China Galaxy Securities Co., Ltd. — Capital/Financing Update 2021

Jun 21, 2021

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(A joint stock company incorporated in the People’s Republic of China with limited liability) (Stock code: 06881)

ANNOUNCEMENT

APPROVAL FROM THE CHINA SECURITIES REGULATORY COMMISSION FOR THE REGISTRATION OF ISSUANCE OF SUBORDINATED CORPORATE BONDS

China Galaxy Securities Co., Ltd. (the “ Company ”) recently received the approval (the “ Approval ”) issued by the China Securities Regulatory Commission, approving the application of the Company for the registration of subordinated corporate bonds (the “ Subordinated Corporate Bonds ”) with a total nominal value of up to RMB30 billion to be publicly issued by the Company to professional investors. The Approval will be valid for a period of 24 months. The Company may issue the Subordinated Corporate Bonds in tranches during the valid period of the Approval.

The Company will proceed with matters relating to the issuance of the Subordinated Corporate Bonds in accordance with the requirements under relevant laws and regulations and the Approval and as authorized by the general meeting of the Company, and perform its information disclosure obligations in a timely manner.

By order of the Board China Galaxy Securities Co., Ltd. Chen Gongyan Chairman and Executive Director

Beijing, the PRC 21 June 2021

As at the date of this announcement, the executive directors of the Company are Mr. CHEN Gongyan (Chairman) and Mr. CHEN Liang (Vice Chairman and President); the non-executive directors are Mr. LIU Dingping and Ms. XIAO Lihong; and the independent non-executive directors are Mr. LIU Ruizhong, Mr. WANG Zhenjun, Ms. LIU Chun and Mr. LAW Cheuk Kin Stephen.