China Fund, Inc. — Director's Dealing 2018

Jan 9, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CHINA FUND INC (CHN)
CIK: 0000845379
Period of Report: 2017-12-29

Reporting Person: CITY OF LONDON INVESTMENT GROUP PLC (10% Owner)
Reporting Person: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (10% Owner)
Reporting Person: Silver Richard (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $.01 per share	308857	Indirect
Common Stock, par value $.01 per share	116563	Indirect
Common Stock, par value $.01 per share	250030	Indirect
Common Stock, par value $.01 per share	172029	Indirect
Common Stock, par value $.01 per share	334219	Indirect
Common Stock, par value $.01 per share	168067	Indirect
Common Stock, par value $.01 per share	158448	Indirect
Common Stock, par value $.01 per share	305041	Indirect
Common Stock, par value $.01 per share	46658	Indirect
Common Stock, par value $.01 per share	42096	Indirect
Common Stock, par value $.01 per share	2288597	Indirect

Footnotes

F1: This Form 3 is filed jointly by City of London Investment Group, PLC ("CLIG"), City of London Investment Management Company Limited ("CLIM"), Julian Reid, and Richard A. Silver (collectively, the "Reporting Persons"). Each of the Reporting Persons is a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of the Issuer.

F2: These securities are beneficially owned by Emerging (BMI) Markets Country Fund.

F3: These securities are beneficially owned by Emerging Markets Free Fund.

F4: These securities are beneficially owned by Emerging Markets Global Fund.

F5: These securities are beneficially owned by Emerging Markets Global Fund.

F6: These securities are beneficially owned by Emerging Markets Investable Fund.

F7: These securities are beneficially owned by Global Emerging Markets Fund.

F8: These securities are beneficially owned by The Emerging World Fund.

F9: These securities are beneficially owned by Emerging Free Markets Country Fund.

F10: These securities are beneficially owned by Investable Emerging Markets Country Fund.

F11: These securities are beneficially owned by The EM Plus CEF Fund.

F12: These securities are beneficially owned by unaffiliated third-party segregated accounts.

F13: As of the date hereof, CLIG, through its control of CLIM, and CLIM, in its capacity as investment adviser to the funds listed above and the unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.