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CHIMERA INVESTMENT CORP Director's Dealing 2016

Feb 18, 2016

32160_dirs_2016-02-18_ca27d11a-6bac-40e9-80d0-fc917311fa9e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHIMERA INVESTMENT CORP (CIM)
CIK: 0001409493
Period of Report: 2016-02-16

Reporting Person: MARRIA MOHIT (Chief Investment Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-16 Common Stock A 28490 Acquired 78783 Direct
2016-02-16 Common Stock A 8487 Acquired 87270 Direct
2016-02-17 Common Stock F 2003 $12.14 Disposed 85267 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 22611 Indirect

Footnotes

F1: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.

F2: The reporting person elected to defer share settlement until separation of service.

F3: Each RSU has the economic equivalent of one share of Chimera common stock.

F4: Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 2, 2015.