China Galaxy Securities Co., Ltd. — Proxy Solicitation & Information Statement 2017

Mar 17, 2017

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(A joint stock company incorporated in the People’s Republic of China with limited liability)

(Stock Code: 06881)

REPLY SLIP FOR THE FIRST EXTRAORDINARY GENERAL MEETING OF 2017 (FOR HOLDERS OF H SHARES)

To: China Galaxy Securities Co., Ltd. (the “ Company ”)

I/We (Note 1)

of (Note 1)

(address as shown in the register of members) being the registered holder(s) of

H Shares (Note 2) in the capital of the Company, hereby inform the Company that I/we intend to attend (in person or by proxy) the First Extraordinary General Meeting of 2017 of the Company to be held at Donghua Hall, 11th Floor, Beijing Minzu Hotel, No. 51 Fuxingmen Inner Street, Xicheng District, Beijing, the PRC on Friday, 5 May 2017 at 10:30 a.m.

Date:

Signature(s) (Note 3) :

Notes:

1. Please insert full name(s) and address(es) (as shown in the register of members) in BLOCK CAPITALS .

2. Please insert the number of H Shares in the Company registered in your name(s).

3. In order to be valid, this completed and signed reply slip shall be delivered, for holders of H Shares, to the Company’s H Share registrar, Computershare Hong Kong Investors Services Limited at 17M Floor, Hopewell Centre, 183 Queen’s Road East, Wan Chai, Hong Kong on or before Friday, 14 April 2017 in person or by post.