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CHIMERIC THERAPEUTICS LIMITED Major Shareholding Notification 2021

Jan 18, 2021

64648_rns_2021-01-18_dbdb4e32-60c1-4467-85ba-f4ceaf037276.pdf

Major Shareholding Notification

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603 Page 1 of 3 15 July 2001

Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To Company Name/Scheme Chimeric Therapeutics Limited (ASX: CHM)

ACN/ARSN

638 835 828

1. Details of substantial holder (1)

Name Paul Hopper

ACN/ARSN (if applicable)

The holder became a substantial holder on 18 / January / 2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

(2) had a relevant interest (3) in on (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows: the date the substantial holder became a substantial holder are as follows: the date the substantial holder became a substantial holder are as follows: the date the substantial holder became a substantial holder are as follows:
Class of se
curities (4) Numb er of securities Person's votes (5) Voting power (6)
Fully Paid OrdinaryShares(FPO)
FPO 82,386,830 FPO 82,386,830

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Holder of relevant interest Holder of relevant interest Class and number of securities Class and number of securities
elevant interest Nature of relevant interest (7) Class and number of securities
Moregla
Relevant interest under section
de Pty Limite d 608(1) or section 608(3) of theCorporations Act. FPO 77,777,778*
Alexand ra Jane Hoppe r Relevant interest under section608(1) of the Corporations Act. FPO 1,152,263*
Hortia Isabelle Hopp er Relevant interest under section608(1) of the Corporations Act. FPO 1,152,263*
India Lucy Hopper
Relevant interest under section608(1) of the Corporations Act.
Scarlett Augusta Hopper Relevant interest under section608(1) of the Corporations Act. FPO 1,152,263*

*All subject to escrow for 24 months from official quotation.

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevantinterest Registered holder ofsecurities Person entitled to beregistered as holder (8) Class and number of securities
Moreglade Pty Limited Moreglade PtyLimited Moreglade PtyLimited FPO 77,777,778*
Alexandra Jane Hopper Alexandra JaneHopper Alexandra JaneHopper FPO 1,152,263*
Hortia Isabelle Hopper FPO 1,152,263*
Hortia IsabelleHopper Hortia IsabelleHopper

603 Page 2 of 3 15 July 2001

India Lucy Hopper India LucyHopper India LucyHopper FPO 1,152,263*
Scarlett Augusta Hopper ScarlettAugusta Hopper ScarlettAugusta Hopper FPO 1,152,263*

*All subject to escrow for 24 months from official quotation.

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant Date of acquisition Consideration (9) Class and number of securities
interest
Cash Non-cash
Moreglade Pty Limited 02/02/2020 $67.50 N/A FPO 77,777,778*
Alexandra Jane Hopper 02/02/2020 $1.00 N/A FPO 1,152,263*
Hortia Isabelle Hopper 02/02/2020 $1.00 N/A FPO 1,152,263*
India Lucy Hopper 02/02/2020 $1.00 N/A FPO 1,152,263*
Scarlett Augusta Hopper 02/02/2020 $1.00 N/A FPO 1,152,263*

*All subject to escrow for 24 months from official quotation.

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
Moreglade Pty Limited Associate under section 12(2) of the Corporations Act.
Alexandra Jane Hopper Associate under section 12(2) of the Corporations Act.
Hortia Isabelle Hopper Associate under section 12(2) of the Corporations Act.
India Lucy Hopper Associate under section 12(2) of the Corporations Act.
Scarlett Augusta Hopper Associate under section 12(2) of the Corporations Act.

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
Moreglade Pty Limited Suite 802 Level 8, 37 Bligh Street, SYDNEY NSW 2000
Alexandra Jane Hopper Unit 101, 50 McLachlan Avenue, Rushcutters Bay, NSW 2011
Hortia Isabelle Hopper Unit 101, 50 McLachlan Avenue, Rushcutters Bay, NSW 2011
India Lucy Hopper Unit 101, 50 McLachlan Avenue, Rushcutters Bay, NSW 2011
Scarlett Augusta Hopper Unit 101, 50 McLachlan Avenue, Rushcutters Bay, NSW 2011

603 Page 3 of 3 15 July 2001

Signature

print name Paul Hopper sign here

capacity Paul Hopper Group
date 19/January/2021

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

    • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

    • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".

  • (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.