Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CHIMERA INVESTMENT CORP Director's Dealing 2018

Feb 21, 2018

32160_dirs_2018-02-21_98dccae8-e092-43ce-b4cd-15a10134c830.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHIMERA INVESTMENT CORP (CIM)
CIK: 0001409493
Period of Report: 2018-02-16

Reporting Person: MARRIA MOHIT (Chief Investment Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-02-16 Common Stock A 32468 Acquired 151642 Direct
2018-02-16 Common Stock F 1800 $17.64 Disposed 149842 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 29236 Indirect
8.00% Series A Cumulative Redeemable Preferred Stock 3000 Indirect

Footnotes

F1: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock.

F2: The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F3: The reporting person elected to defer share settlement until separation of service.

F4: Each RSU has the economic equivalent of one share of Chimera common stock.
Dividend equivalent rights issued on RSUs are included in the reporting person's common stock holding balance. Each dividend equivalent right is the economic equivalent of one share of Chimera common stock.

F5: Shares reported were withheld for payment of taxes associated with the vesting of prior grants of restricted stock.