AI assistant
CHIMERA INVESTMENT CORP — Director's Dealing 2018
Feb 21, 2018
32160_dirs_2018-02-21_98dccae8-e092-43ce-b4cd-15a10134c830.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHIMERA INVESTMENT CORP (CIM)
CIK: 0001409493
Period of Report: 2018-02-16
Reporting Person: MARRIA MOHIT (Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-16 | Common Stock | A | 32468 | — | Acquired | 151642 | Direct |
| 2018-02-16 | Common Stock | F | 1800 | $17.64 | Disposed | 149842 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 29236 | Indirect |
| 8.00% Series A Cumulative Redeemable Preferred Stock | 3000 | Indirect |
Footnotes
F1: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock.
F2: The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
F3: The reporting person elected to defer share settlement until separation of service.
F4: Each RSU has the economic equivalent of one share of Chimera common stock.
Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock.
F5: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock.