China Galaxy Securities Co., Ltd. — Board/Management Information 2017

Mar 7, 2017

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(A joint stock company incorporated in the People’s Republic of China with limited liability) (Stock code: 06881)

ANNOUNCEMENT

NOMINATION OF SUPERVISOR

On 7 March 2017, the supervisory committee (the “ Supervisory Committee ”) of China Galaxy Securities Co., Ltd. (the “ Company ”) approved the proposal in relation to the nomination of Ms. Chen Jing as a candidate for supervisor of the Company by China Galaxy Financial Holdings Company Limited, the controlling shareholder of the Company. The proposal shall be submitted to the shareholders’ general meeting of the Company for consideration and approval.

The biographical details of Ms. Chen Jing are set out below:

Ms. Chen Jing, born in January 1963, holds a master’s degree in engineering, and is a senior engineer. Ms. Chen is currently the chairman of the labor union committee of the Company. From March 1997 to March 2000, Ms. Chen served consecutively as the deputy manager and manager of the technology development department of China Cinda Trust and Investment Company ( 中國信達信託投資公司 ). From September 2000 to January 2007, Ms. Chen served consecutively as the director of the information technology center, the general manager of the human resources department as well as the general manager of the client assets depository center of China Galaxy Securities Limited Liability Company ( 中 國銀河證券有限責任公司 ). From January 2007 to August 2007, Ms. Chen was the general manager of the human resources department as well as the general manager of the client assets depository center of the Company. She served as the vice president of the Company from August 2007 to March 2017 and a member of the executive committee of the Company from December 2012 to March 2017. Ms. Chen has been the chairman of the labor union committee of the Company since October 2012. Ms. Chen has been the chairman and legal representative of Galaxy Yuanhui Investment Co., Ltd. ( 銀河源滙投資有限公司 ) since December 2015. Ms. Chen obtained a bachelor’s degree in engineering from Huazhong Institute of Science and Technology (currently known as Huazhong University of Science and Technology) in July 1984, and a master’s degree in engineering from Xidian University in February 1990. Ms. Chen was certified as a senior engineer by China Cinda Asset Management Co. Ltd. ( 中國信達資產管理公司 ) in December 2000.

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Ms. Chen Jing will enter into a letter of appointment with the Company. The term of office of Ms. Chen Jing will commence from the date of approval at the shareholders’ general meeting, and end on the expiry of the term of the third session of the Supervisory Committee. Ms. Chen Jing is eligible for re-election upon expiry of her term. Ms. Chen Jing will receive salary, performance-based bonus and benefits from the Company. Her specific remuneration will be determined pursuant to the relevant remuneration administrative measures of the Company with reference to her duties and responsibilities. The remuneration will be submitted to the shareholders’ general meeting for approval.

Save as disclosed above, Ms. Chen Jing has not held any directorships in other listed public companies in the last three years, does not hold any other position with the Company or any of its subsidiaries, and is not connected with any Directors, senior management or substantial or controlling shareholders of the Company. Ms. Chen Jing does not have any interest in the shares of the Company within the meaning of Part XV of the Securities and Futures Ordinance (Chapter 571 of the Laws of Hong Kong).

Further, there is nothing in respect of the election of Ms. Chen Jing that needs to be disclosed pursuant to Rule 13.51(2) of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, nor is there anything that needs to be brought to the attention of the shareholders of the Company.

By order of the Board China Galaxy Securities Co., Ltd. Chen Gongyan Chairman and Executive Director

Beijing, the PRC 7 March 2017

As at the date of this announcement, the executive Directors of the Company are Mr. CHEN Gongyan (Chairman), Mr. GU Weiguo (Vice Chairman) and Mr. WU Chengming; the non-executive Directors are Mr. DU Ping, Mr. SHI Xun, Mr. ZHANG Jinghua and Mr. LI Chaoyang; and the independent nonexecutive Directors are Mr. LIU Feng, Mr. LUO Lin, Mr. WU Yuwu and Mr. CHI Fulin.

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