AI assistant
CHIMERIC THERAPEUTICS LIMITED — Share Issue/Capital Change 2021
Aug 26, 2021
64648_rns_2021-08-26_63e4dc6f-165a-4e51-ba85-37504aeba7f7.pdf
Share Issue/Capital Change
Open in viewerOpens in your device viewer
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
Announcement Summary
Entity name
CHIMERIC THERAPEUTICS LIMITED
Announcement Type
New announcement
Date of this announcement
Friday August 27, 2021
The +securities to be quoted are:
+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer
Total number of +securities to be quoted
| ASX +security | Number of +securities to | ||
|---|---|---|---|
| code | Security description | be quoted | Issue date |
| CHM | ORDINARY FULLY PAID | 2,583,772 | 27/08/2021 |
Refer to next page for full details of the announcement
Application for quotation of +securities
1 / 9
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
Part 1 - Entity and announcement details
1.1 Name of entity
CHIMERIC THERAPEUTICS LIMITED
We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.
1.2 Registered number type
ABN
Registration number 68638835828
1.3 ASX issuer code
CHM
1.4 The announcement is
==> picture [8 x 8] intentionally omitted <==
New announcement
1.5 Date of this announcement
27/8/2021
Application for quotation of +securities
2 / 9
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
Part 2 - Type of Issue
2.1 The +securities to be quoted are:
+Securities issued under an +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer
2.2 The +securities to be quoted are:
==> picture [8 x 8] intentionally omitted <==
Additional +securities in a class that is already quoted on ASX ("existing class")
Application for quotation of +securities
3 / 9
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B
Additional +securities to be quoted in an existing class issued under an +employee incentive scheme
FROM (Existing Class) ASX +security code and description No security currently exists
FROM (Existing Class) +Security description No security currently exists. TO (Existing Class) ASX +security code and description CHM : ORDINARY FULLY PAID
Please state the number of +securities issued under the +employee incentive scheme that are not subject to a restriction on transfer or that are to be quoted notwithstanding there is a restriction on transfer 2,583,772
Please provide details of a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://www.asx.com.au/asxpdf/20210118/pdf/44rsr0sgmkx329.pdf
Are any of these +securities being issued to +key management personnel (KMP) or an +associate Yes
Provide details of the KMP or +associates being issued +securities
| Name of KMP | Name of registered holder | Number of +securities |
|---|---|---|
| Jennifer Chow | Jennifer Chow | 670,498 |
| Syed Rizvi | Syed Rizvi | 674,689 |
Issue date
27/8/2021
Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued +securities in that class?
Application for quotation of +securities
4 / 9
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
==> picture [9 x 5] intentionally omitted <==
Yes
Application for quotation of +securities
5 / 9
Application for quotation of +securities
Issue details
==> picture [21 x 22] intentionally omitted <==
Number of +securities to be quoted 1,575,072 Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities Shares issued under employee incentive scheme. Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.290000 Any other information the entity wishes to provide about the +securities to be quoted N/A Number of +securities to be quoted 630,890 Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities Shares issued under employee incentive scheme. Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted 0.309000 Any other information the entity wishes to provide about the +securities to be quoted N/A Number of +securities to be quoted 377,810 Are the +securities being issued for a cash consideration? No Please describe the consideration being provided for the +securities Shares issued under employee incentive scheme.
Application for quotation of +securities
6 / 9
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted
0.287000
Any other information the entity wishes to provide about the +securities to be quoted
N/A
Application for quotation of +securities
7 / 9
Application for quotation of +securities
Part 4 - Issued capital following quotation
==> picture [21 x 22] intentionally omitted <==
Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| CHM : ORDINARY FULLY PAID | 199,417,087 |
4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| CHMAA : ORDINARY FULLY PAID RESTRICTED | 18,800,065 |
| CHMAB : ORDINARY FULLY PAID RESTRICTED | 115,226,336 |
| CHMAC : OPTION EXPIRING 18-JAN-2024 RESTRICTED | 4,957,897 |
| CHMAD : OPTION EXPIRING 18-JAN-2025 RESTRICTED | 5,500,000 |
| CHMAE : OPTION EXPIRING 18-JAN-2025 EX $0.20 | 6,280,002 |
| CHMAF : OPTION EXPIRING 18-JAN-2026 EX $0.20 | 6,280,002 |
Application for quotation of +securities
8 / 9
Application for quotation of +securities
==> picture [21 x 22] intentionally omitted <==
Part 5 - Other Listing Rule requirements
5.1 Are the +securities being issued under an exception in Listing Rule 7.2 and therefore the issue does not need any security holder approval under Listing Rule 7.1? Yes
5.1a Select the number of the applicable exception in Listing Rule 7.2
13
Application for quotation of +securities
9 / 9