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CHIMERA INVESTMENT CORP — Director's Dealing 2016
Feb 18, 2016
32160_dirs_2016-02-18_ca27d11a-6bac-40e9-80d0-fc917311fa9e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHIMERA INVESTMENT CORP (CIM)
CIK: 0001409493
Period of Report: 2016-02-16
Reporting Person: MARRIA MOHIT (Chief Investment Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-16 | Common Stock | A | 28490 | — | Acquired | 78783 | Direct |
| 2016-02-16 | Common Stock | A | 8487 | — | Acquired | 87270 | Direct |
| 2016-02-17 | Common Stock | F | 2003 | $12.14 | Disposed | 85267 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22611 | Indirect |
Footnotes
F1: Represents shares of Chimera common stock underlying restricted stock units ("RSUs"). The RSUs are scheduled to vest one-third per year on the first, second and third anniversaries of the grant date and shall be settled 100% in shares of Chimera common stock. The reporting person does not intend to report the vesting of the RSUs nor the delivery of the shares of common stock.
F2: The reporting person elected to defer share settlement until separation of service.
F3: Each RSU has the economic equivalent of one share of Chimera common stock.
F4: Shares reported were withheld for payment of taxes associated with the vesting of approximately one-third of a grant of restricted stock originally made on February 2, 2015.