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China Metal Resources Utilization Limited Capital/Financing Update 2017

Apr 3, 2017

50056_rns_2017-04-03_59583965-665f-4891-b9de-fafc5f91c52a.pdf

Capital/Financing Update

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Monthly Return of Equity Issuer on Movements in Securities

For the month ended (dd/mm/yyyy) : 31/3/2017

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer China Metal Resources Utilization Limited Date Submitted 3/4/2017

  • I. Movements in Authorised Share Capital

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1. Ordinary Shares
(1) Stock code : 01636 Description : Ordinary shares
Par value Authorised share
No. of ordinary (State capital
shares currency) (State currency)
Balance at close of preceding month 100,000,000,000 0.10 10,000,000,000
Increase/(decrease) Nil Nil
Balance at close of the month 100,000,000,000 0.10 10,000,000,000
(2) Stock code :
Description :
Par value Authorised share
No. of ordinary (State capital
shares currency) (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
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1

  1. Preference Shares

Stock code :

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Description :
No. of Par value Authorised share
preference (State capital
shares currency) (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
3. Other Classes of Shares
Stock code :
Description :
No. of other Par value Authorised share
classes of (State capital
shares currency) (State currency)
Balance at close of preceding month
Increase/(decrease)
Balance at close of the month
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Total authorised share capital at the end of the month (State 10,000,000,000 currency) :

2

II. Movements in Issued Share Capital

Balance at close of
preceding month
Increase/ (decrease)
during the month
Balance at close of
the month		 No. of ordinary shares
No of preference
shares
No. of other
classes of shares
(1)
(2)		 No. of ordinary shares
No of preference
shares
No. of other
classes of shares
(1)
(2)		 No. of ordinary shares
No of preference
shares
No. of other
classes of shares
(1)
(2)		 No. of ordinary shares
No of preference
shares
No. of other
classes of shares
(1)
(2)
2,301,945,600

2,301,945,600

III. Details of Movements in Issued Share Capital

Share Options (underShare OptionSchemes oftheIssuer) Share Options (underShare OptionSchemes oftheIssuer) Share Options (underShare OptionSchemes oftheIssuer) Share Options (underShare OptionSchemes oftheIssuer) Share Options (underShare OptionSchemes oftheIssuer)
Particulars of
share option
scheme
including EGM
approval date
(dd/mm/yyyy) and
class of shares
issuable
Movement during themonth
Granted
Exercised
Cancelled		 Movement during themonth No. of new shares of
issuer issued during
the month pursuant
thereto
No. of new shares of
issuer which may be
issued pursuant
thereto as at close of
the month
Exercised Cancelled Lapsed
1.Share option scheme
adopted on 28/01/2014
Date ofgrant: 02/ 07/2014
Exerciseprice: HK$1.13per
Ordinaryshare
Nil
Nil
Nil
Nil
(Note 1)
2.Share option scheme
adopted on 28/01/2014
Date ofgrant: 07/ 05/2015
Exerciseprice: HK$1.68per
Ordinaryshare
Nil
Nil
Nil
Nil
(Note 1)
3.Share option scheme
adopted on 28/01/2014
and AGM 09/06/2015
Date ofgrant: 31/ 05/2016
Exerciseprice: HK$3.66per
Ordinaryshare
Nil
Nil
Nil
Nil
(Note 1)






(Note 1)

Total A. (Ordinary shares)
(Preference shares)
(Other class)
Total funds raised during the month from exercise
of options (State currency)
N/A		 Nil N/A
N/A
N/A		 30,956,000
Nil 96,470,000
Nil 32,730,000

3

Warrants to Issue Shares of the Issuer which are to be Listed

Description of warrants
(Date of expiry-dd/mm/yyyy)
Currency
of nominal
value
Nominal value
at close of
preceding
month		 Description of warrants
(Date of expiry-dd/mm/yyyy)
Currency
of nominal
value
Nominal value
at close of
preceding
month		 Description of warrants
(Date of expiry-dd/mm/yyyy)
Currency
of nominal
value
Nominal value
at close of
preceding
month		 Description of warrants
(Date of expiry-dd/mm/yyyy)
Currency
of nominal
value
Nominal value
at close of
preceding
month		 Description of warrants
(Date of expiry-dd/mm/yyyy)
Currency
of nominal
value
Nominal value
at close of
preceding
month
Exercised
during the
month
Nominal value
at close of the
month
Exercised
during the
month
Nominal value
at close of the
month

No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month

No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month







1. Unlisted Warrants (as defined in the
announcement dated 19/12/2014)
(19/01/2020)
HK$ 25,201,640
Nil
25,201,640
( / / )
Stock code (if listed)
N/A
Class of shares
issuable_(Note 1)
Ordinary share
Subscription price
HK$1.30 (subject to adjustment)
AGM approval date
(if applicable)
(dd/mm/yyyy)
(06/06/2014)
2. Unlisted Warrants (as defined in the
announcement dated 05/02/2015)
(24/02/2020)
HK$ 12,492,110
Nil
12,492,110
( / / )
Stock code (if listed)
N/A
Class of shares
issuable(Note 1)
Ordinary share
Subscription price
HK$1.50 (subject to adjustment)
AGM approval date
(if applicable)
(dd/mm/yyyy)
(06/06/2014)
3.
( / / )
Stock code (if listed)
Class of shares
issuable(Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
( / / )
4.
( / / )
Stock code (if listed)
Class of shares
issuable(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
( / / )
Total B.(Ordinary shares)
(Preference shares)
(Other class)		 Nil
Nil
N/A
N/A
N/A		 19,385,877
8,328,073
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
AGM approval date
(if applicable)
(dd/mm/yyyy)
3.
(06/06/2014)
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4.
( / / )
( / / )
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
( / / )

4

Convertibles (i.e. Convertible into Shares of the Issuer which are to be Listed)

Class and description
Currency of
amount
outstanding		 Class and description
Currency of
amount
outstanding		 Class and description
Currency of
amount
outstanding		 Class and description
Currency of
amount
outstanding
Amount at
close of
preceding
month		 Converted
during the
month		 Amount at
close of the
month		 Amount at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month		 No. of new
shares of
issuer
issued
during the
month
pursuant
thereto
No. of new
shares of
issuer which
may be
issued
pursuant
thereto as at
close of the
month














1.ConvertibleBonds due2017(as
definedinthe announcement dated
27/03/2015)
USD
32,610,000
Nil
32,610,000
Nil
90,881,295
Stock code (if listed)
N/A
Class of shares
issuable_(Note 1)
Ordinary share
Subscription price
HK$1.40 (subject to
adjustment)
AGM approval date
(if applicable)
(dd/mm/yyyy))
When the general mandate granted to directors at the AGM held on 06/06/2014
2.





Stock code (if listed)
Class of shares
issuable(Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
( / / )
3.





Stock code (if listed)
Class of shares
issuable(Note 1)
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
( / / )
4.





Stock code (if listed)
Class of shares
issuable(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
( / / )
Total C. (Ordinary shares)
N/A
(Preference shares)
N/A
(Other class)
N/A		 32,610,000 Nil 32,610,000 90,881,295
27/03/2015)
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
AGM approval date
(if applicable)
(dd/mm/yyyy))
2.

N/A
N/A
N/A
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
3.
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)
4.
Stock code (if listed)
Class of shares
issuable_(Note 1)_
Subscription price
EGM approval date
(if applicable)
(dd/mm/yyyy)

5

Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be Listed, including Options (other than under Share Option Schemes)


Options (other than under Share Option Schemes)
Options (other than under Share Option Schemes)
Full particulars including EGM approval date (dd/mm/yyyy),
if applicable, and class of shares issuable:		 No. of new shares
of issuer issued
during the month
pursuant thereto
No. of new shares of
issuer which may be
issued pursuant
thereto as at close of
the month
1.
2.
3.		 N/A
N/A
N/A
( / / )
shares_(Note 1)_
( / / )
shares_(Note 1)_
( / / )
shares_(Note 1)_
Total D. (Ordinary shares)
(Preference shares)
(Other class)

6

Other Movements in Issued Share Capital

Type of Issue No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer
which may
be issued
pursuant
thereto as
at close of
the month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer
which may
be issued
pursuant
thereto as
at close of
the month		 No. of new
shares of
issuer issued
during the
month
pursuant
thereto
No. of new
shares of
issuer
which may
be issued
pursuant
thereto as
at close of
the month
1. Rights issue
At price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
2. Open offer
At price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
3. Placing
At price :
State
currency
Class
of
shares
issuable_(Note 1)_
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
( / / )
( / / )
4. Bonus issue Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )

7

Type of Issue

No. of new No. of new
shares of shares of
issuer issued issuer
during the which may
month be issued
pursuant pursuant
thereto thereto as
at close of
the month
5. Scrip dividend
At price :
State
currency		 Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
6. Repurchase of
shares		 Class
of
shares
repurchased_(Note 1)
Cancellation date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
7. Redemption of
shares		 Class
of
shares
redeemed_(Note 1)
Redemption date :
(dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )
8. Consideration
issue
At price :
State
currency
Class
of
shares
issuable_(Note 1)
Issue and allotment
date : (dd/mm/yyyy)
EGM approval date:
(dd/mm/yyyy)
_
( / / )
( / / )

8

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No. of new No. of new
shares of shares of
issuer issued issuer
during the which may
month be issued
pursuant pursuant
thereto thereto as
at close of
Type of Issue the month
9. Capital
reorganisation Class of shares _
issuable (Note 1)
Issue and allotment ( / / )
date : (dd/mm/yyyy)
( / / )
EGM approval date:
(dd/mm/yyyy)
Class of shares _
issuable (Note 1)
10. Other
State
(Please specify) At price : Issue and allotment ( / / )
currency
date : (dd/mm/yyyy)
( / / )
EGM approval date:
(dd/mm/yyyy)
Total E. (Ordinary shares) N/A
(Preference shares) N/A
(Other class) N/A
----- End of picture text -----
Total increase / (decrease) in ordinary shares during the month (i.e. Total of A to E):
(1)
(2)
Total increase / (decrease) in preference shares during the month (i.e. Total of A to E):
Total increase / (decrease) in other classes of shares during the month (i.e. Total of A to
E):
(These figures should be the same as the relevant figures under II above (“Movements in
Capital”).)		 N/A
N/A
N/A
N/A
Issued Share

9

Remarks (if any):

Submitted by: YU Jianqiu

Title: Director (Director, Secretary or other duly authorised officer)

Notes :

1. State the class of shares (e.g. ordinary, preference or other).

2. If there is insufficient space, please append the prescribed continuation sheet.

10

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