to make any available on the above websites. allotment of any of the Hong Kong Public Offer Shares to you and that you may be prosecuted for making a false declaration; The allocation of Offer Shares between the Hong Kong Public Offering and • (if the application is made for your own benefit) warrant that no other the International Placing is subject to adjustment as detailed in the section application has been or will be made for your benefit on a WHITE headed “Structure of the Global Offering – The Hong Kong Public Offering or YELLOW Application Form or by giving electronic application – Reallocation/Adjustment” in the Prospectus. In particular, the Sole Global instructions to HKSCC or to the HK eIPO White Form Service Provider Coordinator (for itself and on behalf of the Underwriters) may reallocate Offer by you or by any one as your agent or by any other person; and Shares from the International Placing to the Hong Kong Public Offering to • (if you are making the application as an agent for the benefit of another satisfy valid applications under the Public Offer. In accordance with Guidance person) warrant that (i) no other application has been or will be made by Letter HKEX-GL91-18 issued by the Stock Exchange, if such reallocation is you as agent for or for the benefit of that person or by that person or by done other than pursuant to Practice Note 18 of the Listing Rules, the maximum any other person as agent for that person on a WHITE or YELLOW total number of Offer Shares that may be reallocated to the Hong Kong Public Application Form or by giving electronic application instructions to Offering following such reallocation shall be not more than double the initial HKSCC or to the HK eIPO White Form Service Provider; and (ii) allocation to the Hong Kong Public Offering (i.e. 120,000,000 Offer Shares). you have due authority to sign this Application Form or give electronic application instructions on behalf of that other person as their agent. If your application for Hong Kong Public Offer Shares is successful (in whole or in part) D. Power of attorney If your application is wholly or partially successful, your Share certificate(s)

If your application is made through an authorised attorney, the Company and the Sole Global Coordinator may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.

Allocation of the Hong Kong Public Offer Shares – Pools A and B The total number of Hong Kong Public Offer Shares available under the Hong Kong Public Offering will initially be divided equally into two pools for allocation purposes as follows:

如閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港公開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口，請使用本表格中國旭陽集團有限公司（於開曼群島註冊成立之有限公司） 全球發售
申請條件 • 承諾及確認閣下或閣下為其利益提出申請的人士並無申請或接納或表示有意認購（亦不會申請或接納或表示有意認
甲、可提出申請的人士 購）國際配售的任何國際配售股份，也沒有參與國際配售； 1. 閣下及閣下為其利益提出申請的人士必須年滿18歲並有香 • 同意在本公司、香港股份過戶登記分處、收款銀行、獨家保港地址。薦人、獨家全球協調人、聯席賬簿管理人、聯席牽頭經辦
1. 如閣下為商號，申請須以個別成員名義提出。人、包銷商及╱或彼等各自的顧問及代理提出要求時，向彼 3. 聯名申請人不得超過四名。等披露其所要求提供有關閣下及閣下為其利益提出申請 4. 如閣下為法人團體，申請須經獲正式授權人員簽署，並註的人士的任何個人資料；明其所屬代表身份及蓋上公司印鑑。 • 若香港境外任何地方的法例適用於閣下的申請，則同意及
1. 閣下必須身處美國境外，並非美國籍人士（定義見美國證券保證閣下已遵守所有有關法例，且本公司、獨家保薦人、法S規例），亦非中國法人或自然人。獨家全球協調人、聯席賬簿管理人、聯席牽頭經辦人、包銷
1. 除上市規則批准外，下列人士概不得申請認購任何香港公開商和彼等各自任何高級職員或顧問概不會因接納閣下的購發售股份：買要約，或閣下根據招股章程及本申請表格所載的條款及 • 本公司及╱或其任何附屬公司股份的現有實益擁有人；條件應有的權利及責任所引致的任何行動，而違反香港境外 • 本公司及╱或其任何附屬公司的董事或最高行政人員；的任何法例； • 本公司關連人士（定義見上市規則）或緊隨全球發售完成 • 同意閣下的申請一經接納，即不得因無意的失實陳述而撤後將成為本公司關連人士的人士；銷；
• 上述任何人士的聯繫人（定義見上市規則）；或 • 同意閣下的申請受香港法例管轄； • 已獲分配或已申請認購或表示有意認購任何國際配售股 • 聲明、保證及承諾：(i) 閣下明白香港公開發售股份不曾亦不份或以任何方式參與國際配售的人士。會根據美國證券法登記；及(ii) 閣下及閣下為其利益申請香港公開發售股份的人士均身處美國境外（定義見S規例），
乙、如閣下為代名人 或屬S規例第902條第(h)(3)段所述的人士；
閣下作為代名人可提出超過一次香港公開發售股份申請，方法 • 保證閣下提供的資料真實及準確；
是：(i)透過中央結算及交收系統（「中央結算系統」）向香港結算發 • 同意接納所申請數目或根據申請分配予閣下但數目較少的
出電子認購指示（如閣下為中央結算系統參與者）；或(ii)使用白香港公開發售股份；
色或黃色申請表格以自身名義代表不同的實益擁有人提交超過一 • 授權本公司將香港結算代理人的名稱列入本公司股東名冊，
份申請。作為閣下獲分配的任何香港公開發售股份的持有人，並授權本公司及╱或其代理將任何股票存入中央結算系統及╱或
丙、填交本申請表格的效用 以普通郵遞方式按申請所示地址向閣下或聯名申請的排名
閣下填妥並遞交本申請表格，即表示閣下（如屬聯名申請人，即首位申請人寄發任何退款支票，郵誤風險由閣下承擔，
各人共同及個別）代表閣下本身，或作為閣下代其行事的每位惟閣下合資格親身領取退款支票則除外；
人士的代理或代名人： • 同意獲配發的股份是以香港結算代理人的名義發行，並直接
• 承諾簽立所有相關文件，並指示及授權本公司及╱或作為本存入中央結算系統，以便記存於閣下的投資者戶口持有人
公司代理的聯席賬簿管理人（或其代理或代名人），按照組織股份戶口或閣下的指定中央結算系統參與者股份戶口；
章程細則的規定代表閣下簽立任何文件，並代表閣下辦理一切必要事宜以將閣下獲分配的任何香港公開發售股份 • 同意香港結算及香港結算代理人各自保留權利(1)不接納以香(1)不接納以香不接納以香港結算代理人名義發行的該等獲配發的任何或部分股份，或
以香港結算代理人的名義登記；
• 同意遵守公司法、公司條例、公司（清盤及雜項條文）條例及不接納該等獲配發的股份存入中央結算系統；(2)安排該等獲(2)安排該等獲安排該等獲組織章程大綱及細則；配發的股份從中央結算系統提取，並轉入閣下名下，有關
• 確認閣下已細閱招股章程及本申請表格所載的條款及條件風險及費用概由閣下自行承擔；及(3)安排該等獲配發的股(3)安排該等獲配發的股安排該等獲配發的股以及申請程序，並同意受其約束；份以閣下名義發行（或如屬聯名申請人，則以排名首位申
• 確認閣下已接獲及細閱招股章程，提出申請時也僅依據招請人的名義發行），而在此情況下，會以普通郵遞方式將該
同意香港結算及香港結算代理人各自保留權利(1)不接納以香(1)不接納以香不接納以香港結算代理人名義發行的該等獲配發的任何或部分股份，或不接納該等獲配發的股份存入中央結算系統；(2)安排該等獲(2)安排該等獲安排該等獲配發的股份從中央結算系統提取，並轉入閣下名下，有關風險及費用概由閣下自行承擔；及(3)安排該等獲配發的股(3)安排該等獲配發的股安排該等獲配發的股份以閣下名義發行（或如屬聯名申請人，則以排名首位申請人的名義發行），而在此情況下，會以普通郵遞方式將該等獲配發股份的股票寄往閣下在申請表格上所示地址（郵誤風險概由閣下自行承擔）或提供該等股票予閣下領取；
• 同意香港結算及香港結算代理人均可調整以香港結算代理人名義發行的獲配發股份數目；
確認閣下已接獲及細閱招股章程，提出申請時也僅依據招股章程載列的資料及陳述，而除招股章程任何補充文件所載者外，不會依賴任何其他資料或陳述；
確認閣下知悉招股章程內有關全球發售的限制；
同意本公司、獨家保薦人、獨家全球協調人、聯席賬簿管理人、聯席牽頭經辦人、包銷商、彼等各自的董事、高級職員、僱員、合夥人、代理、顧問及參與全球發售的任何其他人士現時及日後均毋須對並非載於招股章程（及其任何補充文件）的任何資料及陳述負責；
同意香港結算及香港結算代理人對招股章程及本申請表格未有載列的資料及陳述概不負責；
同意香港結算及香港結算代理人無論如何不須對閣下負責；

如閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港公開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口，請使用本表格

• 明白倘(i)國際配售項下之發售股份獲全數認購或超額認購， 釐定發售價及香港公開發售股份的分配 且倘有效申請香港公開發售之發售股份數目為香港公開發售預期發售價於2019年3月5日（星期二）或前後釐定。申請人須繳項下初步可供認購之發售股份數目100%或以上但少於15倍；付最高發售價每股香港公開發售股份3.18港元，另加1.0%經紀佣或(ii)國際配售項下之發售股份未獲全數認購，且倘有效申請金、0.0027%證監會交易徵費及0.005%聯交所交易費。倘若本公司與獨家全球協調人（為其本身及代表包銷商）並無於2019年3月13 香港公開發售之發售股份數目為香港公開發售項下初步可供日（星期三）或之前協定發售價，全球發售將不會進行。認購之發售股份數目100%或以上，則獨家全球協調人可酌情將國際配售之發售股份重新分配至香港公開發售，以達成公截止登記認購申請前，概不處理香港公開發售股份的申請或配發開發售項下之有效申請，惟香港公開發售項下可供認購之發任何香港公開發售股份。售股份總數不得增加至多於120,000,000股股份（相當於香港本公司預期於2019年3月14日（星期四）在《南華早報》（以英文）及公開發售項下初步可供認購之發售股份數目的兩倍及全球發《香港經濟日報》（以中文）以及本公司網站( www.risun.com )及聯交售項下初步可供認購之發售股份總數20%）。所網站( www.hkexnews.hk )公佈最終發售價、國際配售踴躍程度、 • 聲明及表示此乃本人╱吾等為本身或本人╱吾等為其利益提香港公開發售的申請水平及香港公開發售股份分配基準。香港公出申請的人士所提出及擬提出的唯一申請；開發售的分配結果以及成功申請人的香港身份證╱護照╱香港商 • 明白本公司及聯席賬簿管理人將依據閣下的聲明及陳述而業登記號碼（如適用）亦同於上述網站公佈。決定是否向閣下配發任何香港公開發售股份，閣下如作出虛假聲明，可能會被檢控；在香港公開發售與國際配售之間作出的發售股份分配可根據招股 • （如本申請是為閣下本身利益提出）保證閣下或作為閣章程「全球發售的架構－香港公開發售－重新分配╱調整」一節所下代理的任何人士或任何其他人士不曾亦不會為閣下利益詳述者予以調整。具體而言，獨家全球協調人（為其本身及代表包而以白色或黃色申請表格或向香港結算或 網上白表 服務供應銷商）可將發售股份自國際配售重新分配至香港公開發售以滿足公開發售的有效申請。根據聯交所發出的指引信HKEX-GL91-18，商發出電子認購指示而提出其他申請；及倘上述重新分配並非根據《上市規則》第18項應用指引而作出，則 • （如閣下作為代理為另一人士的利益提出申請）保證(i)閣下於該重新分配後可能重新分配至香港公開發售的發售股份總數最（作為代理或為該人士利益）或該人士或任何其他作為該人士多不得超過向香港公開發售所作之最初分配的兩倍（即120,000,000 代理的人士不曾亦不會以白色或黃色申請表格或向香港結算股發售股份）。或 網上白表 服務供應商發出電子認購指示而提出其他申請；及(ii) 閣下獲正式授權作為該人士的代理代為簽署本申請表格 如閣下成功申請認購香港公開發售股份（全部或部分） 或發出電子認購指示。如閣下的申請全部或部分獲接納，閣下的股票（前提是到2019 年3月15日（星期五）上午八時正香港公開發售成為無條件而並未 丁、授權書 終止，股票成為有效的所有權證明）將以香港結算代理人名義發如閣下透過授權代理人提出申請，本公司及獨家全球協調人可出，並按閣下在申請表格的指示於2019年3月14日（星期四）或在按其認為合適的任何條件（包括出示代理人獲授權證明）酌情接納特別情況下由香港結算或香港結算代理人決定的任何其他日期直或拒絕閣下的申請。接存入中央結算系統，記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口。 分配香港公開發售股份－甲組及乙組 • 如閣下透過中央結算系統投資者戶口持有人以外的指為進行分配，根據香港公開發售可供認購的香港公開發售股份總定中央結算系統參與者提出申請：香港公開發售股份將存入閣下指定的中央結算系統參與者（中央結算系統投資數將初步平均分為以下兩組：者戶口持有人除外）股份戶口，閣下可向該中央結算系統 (i) 甲組：甲組的香港公開發售股份將按公平基準分配予每名申參與者查詢閣下獲配發的香港公開發售股份數目。請總值5百萬港元（不包括經紀佣金、聯交所交易費及證監會 • 如閣下以中央結算系統投資者戶口持有人身份提出申請：交易徵費）或以下的香港公開發售股份的申請人。本公司預期於2019年3月14日（星期四）在《南華早報》（以英 (ii) 乙組：乙組的公開發售股份將按公平基準分配予每名申請香文）及《香港經濟日報》（以中文）刊登中央結算系統投資者戶港公開發售股份的總認購金額（不包括經紀佣金、聯交所交口持有人的申請結果及香港公開發售的結果。閣下應查閱易費及證監會交易徵費）為5百萬港元以上但不超過乙組價值本公司刊發的公告，如有任何資料不符，請於2019年3月14 的申請人。日（星期四）下午五時正前或香港結算或香港結算代理人決定申請人應留意，甲組及乙組申請的分配比例或會不同。倘香港公的有關其他日期前知會香港結算。緊隨香港公開發售股份存開發售股份其中一組（而非兩組）出現認購不足的情況，則未獲認入閣下的股份戶口後，閣下即可透過「結算通」電話系統購的香港公開發售股份將轉撥往另一組以滿足該組的需求，並作及中央結算系統互聯網系統（根據香港結算不時生效的《投資出相應分配。根據香港公開發售向投資者分配股份將完全依據香者戶口操作簡介》所載程序）查詢閣下的新戶口結餘。香港港公開發售所收到有效申請水平進行。分配基準可視乎申請人有結算亦將向閣下提供一份活動結單，列出存入閣下股份效申請之香港公開發售股份數目進行調整。在適當情況下，可能戶口的香港公開發售股份數目。本公司不會就申請時繳付的款項發出收據，亦不會發出臨時所有會在分配香港公開發售股份過程中進行抽籤，因而對於申請認購權文件。相同數目之香港公開發售股份申講人，部分申請人所獲分配之股份數目可能較其他申請人為高，且未能在抽籤時中籤之申請人， 退回款項 將可能無法獲得任何香港公開發售股份。申請人僅可獲分配甲組若閣下未獲分配任何香港公開發售股份或申請僅部分獲接納，或乙組的香港公開發售股份，而不可兩者兼得。其中一組或兩本公司將不計利息退回閣下的申請股款（包括相關的1.0%經紀組之間的重複申請或疑屬重複申請，以及認購超過香港公開發售佣金、0.0027%證監會交易徵費及0.005%聯交所交易費）。初步可供認購的50%香港公開發售股份的任何申請，將被拒絕受倘發售價低於最高發售價，本公司將不計利息向閣下退回多繳理。香港公開發售之每名申請人亦須在遞交之申請表格上承諾及申請股款（包括相關的1.0%經紀佣金、0.0027%證監會交易徵費及確認，其及其代為申請之人士並無獲發任何國際配售股份，而倘 0.005%聯交所交易費）。上述承諾及╱或確認有違反及╱或失實之情況（視乎情況而定），有關退款程序載於招股章程「如何申請香港公開發售股份」一節則該申請人之申請將不予受理。「14.發送╱領取股票及退回股款」內。14.發送╱領取股票及退回股款」內。發送╱領取股票及退回股款」內。

有關退款程序載於招股章程「如何申請香港公開發售股份」一節「14.發送╱領取股票及退回股款」內。14.發送╱領取股票及退回股款」內。發送╱領取股票及退回股款」內。

Please use this form if you want the Hong Kong Public Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

3. Transfer of personal data Personal data held by the Company and its Hong Kong Branch Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Branch Share

Personal Data

Personal Information Collection Statement

This Personal Information Collection Statement informs the applicant for, and holder of, Hong Kong Public Offer Shares, of the policies and practices of the Company and its Hong Kong Branch Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”).

Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of above purposes, disclose, obtain or transfer (whether within or Hong Kong) (the “Ordinance”). outside Hong Kong) the personal data to, from or with any of Reasons for the collection of your personal data the following: It is necessary for applicants and registered holders of securities • the Company’s appointed agents such as financial advisers, to supply correct personal data to the Company or its agents receiving banks and overseas principal share registrar; and the Hong Kong Branch Share Registrar when applying for securities or transferring securities into or out of their names or in • where applicants for securities request a deposit into procuring the services of the Hong Kong Branch Share Registrar. CCASS, HKSCC or HKSCC Nominees, who will use the Failure to supply the requested data may result in your personal data for the purposes of operating CCASS; application for securities being rejected, or in delay or the • any agents, contractors or third-party service providers inability of the Company or its Hong Kong Branch Share Registrar to effect transfers or otherwise render their services. It who offer administrative, telecommunications, computer, may also prevent or delay registration or transfers of the Hong payment or other services to the Company or the Hong Kong Public Offer Shares which you have successfully applied Kong Branch Share Registrar in connection with their for and/or the despatch of share certificate(s) and/or refund cheque(s) and/or e-Auto Refund payment instruction(s) to which respective business operation; you are entitled. • the Stock Exchange, the SFC and any other statutory It is important that securities holders inform the Company and regulatory or governmental bodies or otherwise as required the Hong Kong Branch Share Registrar immediately of any by laws, rules or regulations; and inaccuracies in the personal data supplied. • any persons or institutions with which the securities’ Purposes holders have or propose to have dealings, such as their The personal data of the securities holders may be used, held, bankers, solicitors, accountants or stockbrokers etc. processed, and/or stored (by whatever means), for the following processing your application and refund cheque and 4. Retention of personal data e-Auto Refund payment instruction(s), where applicable, The Company and its Hong Kong Branch Share Registrar will verification of compliance with the terms and application keep the personal data of the applicants and holders of securities procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Hong for as long as necessary to fulfil the purposes for which the Kong Public Offer Shares; personal data were collected. Personal data which is no longer compliance with applicable laws and regulations in Hong required will be destroyed or dealt with in accordance with the Kong and elsewhere; registering new issues or transfers into or out of the names Ordinance. of securities’ holders including, where applicable, HKSCC Nominees; 5. Access to and correction of personal data maintaining or updating the register of securities’ holders of Securities holders have the right to ascertain whether the the Company; verifying securities holders’ identities; Company or the Hong Kong Branch Share Registrar hold establishing benefit entitlements of securities’ holders of their personal data, to obtain a copy of that data, and to correct the Company, such as dividends, rights issues, bonus issues, any data that is inaccurate. The Company and the Hong Kong etc.; distributing communications from the Company and its Branch Share Registrar have the right to charge a reasonable fee subsidiaries; for the processing of such requests. compiling statistical information and securities’ holder All requests for access to data or correction of data should profiles; making disclosures as required by laws, rules or regulations; be addressed to us, at our registered address disclosed in the disclosing identities of successful applicants by way of press “Corporate Information” section of the Prospectus or as notified announcement(s);

1. Reasons for the collection of your personal data

It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and the Hong Kong Branch Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Branch Share Registrar. Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company or its Hong Kong Branch Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfers of the Hong Kong Public Offer Shares which you have successfully applied for and/or the despatch of share certificate(s) and/or refund cheque(s) and/or e-Auto Refund payment instruction(s) to which you are entitled.

receiving banks and overseas principal share registrar;
and the Hong Kong Branch Share Registrar when applying for securities or transferring securities into or out of their names or in • where applicants for securities request a deposit into procuring the services of the Hong Kong Branch Share Registrar. CCASS, HKSCC or HKSCC Nominees, who will use the Failure to supply the requested data may result in your personal data for the purposes of operating CCASS;
application for securities being rejected, or in delay or the • any agents, contractors or third-party service providers
inability of the Company or its Hong Kong Branch Share Registrar to effect transfers or otherwise render their services. It who offer administrative, telecommunications, computer, may also prevent or delay registration or transfers of the Hong payment or other services to the Company or the Hong
Kong Public Offer Shares which you have successfully applied Kong Branch Share Registrar in connection with their
for and/or the despatch of share certificate(s) and/or refund cheque(s) and/or e-Auto Refund payment instruction(s) to which respective business operation; you are entitled. • the Stock Exchange, the SFC and any other statutory It is important that securities holders inform the Company and regulatory or governmental bodies or otherwise as required
the Hong Kong Branch Share Registrar immediately of any by laws, rules or regulations; and
inaccuracies in the personal data supplied. • any persons or institutions with which the securities’
2. Purposes holders have or propose to have dealings, such as their
The personal data of the securities holders may be used, held, bankers, solicitors, accountants or stockbrokers etc.
processed, and/or stored (by whatever means), for the following purposes: • processing your application and refund cheque and 4. Retention of personal data e-Auto Refund payment instruction(s), where applicable, The Company and its Hong Kong Branch Share Registrar will
verification of compliance with the terms and application keep the personal data of the applicants and holders of securities
procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Hong for as long as necessary to fulfil the purposes for which the Kong Public Offer Shares; personal data were collected. Personal data which is no longer
• compliance with applicable laws and regulations in Hong required will be destroyed or dealt with in accordance with the
Kong and elsewhere;
• registering new issues or transfers into or out of the names Ordinance. of securities’ holders including, where applicable, HKSCC Nominees; 5. Access to and correction of personal data
• maintaining or updating the register of securities’ holders of Securities holders have the right to ascertain whether the
the Company;
• verifying securities holders’ identities; Company or the Hong Kong Branch Share Registrar hold • establishing benefit entitlements of securities’ holders of their personal data, to obtain a copy of that data, and to correct
the Company, such as dividends, rights issues, bonus issues, any data that is inaccurate. The Company and the Hong Kong
etc.;
• distributing communications from the Company and its Branch Share Registrar have the right to charge a reasonable fee subsidiaries; for the processing of such requests.
establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues, bonus issues, etc.;
• distributing communications from the Company and its subsidiaries;
• compiling statistical information and securities’ holder profiles;

All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Branch Share Registrar for the attention of the privacy compliance officer.

making disclosures as required by laws, rules or regulations;
• disclosing identities of successful applicants by way of press announcement(s);
disclosing relevant information to facilitate claims on entitlements; and
any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Branch Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following: • the Company’s appointed agents such as financial advisers,

如閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港公開發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於閣下的中央結算系統投資者戶口持有人股份戶口或閣下指定的中央結算系統參與者股份戶口，請使用本表格

個人資料 3. 轉交個人資料個人資料收集聲明 本公司及其香港股份過戶登記分處所持有之證券持此項個人資料收集聲明是向香港公開發售股份的申有人的個人資料將會保密，但本公司及其香港股份
請人和持有人說明本公司及其香港股份過戶登記分過戶登記分處可以在為作上述任何用途之必要情況
處有關個人資料和香港法例第486章《個人資料（私下，向下列任何人士披露、取得或轉交（無論在香港
隱）條例》（「條例」）方面的政策和慣例。境內或境外）個人資料： • 本公司委任的代理人，例如財務顧問、收款銀
1. 收集閣下個人資料的原因 行和主要海外股份過戶登記處；
證券申請人及登記持有人以本身名義申請證券或轉讓或受讓證券時或尋求香港股份過戶登記分處的服 • （如證券申請人要求將證券存入中央結算系統）務時，必須向本公司或其代理人及香港股份過戶登香港結算或香港結算代理人，彼等將會就中央記分處提供準確個人資料。結算系統的運作使用有關個人資料；未能提供所要求的資料可能導致閣下申請證券被 • 向本公司或香港股份過戶登記分處提供與其各拒或延遲，或本公司或其香港股份過戶登記分處無自業務營運有關的行政、電訊、電腦、付款或
法完成轉讓或以其他方式提供服務。此舉也可能妨其他服務的任何代理人、承包商或第三方服務
礙或延遲登記或轉讓閣下成功申請的香港公開發供應商；
售股份及╱或寄發閣下應得的股票及╱或退款支 • 聯交所、證監會及任何其他法定監管機關或政
票及╱或電子自動退款指示。府部門或遵照其他法例、規則或法規作另行規
證券持有人所提供的個人資料如有任何錯誤，須立即通知本公司及香港股份過戶登記分處。定；及 • 證券持有人與其進行或擬進行交易的任何人士
2. 用途 或機構，例如彼等的銀行、律師、會計師或股證券持有人的個人資料可以任何方式被採用、持票經紀等。有、處理及╱或保存，以作下列用途： • 處理閣下的申請及退款支票及電子自動退款 4. 個人資料的保留
指示（如適用）、核實是否符合本申請表格及招本公司及其香港股份過戶登記分處將按收集個人資
股章程載列的條款和申請程序以及公佈香港公料所需的用途在必要時保留證券申請人及持有人的
開發售股份的分配結果；個人資料。無需保留的個人資料將會根據條例銷毀
• 遵守香港及其他地區的適用法律及法規； • 以證券持有人（包括香港結算代理人（如適用））或處理。的名義登記新發行證券或轉讓或受讓證券；
• 存置或更新本公司證券持有人的名冊； 5. 查閱和更正個人資料 • 核實證券持有人的身份；證券持有人有權確定本公司或香港股份過戶登記分 • 確定本公司證券持有人的受益權利，例如股處是否持有其個人資料，並有權索取有關該資料的息、供股、紅股等；副本並更正任何不準確資料。本公司和香港股份過
• 分發本公司及其附屬公司的通訊；戶登記分處有權就處理該等的要求收取合理費用。
• 編製統計數據和證券持有人資料；所有查閱資料或更正資料的要求應按招股章程「公司
• 遵照法律、規則或法規的規定作出披露；資料」一節所披露或不時通知的本公司註冊地址向公
• 透過報章公佈披露成功申請人的身份； • 披露有關資料以便就權益索償；及司秘書或本公司的香港股份過戶登記分處屬下的個 • 與上述有關的任何其他附帶或相關用途及╱或人資料私隱事務主任提出。使本公司及香港股份過戶登記分處能履行對證券持有人及╱或監管機構承擔的責任及╱或證 閣下簽署申請表格或向香港結算發出電子認購指 券持有人不時同意的任何其他用途。 示，即表示同意上述各項。

閣下簽署申請表格或向香港結算發出電子認購指示，即表示同意上述各項。

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China Risun Group Limited Capital/Financing Update 2019

50256_rns_2019-02-27_5145db8f-6376-40ee-b778-b8074468ef97.pdf

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