China Galaxy Securities Co., Ltd. — Director's Dealing 2015

Jul 9, 2015

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

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(A joint stock company incorporated in the People’s Republic of China with limited liability) (Stock code: 06881)

VOLUNTARY ANNOUNCEMENT

PARTICIPATION OF DIRECTORS, SUPERVISORS, SENIOR MANAGEMENT AND EMPLOYEES IN A COLLECTIVE INVESTMENT SCHEME

Directors, supervisors, senior management and employees of China Galaxy Securities Co., Ltd. (the “ Company ”) who satisfy certain conditions are planning to voluntarily invest, with their own funds, in one (or a series of) collective investment scheme(s) which will be offered to all customers of the Company and intended to primarily invest in H shares of the Company (as well as other securities). The Company will neither participate in such investment scheme nor provide any financial assistance to the directors, supervisors, senior management and employees in respect of the abovementioned investment scheme. The term and amount of such collective investment scheme, as well as other specific matters, will be designed by the manager of the scheme, and the final amount of the collective investment scheme will be determined based on the actual amount of investment made by the participants. Such collective investment scheme is an asset management product and does not constitute an employee stock ownership plan or a share option incentive scheme, but it reflects the confidence of those directors, supervisors, senior management and employees in the Company and their recognition of the investment value of the Company.

The arrangements relating to the above collective investment scheme will be implemented in accordance with the relevant laws and regulations. The Company will fulfill its information disclosure obligation in accordance with the relevant rules.

By order of the Board China Galaxy Securities Co., Ltd. Chen Youan Chairman

Beijing, the PRC 9 July 2015

As at the date of this announcement, the executive Directors of the Company are Mr. CHEN Youan, Mr. GU Weiguo and Mr. WU Chengming; the non-executive Directors are Mr. DU Ping, Mr. SHI Xun, Mr. ZHANG Jinghua and Mr. LI Chaoyang; and the independent non-executive Directors are Mr. LIU Feng, Mr. LUO Lin, Mr. Wu Yuwu and Mr. CHI Fulin.