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CHIMERIC THERAPEUTICS LIMITED — Major Shareholding Notification 2021
Jan 18, 2021
64648_rns_2021-01-18_dbdb4e32-60c1-4467-85ba-f4ceaf037276.pdf
Major Shareholding Notification
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603 Page 1 of 3 15 July 2001
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme Chimeric Therapeutics Limited (ASX: CHM)
ACN/ARSN
638 835 828
1. Details of substantial holder (1)
Name Paul Hopper
ACN/ARSN (if applicable)
The holder became a substantial holder on 18 / January / 2021
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| (2) had a relevant interest (3) in on | (2) had a relevant interest (3) in on | the date the substantial holder became a substantial holder are as follows: | the date the substantial holder became a substantial holder are as follows: | the date the substantial holder became a substantial holder are as follows: | the date the substantial holder became a substantial holder are as follows: | |
|---|---|---|---|---|---|---|
| Class of se | ||||||
| curities (4) | Numb | er of securities | Person's votes (5) | Voting power (6) | ||
Fully Paid OrdinaryShares(FPO) |
||||||
FPO 82,386,830 |
FPO 82,386,830 |
|||||
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Holder of relevant interest | Holder of relevant interest | Class and number of securities | Class and number of securities | |
|---|---|---|---|---|---|
| elevant interest | Nature of relevant interest (7) | Class and number of securities | |||
Moregla |
|||||
Relevant interest under section |
|||||
de Pty Limite |
d |
608(1) or section 608(3) of theCorporations Act. |
FPO 77,777,778* |
||
Alexand |
ra Jane Hoppe |
r |
Relevant interest under section608(1) of the Corporations Act. |
FPO 1,152,263* |
|
Hortia |
Isabelle Hopp |
er |
Relevant interest under section608(1) of the Corporations Act. |
FPO 1,152,263* |
|
India Lucy Hopper |
|||||
Relevant interest under section608(1) of the Corporations Act. |
|||||
Scarlett Augusta Hopper |
Relevant interest under section608(1) of the Corporations Act. |
FPO 1,152,263* |
*All subject to escrow for 24 months from official quotation.
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevantinterest | Registered holder ofsecurities | Person entitled to beregistered as holder (8) | Class and number of securities |
|---|---|---|---|
Moreglade Pty Limited |
Moreglade PtyLimited |
Moreglade PtyLimited |
FPO 77,777,778* |
Alexandra Jane Hopper |
Alexandra JaneHopper |
Alexandra JaneHopper |
FPO 1,152,263* |
Hortia Isabelle Hopper |
FPO 1,152,263* |
||
Hortia IsabelleHopper |
Hortia IsabelleHopper |
603 Page 2 of 3 15 July 2001
India Lucy Hopper |
India LucyHopper |
India LucyHopper |
FPO 1,152,263* |
|---|---|---|---|
Scarlett Augusta Hopper |
ScarlettAugusta Hopper |
ScarlettAugusta Hopper |
FPO 1,152,263* |
*All subject to escrow for 24 months from official quotation.
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant | Date of acquisition | Consideration (9) | Class and number of securities | |
|---|---|---|---|---|
| interest | ||||
| Cash | Non-cash | |||
Moreglade Pty Limited |
02/02/2020 |
$67.50 |
N/A |
FPO 77,777,778* |
Alexandra Jane Hopper |
02/02/2020 |
$1.00 |
N/A |
FPO 1,152,263* |
Hortia Isabelle Hopper |
02/02/2020 |
$1.00 |
N/A |
FPO 1,152,263* |
India Lucy Hopper |
02/02/2020 |
$1.00 |
N/A |
FPO 1,152,263* |
Scarlett Augusta Hopper |
02/02/2020 |
$1.00 |
N/A |
FPO 1,152,263* |
*All subject to escrow for 24 months from official quotation.
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
Moreglade Pty Limited |
Associate under section 12(2) of the Corporations Act. |
Alexandra Jane Hopper |
Associate under section 12(2) of the Corporations Act. |
Hortia Isabelle Hopper |
Associate under section 12(2) of the Corporations Act. |
India Lucy Hopper |
Associate under section 12(2) of the Corporations Act. |
Scarlett Augusta Hopper |
Associate under section 12(2) of the Corporations Act. |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
Moreglade Pty Limited |
Suite 802 Level 8, 37 Bligh Street, SYDNEY NSW 2000 |
Alexandra Jane Hopper |
Unit 101, 50 McLachlan Avenue, Rushcutters Bay, NSW 2011 |
Hortia Isabelle Hopper |
Unit 101, 50 McLachlan Avenue, Rushcutters Bay, NSW 2011 |
India Lucy Hopper |
Unit 101, 50 McLachlan Avenue, Rushcutters Bay, NSW 2011 |
Scarlett Augusta Hopper |
Unit 101, 50 McLachlan Avenue, Rushcutters Bay, NSW 2011 |
603 Page 3 of 3 15 July 2001
Signature
print name Paul Hopper sign here
| capacity | Paul Hopper Group |
|---|---|
| date | 19/January/2021 |
DIRECTIONS
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(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
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(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
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(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
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(4) The voting shares of a company constitute one class unless divided into separate classes.
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(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
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(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
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(7) Include details of:
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(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
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(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
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See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
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(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
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(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.