China Galaxy Securities Co., Ltd. — Board/Management Information 2021

Sep 28, 2021

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

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(A joint stock company incorporated in the People’s Republic of China with limited liability)

(Stock code: 06881)

ANNOUNCEMENT NOMINATION OF SUPERVISOR

On 28 September 2021, the supervisory committee (the “ Supervisory Committee ”) of China Galaxy Securities Co., Ltd. (the “ Company ”) approved the proposal in relation to the nomination of Ms. Qu Yanping as a candidate for supervisor of the fourth session of the Supervisory Committee. The proposal shall be submitted to the shareholders’ general meeting of the Company for consideration and approval.

The biographical details of Ms. Qu Yanping are set out below:

Qu Yanping, female, born in July 1966, holds a master of business administration from Tsinghua University, and is a senior economist. She has joined China Investment Corporation since July 2008 and has served as the deputy secretary of the Party Committee of the Company since September 2021. Ms. Qu served as the deputy director (departmental manager level) and managing director of the Leading Group Office of the Directly Managed Enterprise/Equity Management Department II of Central Huijin Investment Ltd. from April 2020 to September 2021. Ms. Qu successively served as the senior manager and vice general manager of Human Resources Department and managing director of China Investment Corporation from July 2008 to January 2021 and concurrently served as a director of Shenyin & Wanguo Securities Co., Ltd. from November 2010 to January 2015, a director of Shenwan Hongyuan Securities Co., Ltd. from January 2015 to March 2019, a director of Shenwan Hongyuan Group Co., Ltd., a company listed on the Shenzhen Stock Exchange (Stock Code: 000166) and The Stock Exchange of Hong Kong Limited (Stock Code: 06806), from February 2015 to March 2019, and the Chief Supervisor of Central Huijin Asset Management Ltd. from May 2017 to September 2020. Before joining China Investment Corporation, Ms. Qu successively served as the cadre and vice general manager of the Trust and Loan Department and Fund Planning Department of China Construction Bank Trust and Investment Corporation (later renamed as China Cinda Trust and Investment Company) from May 1988 to October 1999, vice general manager and general manager of the Beijing Securities Trading Branch of China Cinda Trust and Investment Company (later renamed as Beijing Shuangyushu Securities Branch of China Galaxy Securities Company Limited) from October 1999 to April 2003. Ms. Qu served as the inspector general of Galaxy Fund Management Company Limited from April 2003 to July 2008. Ms. Qu obtained a bachelor’s degree in economics from Central Institute of Finance and Banking (later renamed as Central University of Finance and Economics) in June 1987, and a master’s degree in business administration from Tsinghua University in January 2005.

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Ms. Qu will enter into a letter of appointment with the Company. The term of office of Ms. Qu will commence from the date of approval at the shareholders’ general meeting, and end on the expiry of the term of the fourth session of the Supervisory Committee. Ms. Qu is eligible for re-election upon expiry of her term.

Ms. Qu will receive salary, performance-based bonus and benefits from the Company. Her specific remuneration will be determined pursuant to the relevant remuneration administrative measures of the Company with reference to her duties and responsibilities.

Save as disclosed above, Ms. Qu has not held any directorships in other listed public companies in the last three years, does not hold any other position with the Company or any of its subsidiaries, and is not connected with any directors, senior management or substantial or controlling shareholders of the Company. Ms. Qu does not have any interest in the shares of the Company within the meaning of Part XV of the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong).

Further, there is nothing in respect of the nomination of Ms. Qu that needs to be disclosed pursuant to Rule 13.51(2) of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, nor is there anything that needs to be brought to the attention of the shareholders of the Company.

By order of the Board China Galaxy Securities Co., Ltd. Chen Gongyan Chairman and Executive Director

Beijing, the PRC 28 September 2021

As at the date of this announcement, the executive directors of the Company are Mr. CHEN Gongyan (Chairman) and Mr. CHEN Liang (Vice Chairman and President); the non-executive directors are Mr. LIU Dingping, Mr. YANG Tijun, Ms. LIU Chang, Mr. LIU Zhihong and Mr. JIANG Yuesheng; and the independent non-executive directors are Mr. LIU Ruizhong, Mr. WANG Zhenjun, Ms. LIU Chun and Mr. LAW Cheuk Kin Stephen.

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