CHIMERIC THERAPEUTICS LIMITED — Share Issue/Capital Change 2021

Dec 2, 2021

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Announcement Summary

Entity name

CHIMERIC THERAPEUTICS LIMITED

Date of this announcement

Friday December 03, 2021

The +securities the subject of this notification are:

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+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

Total number of +securities to be issued/transferred

		Total number of
ASX +security		+securities to be
code	Security description	issued/transferred	Issue date
New class - code	Options issued under Omnibus Incentive Plan	2,000,000	03/12/2021
to be confirmed
New class - code	Options issued under Omnibus Incentive Plan	2,750,000	03/12/2021
to be confirmed
New class - code	Options issued under Omnibus Incentive Plan	2,750,000	03/12/2021
to be confirmed
New class - code	Options issued under Omnibus Incentive Plan	101,314	03/12/2021
to be confirmed
New class - code	Options issued under Omnibus Incentive Plan	101,314	03/12/2021
to be confirmed
New class - code	Options issued under Omnibus Incentive Plan	101,345	03/12/2021
to be confirmed

Refer to next page for full details of the announcement

Notification of Issue, Conversion or Payment up of Unquoted E it S iti

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Part 1 - Entity and announcement details

1.1 Name of entity

CHIMERIC THERAPEUTICS LIMITED

We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.

1.2 Registered number type

ABN

Registration number

68638835828

1.3 ASX issuer code

CHM

1.4 The announcement is

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New announcement

1.5 Date of this announcement

3/12/2021

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

Part 2 - Issue details

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2.1 The +securities the subject of this notification are:

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+Other securities issued under an +employee incentive scheme that are not intended to be quoted on ASX

2.2a This notification is given in relation to an issue of +securities in a class which is not quoted on ASX and which:

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does not have an existing ASX security code ("new class")

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Part 3C - number and type of +securities the subject of this notification (new class) where issue has not previously been notified to ASX in an Appendix 3B

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ASX +security code +Security description
New class - code to be confirmed Options issued under Omnibus Incentive Plan
+Security type ISIN code
Options
Date the +securities the subject of this notification were issued
3/12/2021
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes
Were any of the +securities issued to +key management personnel (KMP) or an +associate?
Yes
Provide details of the KMP or +associates being issued +securities.
Name of KMP Name of registered holder Number of +securities
Jennifer Chow Jennifer Chow 2,000,000
Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
listing rule 6.1?
No
Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
https://www.asx.com.au/asxpdf/20210118/pdf/44rsr0sgmkx329.pdf
Options Details
+Security currency Exercise price Expiry date
AUD - Australian Dollar AUD 0.34000000 22/11/2026
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
company option
Other
Description
CHM
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

https://www.asx.com.au/asxpdf/20210118/pdf/44rsr0sgmkx329.pdf

Any other information the entity wishes to provide about the +securities the subject of this notification N/A Issue details

Number of +securities

2,000,000

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ASX +security code +Security description
New class - code to be confirmed Options issued under Omnibus Incentive Plan
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ASX +security code New class - code to be confirmed	+Security description Options issued under Omnibus Incentive Plan
+Security type	ISIN code
Options
Date the +securities the subject of this	notification were issued
3/12/2021
Will all the +securities issued in this class rank equally in all respects from their issue date?
Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Yes	Yes
Provide details of the KMP or +associates being issued +securities.
Name of KMP	Name of registered holder	Number of +securities
Cynthia Elkins	Cynthia Elkins	2,750,000

Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.

https://www.asx.com.au/asxpdf/20210118/pdf/44rsr0sgmkx329.pdf

Notification of Issue, Conversion or Payment up of Unquoted E it S iti

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Options Details

+Security currency Exercise price Expiry date AUD - Australian Dollar AUD 0.32000000 18/1/2025

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

Other

Description CHM

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

https://www.asx.com.au/asxpdf/20210118/pdf/44rsr0sgmkx329.pdf

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

Number of +securities

2,750,000

ASX +security code +Security description New class - code to be confirmed Options issued under Omnibus Incentive Plan +Security type ISIN code Options

Date the +securities the subject of this notification were issued

3/12/2021

Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? Yes

Provide details of the KMP or +associates being issued +securities.

Notification of Issue, Conversion or Payment up of Unquoted 6 / 15 E it S iti

Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Name of KMP	Name of registered holder	Number of +securities
George Matcham	George Matcham	2,750,000

Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No

Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being issued.

https://www.asx.com.au/asxpdf/20210118/pdf/44rsr0sgmkx329.pdf

Options Details

+Security currency

AUD - Australian Dollar

Exercise price Expiry date AUD 0.36500000 3/12/2025

Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

Other

Description

CHM

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

https://www.asx.com.au/asxpdf/20210118/pdf/44rsr0sgmkx329.pdf

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

Number of +securities

2,750,000

ASX +security code

New class - code to be confirmed

+Security description

Options issued under Omnibus Incentive Plan

Notification of Issue, Conversion or Payment up of Unquoted E it S iti

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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+Security type ISIN code Options Date the +securities the subject of this notification were issued 3/12/2021

Will all the +securities issued in this class rank equally in all respects from their issue date? Yes

Were any of the +securities issued to +key management personnel (KMP) or an +associate? No

Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under listing rule 6.1? No

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Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
issued.
https://www.asx.com.au/asxpdf/20210118/pdf/44rsr0sgmkx329.pdf
Options Details
+Security currency Exercise price Expiry date
AUD - Australian Dollar AUD 0.26000000 29/11/2027
Details of the existing class of +security that will be issued upon exercise or conversion of this new class of
company option
Other
Description
CHM
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Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://www.asx.com.au/asxpdf/20210118/pdf/44rsr0sgmkx329.pdf

Any other information the entity wishes to provide about the +securities the subject of this notification

Notification of Issue, Conversion or Payment up of Unquoted E it S iti

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Issue details

	Number of +securities
	101,314
	ASX +security code New class - code to be confirmed	+Security description Options issued under Omnibus Incentive Plan
	+Security type	ISIN code
	Options
	Date the +securities the subject of this notification were issued
	3/12/2021
	Will all the +securities issued in this class rank equally in all respects from their issue date?
	Yes
	Were any of the +securities issued to +key management personnel (KMP)		or an +associate?
	No
	Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
	listing rule 6.1?
	No
	Please provide a URL link for a document lodged with ASX setting out the material terms of the +securities being
	issued. https://www.asx.com.au/asxpdf/20210118/pdf/44rsr0sgmkx329.pdf
	Options Details
	+Security currency	Exercise price	Expiry date
	AUD - Australian Dollar	AUD 0.26000000	29/11/2028
	Details of the existing class of +security that will be issued upon exercise		or conversion of this new class of
	company option
	Other
	Description
	CHM

Notification of Issue, Conversion or Payment up of Unquoted E it S iti

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms

https://www.asx.com.au/asxpdf/20210118/pdf/44rsr0sgmkx329.pdf

Any other information the entity wishes to provide about the +securities the subject of this notification

	Issue details
	Number of +securities
	101,314
	ASX +security code New class - code to be confirmed	+Security description Options issued under Omnibus Incentive Plan
	+Security type	ISIN code
	Options
	Date the +securities the subject of this notification were issued
	3/12/2021
	Will all the +securities issued in this class rank equally in all respects from their issue date?
	Yes
	Were any of the +securities issued to +key management personnel (KMP) or an +associate?
	No
	Have you received confirmation from ASX that the terms of the +securities are appropriate and equitable under
	listing rule 6.1?
	No
	Please provide a URL link for a document lodged	with ASX setting out the material terms of the +securities being
	issued. https://www.asx.com.au/asxpdf/20210118/pdf/44rsr0sgmkx329.pdf

Options Details

+Security currency AUD - Australian Dollar

Exercise price Expiry date AUD 0.26000000 29/11/2029

Notification of Issue, Conversion or Payment up of Unquoted E it S iti

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities

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Details of the existing class of +security that will be issued upon exercise or conversion of this new class of company option

Other

Description

CHM

Please provide a URL link for a document lodged with ASX detailing the terms of the +employee incentive scheme or a summary of the terms https://www.asx.com.au/asxpdf/20210118/pdf/44rsr0sgmkx329.pdf

Any other information the entity wishes to provide about the +securities the subject of this notification

Issue details

Number of +securities

101,345

Notification of Issue, Conversion or Payment up of Unquoted E it S iti

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Part 4 - +Securities on issue

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Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise: (A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +Securities (Total number of each +class of +securities quoted)
	Total number of
ASX +security code and description	+securities on issue
CHM : ORDINARY FULLY PAID	218,217,152
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not	quoted on ASX)
	Total number of
ASX +security code and description	+securities on issue
CHMAB : ORDINARY FULLY PAID RESTRICTED	115,226,336
CHMAC : OPTION EXPIRING 18-JAN-2024 RESTRICTED	4,957,897
CHMAD : OPTION EXPIRING 18-JAN-2025 RESTRICTED	5,500,000
CHMAE : OPTION EXPIRING 18-JAN-2025 EX $0.20	6,280,002
CHMAF : OPTION EXPIRING 18-JAN-2026 EX $0.20	6,280,002
CHMAJ : OPTION EXPIRING 27-AUG-2024 EX $0.32	1,000,000
CHMAG : OPTION EXPIRING 30-JUN-2026 EX $0.29	4,265,444
CHMAH : OPTION EXPIRING 08-MAR-2026 EX $0.29	695,552
CHMAI : OPTION EXPIRING 01-JUL-2026 EX $0.29	700,000
New class - code to be confirmed : Options issued under Omnibus Incentive Plan	2,000,000
New class - code to be confirmed : Options issued under Omnibus Incentive Plan	2,750,000
New class - code to be confirmed : Options issued under Omnibus Incentive Plan	2,750,000
New class - code to be confirmed : Options issued under Omnibus Incentive Plan	101,314

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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
New class - code to be confirmed : Options issued under Omnibus Incentive Plan	101,314
New class - code to be confirmed : Options issued under Omnibus Incentive Plan	101,345

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Part 5 - Other Listing Rule requirements

5.1 Were the +securities issued under an exception in Listing Rule 7.2 and therefore the issue did not need any security holder approval under Listing Rule 7.1? Yes

5.1a Select the number of the applicable exception in Listing Rule 7.2

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