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Chi Ho Development Holdings Limited — Share Issue/Capital Change 2017
Feb 28, 2017
51437_rns_2017-02-27_fdf2cda4-c2f9-4a27-ae21-9c0ff241ea7b.pdf
Share Issue/Capital Change
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Please use this form if you want the Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的發售股份,並直接存入 中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指 定的中央結算系統參與者股份戶口,請使用本表格
This Application Form uses the same terms as defined in the prospectus of Chi Ho Development Holdings Limited Staple (the “Company”) dated Tuesday, 28 February 2017 (the “Prospectus”). 本申請表格使用潪㵆發展控股有限公司 (「本公司」)於二零一七年二月二十八日(星期二)刊發的招股章程(「招股章程」)所界定的詞語。 your Neither this Application Form nor the Prospectus constitutes an offer to sell or a solicitation of an offer to buy any payment here Offer Shares in any jurisdiction other than Hong Kong. The Offer Shares may not be offered or sold in the United 請將股款 States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章 緊釘在此 程概不構成在香港以外司法權區要約出售或游說要約購買公開發售股份。若無根據美國證券法登記或豁免登 記,公開發售股份不得在美國提呈發售或出售。
This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 任何根據當地法律不得發送、派發或複製本申請表格及招股章程的司法權區 內概不得發送或派發或複製(不論方式,也不論全部或部分)本申請表格及招股章程。
Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies in Hong Kong and Available for Inspection” section in Appendix V to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表 格及招股章程附錄五「送呈香港公司註冊處處長及備查文件」一節所述其他文件已按公司(清盤及雜項條文)條 例第 342C 條規定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「聯 交所」)、香港中央結算有限公司(「香港結算」)、香港證券及期貨事務監察委員會(「證監會」)及香港公司註冊 處處長對此等文件的內容概不負責。
Chi Ho Development Holdings Limited 潪㵆發展控股有限公司 (Incorporated in the Cayman Islands with limited liability) (於開曼群島註冊成立的有限公司)
Stock code: 8423 股份代號: 8423 Offer Price: Not more than HK$0.35 per Offer Share and expected to be no less than HK$0.25 per Offer Share, plus brokerage fee of 1%, SFC transaction levy of 0.0027% and Stock Exchange trading fee of 0.005% (payable in full upon application in Hong Kong dollars and subject to refund) 發售價: 每股發售股份不高於 0.35 港元及預期每股發售股份不少於 0.25 港元,另加 1% 經紀佣金、0.0027% 證監會交易徵費 及 0.005% 聯交所交易費(須於申請時以港元悉數繳足及 可予退還)
You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. 招股章程尚有關於申請程序的其他資料,本申請表格應與招股章程一併閱讀。
Application Form 申請表格
To: Chi Ho Development Holdings Limited Alliance Capital Partners Limited Upbest Securities Company Limited The Underwriters
致:潪㵆發展控股有限公司 同人融資有限公司 美建證券有限公司 包銷商
Applicants’ declaration
I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.
申請人聲明
本人╱我們同意本申請表格及招股章程的條款及條件 以及申請程序。請參閱本申請表格「填交本申請表格 的效用」一節。
Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.
警告:任何人士只限作出一次為其利益而進行的認購 。 申請 請參閱「填交本申請表格的效用」一節最後四點。
Please use this form if you want the Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的發售股份,並直接存入 中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指 定的中央結算系統參與者股份戶口,請使用本表格
Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 ....................................................................... Date: 日期: ................./ ................./ .................. D 日 M 月 Y 年 Number of Offer Shares applied for (not more than 133,500,000 shares) 申請發售股份數目(不超過 Cheque/banker’s cashier order number 支票╱銀行本票號碼 133,500,000 股股份) Name of bank on which cheque/Banker’s cashier order is drawn (see “How to make your application” section) 兌現支票╱銀行 Total amount 總額 本票的銀行名稱(請參閱「申請手續」一節) HK$ 港元 Name in English 英文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香 港身份證號碼╱護照號碼╱香港商業登記號碼 (請刪除不 適用者) Names of all other joint applicants in English (if any) Hong Kong Identity Card No./Passport No./Hong Kong Business 所有其他聯名申請人的英文名稱(如有) Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號碼╱香 (1) 港商業登記號碼 (請刪除不適用者) (1) (2) (2) (3) (3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only) 香港地址(以英文填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own THIS BOX MUST BE DULY COMPLETED benefit if you do not complete this section. Please provide an 必須填妥此欄 account number or identification code for each (joint) beneficial Participant I.D. of the CCASS Investor Participant or designated owner. 由代名人遞交: 代名人若不填寫本節,是項認購申 CCASS Participant 中央結算系統投資者戶口持有人或指定的中 請將視作為 閣下利益提出。請填寫每名(聯名)實益擁有人 央結算系統參與者的參與者編號 的賬戶號碼或身份識別號碼。 For designated CCASS Participant or Corporate CCASS Investor ADDRESS LABEL 地址標貼(Your name(s) and address Participant, please also affix the company chop bearing its company in Hong Kong in BLOCK letters 請用 正楷 填寫 姓名╱名稱 name 指定的中央結算系統參與者或公司中央結算系統投資者戶口 及香港 地址 ) 持有人,請加蓋顯示公司名稱的公司印章 For Internal use (See paragraph 2 in the section “How to make your application”) (請 此欄供內部使用 一節第
For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交: 代名人若不填寫本節,是項認購申 請將視作為 閣下利益提出。請填寫每名(聯名)實益擁有人 的賬戶號碼或身份識別號碼。
(See paragraph 2 in the section “How to make your application”) (請 參閱「申請手續」一節第 2 段)
Please use this form if you want the Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant 如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的發售股份,並直接存入 中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有人股份戶口或 閣下指 定的中央結算系統參與者股份戶口,請使用本表格
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(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”. 如 閣下為中央結算系統投資者戶口持有人,是項申請僅接納香港身份證號碼
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(如屬個別人士)或香港商業登記號碼(如屬法人團體);請參閱「申請手續」一節第 2 段。
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(2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資 者戶口持有人以外的指定中央結算系統參與者提出申請:如屬個別人士,必須填寫 閣下的香 港身份證號碼或護照號碼(持有香港身份證者請填寫香港身份證號碼,否則請填寫護照號碼); 如屬法人團體,請填寫香港商業登記號碼。
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(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有) 上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護照號碼的一部 分。有關資料將用於核實申請表格的有效性,亦會轉交第三方作資料核實和退款。銀行兌現退 款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。
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(4) If an application is made by an unlisted company and:
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the principal business of that company is dealing in securities; and
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you exercise statutory control over that company,
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then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而:
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該公司主要從事證券買賣業務;及
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閣下對該公司可行使法定控制權,
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是項申請將視作為 閣下的利益提出。
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(5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers. 所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用) 護照號碼,或(如屬法人團體)其香港商業登記號碼。
This page is intentionally left blank 此乃白頁 特意留空
Please use this form if you want the Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
How to make your application
- Use the table below to calculate how much you must pay. Your application must be for a minimum of 10,000 Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
10,000 Offer Shares and in one of the numbers set out in the table, or your application will be rejected. |
10,000 Offer Shares and in one of the numbers set out in the table, or your application will be rejected. |
10,000 Offer Shares and in one of the numbers set out in the table, or your application will be rejected. |
10,000 Offer Shares and in one of the numbers set out in the table, or your application will be rejected. |
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| NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS |
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| No. of Offer Shares applied for Amount payable on application HK$ |
No. of Offer Shares applied for Amount payable on application HK$ |
No. of Offer Shares applied for Amount payable on application HK$ |
No. of Offer Shares applied for Amount payable on application HK$ |
| 10,000 3,535.27 20,000 7,070.54 30,000 10,605.81 40,000 14,141.08 50,000 17,676.35 60,000 21,211.62 70,000 24,746.89 80,000 28,282.16 90,000 31,817.43 100,000 35,352.70 200,000 70,705.39 |
300,000 106,058.09 400,000 141,410.78 500,000 176,763.48 600,000 212,116.17 700,000 247,468.87 800,000 282,821.56 900,000 318,174.26 1,000,000 353,526.95 2,000,000 707,053.90 3,000,000 1,060,580.85 4,000,000 1,414,107.80 |
5,000,000 1,767,634.75 6,000,000 2,121,161.70 7,000,000 2,474,688.65 8,000,000 2,828,215.60 9,000,000 3,181,742.55 10,000,000 3,535,269.50 20,000,000 7,070,539.00 30,000,000 10,605,808.50 40,000,000 14,141,078.00 50,000,000 17,676,347.50 60,000,000 21,211,617.00 |
70,000,000 24,746,886.50 80,000,000 28,282,156.00 90,000,000 31,817,425.50 100,000,000 35,352,695.00 110,000,000 38,887,964.50 120,000,000 42,423,234.00 130,000,000 45,958,503.50 133,500,000 47,195,847.83 Maximum number of Offer Shares you may apply for. |
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You, as the applicant(s), must complete the form in English as indicated below and sign on the second page of the Application Form. Only written signatures will be accepted (and not by way of personal chop).
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If you are applying through a designated CCASS Participant (other than a CCASS investor participant):
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the designated CCASS Participant must endorse the form with its company chop (bearing its company name) and insert its participant I.D. in the appropriate box.
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If you are applying as an individual CCASS Investor Participant:
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the form must contain your NAME and Hong Kong I.D. Card number;
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your participant I.D. must be inserted in the appropriate box.
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If you are applying as a joint individual CCASS Investor Participant:
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the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants;
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your participant I.D. must be inserted in the appropriate box.
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If you are applying as a corporate CCASS Investor Participant:
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the form must contain your company NAME and Hong Kong Business Registration number;
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your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.
Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.
- Staple your cheque or banker’s cashier order to the form. Each application for the Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
| The cheque must: |
Banker’s cashier order must: |
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| • be in Hong Kong dollars; • not be post-dated; • be made payable to “BANK OF CHINA (HONG KONG) NOMINEES LIMITED — CHI HO DEVELOPMENT PUBLIC OFFER”; • be crossed “Account Payee Only”; Sa |
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| • be drawn on your Hong Kong dollar bank account in Hong Kong; and • show your account name, which must either be pre- printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must be the same as the first-named applicant’s name. |
• be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first-named applicant’s name. |
Please use this form if you want the Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
- Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of:
Bank of China (Hong Kong) Limited
Branch Name Address Hong Kong Island Bank of China Tower Branch 3/F, 1 Garden Road United Centre Branch Shop 1021, United Centre, 95 Queensway
Kowloon Jordan Road Branch 1/F, Sino Cheer Plaza, 23–29 Jordan Road Tseung Kwan O Plaza Branch Shop 112–125, Level 1, Tseung Kwan O Plaza, Tseung Kwan O New Territories Ma On Shan Plaza Branch Shop 2103, Level 2, Ma On Shan Plaza, Sai Sha Road, Ma On Shan Fo Tan Branch No 2, 1/F Shatin Galleria, 18–24 Shan Mei Street, Fo Tan
- Your Application Form can be lodged at these times:
— Tuesday, 28 February 2017 9:00 a.m. to 5:00 p.m. — Wednesday, 1 March 2017 9:00 a.m. to 5:00 p.m. — Thursday, 2 March 2017 9:00 a.m. to 5:00 p.m. Friday, 3 March 2017 — 9:00 a.m. to 12:00 noon
- The latest time for lodging your application is 12:00 noon on Friday, 3 March 2017. The application lists will be open between 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in “10. Effect of Bad Weather on the Opening and Closing of the Application Lists” in the “How to Apply for the Offer Shares” section of the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有 人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
申請手續
- 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 10,000 股公開發售股份,並為下 表所列的其中一個數目,否則恕不受理。
| 1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為10,000股公開發售股份,並為下 表所列的其中一個數目,否則恕不受理。 |
1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為10,000股公開發售股份,並為下 表所列的其中一個數目,否則恕不受理。 |
1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為10,000股公開發售股份,並為下 表所列的其中一個數目,否則恕不受理。 |
1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為10,000股公開發售股份,並為下 表所列的其中一個數目,否則恕不受理。 |
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| 可供申請認購股份數目及應繳款項 |
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| 申請認購的 發售 股份數目 申請時 應繳款項 港元 |
申請認購的 發售 股份數目 申請時 應繳款項 港元 |
申請認購的 發售 股份數目 申請時 應繳款項 港元 |
申請認購的 發售 股份數目 申請時 應繳款項 港元 |
| 10,000 3,535.27 20,000 7,070.54 30,000 10,605.81 40,000 14,141.08 50,000 17,676.35 60,000 21,211.62 70,000 24,746.89 80,000 28,282.16 90,000 31,817.43 100,000 35,352.70 200,000 70,705.39 |
300,000 106,058.09 400,000 141,410.78 500,000 176,763.48 600,000 212,116.17 700,000 247,468.87 800,000 282,821.56 900,000 318,174.26 1,000,000 353,526.95 2,000,000 707,053.90 3,000,000 1,060,580.85 4,000,000 1,414,107.80 |
5,000,000 1,767,634.75 6,000,000 2,121,161.70 7,000,000 2,474,688.65 8,000,000 2,828,215.60 9,000,000 3,181,742.55 10,000,000 3,535,269.50 20,000,000 7,070,539.00 30,000,000 10,605,808.50 40,000,000 14,141,078.00 50,000,000 17,676,347.50 60,000,000 21,211,617.00 |
70,000,000 24,746,886.50 80,000,000 28,282,156.00 90,000,000 31,817,425.50 100,000,000 35,352,695.00 110,000,000 38,887,964.50 120,000,000 42,423,234.00 130,000,000 45,958,503.50 133,500,000 47,195,847.83 閣下可申請認購的發售股份最 高數目。 |
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閣下作為申請人,必須按照下列指示以英文填妥表格,並於申請表格第次頁簽署,只接納親筆簽名 (不得以個人印章代替)。
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如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:
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該指定中央結算系統參與者必須於表格蓋上公司印章(附有公司名稱),並在適當方格內填寫參 與者編號。
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如 閣下以個人中央結算系統投資者戶口持有人名義提出申請:
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表格須載有 閣下的姓名和香港身份證號碼;
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• 須在適當方格內填寫 閣下的參與者編號。
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如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請:
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表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼;
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須在適當方格內填寫 閣下的參與者編號。
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如 閣下以公司中央結算系統投資者戶口持有人名義提出申請:
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表格須載有 閣下的公司名稱和香港商業登記號碼;
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須在適當方格內填寫 閣下的參與者編號並蓋上公司印章(附有公司名稱)。
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中央結算系統參與者的資料(包括參與者編號及╱或顯示公司名稱之公司印章)如有不正確或遺漏 或其他類似事項,均可能導致申請無效。
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閣下須將支票或銀行本票釘於表格上。每份發售股份申請須附一張獨立開出支票或一張獨立開出銀 行本票。支票或銀行本票必須符合以下所有規定,否則有關的認購申請不獲接納:
銀行本票必須:
- 支票必須: 銀行本票必須: • 為港元支票; • 不得為期票; • 註明抬頭人為「 中國銀行(香港)代理人有限公司[—] 潪㵆發展公開發售 」; • 劃線註明「只准入抬頭人賬戶」; • 從 閣下在香港的港元銀行賬戶中開出;及 • 須由香港持牌銀行開出,並由有關銀行授 • 顯示 閣下的賬戶名稱,而該賬戶名稱必須 權的人士在銀行本票背面簽署核證 閣下 已預印在支票上,或由有關銀行授權的人士 姓名╱名稱。銀行本票所示姓名╱名稱必須 在支票背書。賬戶名稱必須與 閣下姓名╱ 與 閣下姓名╱名稱相同。如屬聯名申請, 名稱相同。如屬聯名申請,該賬戶名稱必須 銀行本票背面所示姓名╱名稱必須與排名首 與排名首位申請人的姓名╱名稱相同。 位申請人的姓名╱名稱相同。
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有 人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
- 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同支票或銀行本票)投入下列任何一家分 行的收集箱:
中國銀行(香港)有限公司
分行名稱
地址
香港島 中銀大廈分行 花園道 1 號 3 樓 統一中心分行 金鐘道 95 號統一中心商場 1021 號 九龍 佐敦道分行 九龍佐敦道 23–29 號新寶廣場一樓 將軍澳廣場分行 將軍澳將軍澳廣場 L1 層 112–125 號 新界 馬鞍山廣場分行 新界馬鞍山西沙路馬鞍山廣場 L2 層 2103 號 火炭分行 新界火炭山尾街 18–24 號沙田商業中心 1 樓 2 號
- 閣下可於下列時間遞交申請表格:
二零一七年二月二十八日(星期二)[—] 上午九時正至下午五時正 二零一七年三月一日(星期三)[—] 上午九時正至下午五時正 二零一七年三月二日(星期四)[—] 上午九時正至下午五時正 二零一七年三月三日(星期五)[—] 上午九時正至中午十二時正
- 截止遞交申請的時間為二零一七年三月三日(星期五)中午十二時正。除非出現招股章程「如何申請 發售股份」一節「10. 惡劣天氣對開始及截止辦理申請登記的影響」所述的天氣狀況,否則將於當日 上午十一時四十五分至中午十二時正期間開始辦理申請登記。
Please use this form if you want the Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Chi Ho Development Holdings Limited (Incorporated in the Cayman Islands with limited liability)
PUBLIC OFFER
Conditions of your application
A. Who can apply
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You and any person(s) for whose benefit you are applying must be 18 years of age or older and must have a Hong Kong address.
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If you are a firm, the application must be in the individual members’ names.
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The number of joint applicants may not exceed 4.
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confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;
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confirm that you are aware of the restrictions on the Public Offer in the Prospectus;
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If you are a body corporate, the application must be signed by • agree that none of the Company, the Selling Shareholders, the a duly authorised officer, who must state his representative Sole Sponsor, the Joint Lead Managers, the Underwriters, capacity, and stamped with your corporation’s chop. their respective directors, officers, employees, partners, agents,
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You must be outside the United States, not be a United States advisers and any other parties involved in the Public Offer is or Person (as defined in Regulation S) and not be a legal or natural will be liable for any information and representations not in the person of the PRC. Prospectus (and any supplement to it);
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Unless permitted by the GEM Listing Rules, you cannot apply • agree to disclose to the Company, our Hong Kong Share for any Offer Shares if you are: Registrar, receiving bank, the Sole Sponsor, the Joint Lead • an existing beneficial owner of shares in the Company and/ Managers, the Underwriters and/or their respective advisers and or any of its subsidiaries; agents any personal data which they may require about you and
• a Director or chief executive officer of the Company and/or the person(s) for whose benefit you have made the application; any of its subsidiaries; • if the laws of any place outside Hong Kong apply to your
• a core connected person (as defined in the GEM Listing application, agree and warrant that you have complied with all Rules) of the Company or will become a core connected such laws and none of the Company, the Selling Shareholders, the person of the Company immediately upon completion of the Sole Sponsor, the Joint Lead Managers, and the Underwriters Public Offer; or nor any of their respective officers or advisers will breach any
• an associate and/or a close associate (as defined in the GEM law outside Hong Kong as a result of the acceptance of your offer Listing Rules) of any of the above. to purchase, or any action arising from your rights and obligations under the terms and conditions contained in the Prospectus and
B. If you are a nominee this Application Form; You, as a nominee, may make more than one application for the • agree that once your application has been accepted, you may not Offer Shares by: (i) giving electronic instructions to HKSCC rescind it because of an innocent misrepresentation; via Central Clearing and Settlement System (“CCASS”) (if you • agree that your application will be governed by the laws of are a CCASS Participant); or (ii) using a WHITE or YELLOW Hong Kong; Application Form, and lodge more than one application in your own • represent, warrant and undertake that (i) you understand that name on behalf of different beneficial owners.
B. If you are a nominee
- represent, warrant and undertake that (i) you understand that the Offer Shares have not been and will not be registered under the U.S. Securities Act; and (ii) you and any person for whose benefit you are applying for the Offer Shares are outside the United States (as defined in Regulation S) or are a person described in paragraph (h)(3) of Rule 902 of Regulation S;
C. Effect of completing and submitting this Application Form
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By completing and submitting this Application Form, you (and if you are joint applicants, each of you jointly and severally) for yourself or as an agent or a nominee on behalf of each person for whom you act:
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warrant that the information you have provided is true and accurate;
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undertake to execute all relevant documents and instruct and authorise the Company, the Sole Sponsor and/or the Joint Lead Managers (or their agents or nominees), as agents of the Company, to execute any documents for you and to do on your behalf all things necessary to register any Offer Shares allocated to you in the name of HKSCC Nominees as required by the Articles of Association;
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agree to accept the Offer Shares applied for, or any lesser number allocated to you under the application;
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authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Offer Shares allocated to you, and the Company and/or its agents to deposit any share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you have chosen to collect refund cheque(s) in person;
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agree to comply with the Companies Ordinance (Chapter 622 of the Laws of Hong Kong), Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong) and the Articles of Association;
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agree that the shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your investor participant stock account or the stock account of your designated CCASS participant;
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confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;
Please use this form if you want the Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Applications for the Offer Shares will not be processed and no allotment of any Offer Shares will be made until the application lists close.
- agree that each of HKSCC and HKSCC Nominees reserves the right (1) not to accept any or part of such allotted shares issued in the name of HKSCC Nominees or not to accept such allotted shares for deposit into CCASS; (2) to cause such allotted shares to be withdrawn from CCASS and issued in your name at your own risk and costs; and (3) to cause such allotted shares to be issued in your name (or, if you are a joint applicant, to the firstnamed applicant) and in such a case, to post the certificates for such allotted shares at your own risk to the address on your application form by ordinary post or to make available the same for your collection;
The Company expects to announce the final Offer Price, the level of applications under the Public Offer and the basis of allocation of the Public Offer on Friday, 10 March 2017 on the website of the Stock Exchange at www.hkexnews.hk and the Company’s website at www.chdev.com.hk . Results of allocations in the Public Offer, and the Hong Kong Identity Card/passport/Hong Kong business registration numbers of successful applicants (where applicable) will be available on the above websites.
- agree that each of HKSCC and HKSCC Nominees may adjust the number of allotted shares issued in the name of HKSCC Nominees;
If your application for Offer Shares is successful (in whole or in part)
- agree that neither HKSCC nor HKSCC Nominees shall have any liability for the information and representations not so contained in the Prospectus and this Application Form;
If your application is wholly or partially successful, your Share certificate(s) (subject to their becoming valid certificates of title provided that the Public Offer has become unconditional and not having been terminated at 8:00 a.m. on Monday, 13 March 2017) will be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant as instructed by you in your Application Form on Friday, 10 March 2017 or, in the event of a contingency, on any other date as shall be determined by HKSCC or HKSCC Nominees.
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agree that neither HKSCC nor HKSCC Nominees shall be liable to you in any way;
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declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;
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understand that the Company, the Directors, the Sole Sponsor, and the Joint Lead Managers will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Offer Shares to you and that you may be • prosecuted for making a false declaration;
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If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For Offer Shares credited to the stock account of your designated CCASS Participant (other than a CCASS Investor Participant), you can check the number of Offer Shares allotted to you with that CCASS Participant.
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(if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the HK eIPO White • Form Service Provider by you or by any one as your agent or by any other person; and
- If you are applying as a CCASS Investor Participant: The Company expects to publish the results of CCASS Investor Participants’ applications together with the results of the Public Offer on Friday, 10 March 2017. You should check the announcement published by the Company and report any discrepancies to HKSCC before 5:00 p.m. on Friday, 10 March 2017 or such other date as shall be determined by HKSCC or HKSCC Nominees. Immediately after the credit of the Offer Shares to your stock account you can check your new account balance via the CCASS Phone System and CCASS Internet System (under the procedures contained in HKSCC’s “An Operating Guide for Investor Participants” in effect from time to time). HKSCC will also make available to you an activity statement showing the number of Offer Shares credited to your stock account.
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(if you are making the application as an agent for the benefit of another person) warrant that (i) no other application has been or will be made by you as agent for or for the benefit of that person or by that person or by any other person as agent for that person on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC; and (ii) you have due authority to sign the Application Form or give electronic application instructions on behalf of that other person as their agent.
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D. Power of attorney
No receipt will be issued for application money paid. The Company will not issue temporary documents of title.
- If your application is made through an authorised attorney, the Company and the Joint Lead Managers may accept or reject your application at their discretion, and on any conditions they think fit, including evidence of the attorney’s authority.
Refund of your money
If you do not receive any Offer Shares or if your application is accepted only in part, the Company will refund to you your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest. If the Offer Price is less than the maximum Offer Price, the Company will refund to you the surplus application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee) without interest.
Determination of Offer Price and Allocation of Offer Shares
The Offer Price is expected to be fixed on or around Tuesday, 7 March 2017. Applicants are required to pay the maximum Offer Price of HK$0.35 for each Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee. If the Offer Price is not agreed between the Company (for itself and on behalf of the Selling Shareholders) and the Joint Lead Managers (for themselves and on behalf of the Underwriters) on or before Wednesday, 8 March 2017, the Public Offer will not proceed.
The refund procedures are stated in the “14. Despatch/Collection of share certificates/refund cheques” in the “How to Apply for the Offer Shares” section of the Prospectus.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有 人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
潪㵆發展控股有限公司
(於開曼群島註冊成立的有限公司)
公開發售
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申請條件 • 確認 閣下已接獲及細閱招股章程,提出申 甲、可提出申請的人士 請時也僅依據招股章程載列的資料及陳述, 1. 閣下及 閣下為其利益提出申請的人士必須 而除招股章程任何補充文件外,不會依賴任 年滿 18 歲並有香港地址。 何其他資料或陳述;
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- 如 閣下為商號,申請須以個別成員名義提 • 確認 閣下知悉招股章程內有關公開發售的 限制;
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出。 • 同意本公司、售股股東、獨家保薦人、聯席
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- 聯名申請人不得超過四名。 牽頭經辦人、包銷商、彼等各自的董事、高
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- 如 閣下為法人團體,申請須經獲正式授權 級職員、僱員、合夥人、代理、顧問及參與
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人員簽署,並註明其所屬代表身份及蓋上公 公開發售的任何其他人士現時及日後均毋須
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司印章。 對並非載於招股章程(及其任何補充文件)的
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- 閣下必須身處美國境外,並非美籍人士(定義 任何資料及陳述負責;
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見 S 規例),亦非中國法人或自然人。 • 同意在本公司、香港證券登記處、收款銀行、
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- 除創業板上市規則批准外,下列人士概不得 獨家保薦人、聯席牽頭經辦人、包銷商及╱或
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申請認購任何發售股份: 彼等各自的顧問及代理提出要求時,向彼等
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• 本公司及╱或其任何附屬公司股份的現有 披露其所要求提供有關 閣下及 閣下為其 實益擁有人; 利益提出申請的人士的個人資料;
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• 本公司及╱或其任何附屬公司的董事或最 • 若香港境外任何地方的法律適用於 閣下的 高行政人員; 申請,則同意及保證 閣下已遵守所有有關
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• 本公司核心關連人士(定義見創業板上市 法律,且本公司、售股股東、獨家保薦人、 規則)或緊隨公開發售完成後成為本公司 聯席牽頭經辦人及包銷商和彼等各自的高級 核心關連人士的人士;或 職員或顧問概不會因接納 閣下的購買要約,
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• 上述任何人士的聯繫人及╱或緊密聯繫人 或 閣下在招股章程及本申請表格所載的條 (定義見創業板上市規則)。 款及條件項下的權利及責任所引致的任何行 動,而違反香港境外的任何法律;
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• 同意 閣下的申請一經接納,即不得因無意
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乙、如 閣下為代名人 的失實陳述而撤銷;
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閣下作為代名人可提交超過一份發售股份申請, • 同意 閣下的申請受香港法例規管;
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方法是:(i) 透過中央結算及交收系統(「中央結算 • 聲明、保證及承諾:(i) (i) 閣下明白發售股份
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系統」)向香港結算發出電子指示(如 閣下為中 不曾亦不會根據美國證券法登記;及 (ii) 閣
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央結算系統參與者);或 (ii) 使用 白色 或 黃色 申請 下及 閣下為其利益申請發售股份的任何人
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表格以自身名義代表不同的實益擁有人提交超過 士均身處美國境外(定義見 S 規例),或屬 規例),或屬 S 規 規
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一份申請。
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聲明、保證及承諾:(i) (i) 閣下明白發售股份 不曾亦不會根據美國證券法登記;及 (ii) 閣 下及 閣下為其利益申請發售股份的任何人 士均身處美國境外(定義見 S 規例),或屬 規例),或屬 S 規 規 例第 902 條第 (h)(3) 段所述的人士;
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• 保證 閣下提供的資料真實及準確; • 同意接納所申請數目或根據申請分配予 閣 下但數目較少的發售股份;
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丙、填交本申請表格的效用 閣下填妥並遞交本申請表格,即表示 閣下(如 屬聯名申請人,即各人共同及個別)代表 閣下 本身,或作為 閣下代其行事的每位人士的代理 或代名人: • 承諾簽立所有相關文件,並指示及授權本公 司、作為本公司代理的獨家保薦人及╱或聯 席牽頭經辦人(或彼等的代理或代名人),代 表 閣下簽立任何文件,並代表 閣下處理 一切必要事務,以便根據組織章程細則的規 定,以香港結算代理人名義登記 閣下獲分 配的任何發售股份;
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• 同意遵守香港法例第 622 章公司條例、香港法 例第 32 章公司(清盤及雜項條文)條例及組織 章程細則;
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授權本公司將香港結算代理人的名稱列入本 公司股東名冊,作為 閣下獲分配的任何發 售股份的持有人,並授權本公司及╱或其代 理將任何股票存入中央結算系統及╱或以普 通郵遞方式按申請所示地址向 閣下或聯名 申請的首名申請人發送任何退款支票,郵誤 風險由 閣下承擔,除非 閣下已選擇親身 領取退款支票;
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同意獲配發的股份是以香港結算代理人的 名義發行,並直接存入中央結算系統,以便 記存於 閣下的投資者戶口持有人股份戶口 或 閣下的指定中央結算系統參與者股份戶 口;
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確認 閣下已細閱招股章程及本申請表格所 載的條款及條件以及申請程序,並同意受其 約束;
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有 人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
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同意香港結算及香港結算代理人各自保留權 截止登記認購申請前,概不處理發售股份的申請或配 利 (1) 不接納以香港結算代理人名義發行的 發任何發售股份。 該等獲配發的任何或部分股份,或不接納該 本公司預期於二零一七年三月十日(星期五)在聯交 等獲配發的股份存入中央結算系統;(2) 安排 所網站 www.hkexnews.hk 及本公司網站 www.chdev. 該等獲配發的股份從中央結算系統提取,並 com.hk 公佈最終發售價、公開發售認購水平及公開 轉入 閣下名下,有關風險及費用概由 閣 發售分配基準。公開發售的分配結果以及成功申請人 下自行承擔;及 (3) 安排該等獲配發的股份 的香港身份證╱護照╱香港商業登記號碼(如適用) 以 閣下名義發行(如屬聯名申請人,則以排 亦會於上述網站公佈。
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名首位申請人的名義發行),而在此情況下, 會以普通郵遞方式將該等獲配發股份的股票 如 閣下成功申請認購發售股份(全部或部分)
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寄往 閣下在申請表格上所示地址(郵誤風險 如 閣下的申請全部或部分獲接納, 閣下的股票
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概由 閣下自行承擔)或安排該等股票予 閣 (前提是截至二零一七年三月十三日(星期一)上午八
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下領取; 時正公開發售成為無條件且並無終止,股票成為有
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• 同意香港結算及香港結算代理人均可調整獲 效的所有權證明)將以香港結算代理人名義發出,並
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配發以香港結算代理人名義發行的股份數目; 按 閣下在申請表格的指示於二零一七年三月十日
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• 同意香港結算及香港結算代理人對招股章程 (星期五)或在特別情況下由香港結算或香港結算代
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及本申請表格未有載列的資料及陳述概不負 理人指定的任何其他日期直接存入中央結算系統,記
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責; 入 閣下的中央結算系統投資者戶口持有人股份戶口
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• 同意香港結算及香港結算代理人概不以任何 或 閣下指定的中央結算系統參與者股份戶口。
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方式對 閣下負責;
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• 聲明及表示此乃 閣下為本身或 閣下為其 • 如 閣下透過中央結算系統投資者戶口持有人以 外的指定中央結算系統參與者提出申請:發售股
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利益提出申請的人士提出及擬提出的唯一申 請; 份將存入 閣下指定的中央結算系統參與者(非
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• 明白本公司、董事、獨家保薦人及聯席牽頭 中央結算系統投資者戶口持有人)股份戶口, 閣 經辦人將依據 閣下的聲明及陳述而決定是 下可向該中央結算系統參與者查詢 閣下獲配發 否向 閣下分配任何發售股份, 閣下如作出 的發售股份數目。 虛假聲明,可能會被檢控; • 如 閣下以中央結算系統投資者戶口持有人身份
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• (如本申請是為 閣下本身利益提出)保 提出申請:本公司預期於二零一七年三月十日(星 證 閣下或作為 閣下代理的任何人士或任 期五)刊登中央結算系統投資者戶口持有人的申 何其他人士不曾亦不會為 閣下利益而以 白 請結果及公開發售的結果。 閣下應查閱本公司 色 或 黃色 申請表格或向香港結算或 網上白表 刊發的公告,如有任何資料不符,請於二零一七 服務供應商發出電子認購指示而提出其他申 年三月十日(星期五)或香港結算或香港結算代理 請;及 人釐定的任何其他日期下午五時正前知會香港結
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• (如 閣下作為代理為另一人士的利益提出申 算。在發售股份存入 閣下的股份戶口後, 閣下 請)保證 (i) 閣下(作為代理或為該人士利益) 即可透過「結算通」電話系統及中央結算系統互 或該人士或任何其他作為該人士代理的人士 聯網系統(根據香港結算不時生效的「投資者戶口
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不曾亦不會以 白色 或 黃色 申請表格或向香港 操作簡介」所載程序)查詢 閣下的新戶口結餘。
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結算發出電子認購指示而提出其他申請;及 香港結算亦將向 閣下提供一份活動結單,列出
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(ii) 閣下獲正式授權作為該人士的代理代為 存入 閣下股份戶口的發售股份數目。
截止登記認購申請前,概不處理發售股份的申請或配 發任何發售股份。 本公司預期於二零一七年三月十日(星期五)在聯交 所網站 www.hkexnews.hk 及本公司網站 www.chdev. com.hk 公佈最終發售價、公開發售認購水平及公開 發售分配基準。公開發售的分配結果以及成功申請人 的香港身份證╱護照╱香港商業登記號碼(如適用) 亦會於上述網站公佈。
- (如 閣下作為代理為另一人士的利益提出申 請)保證 (i) 閣下(作為代理或為該人士利益) 或該人士或任何其他作為該人士代理的人士 不曾亦不會以 白色 或 黃色 申請表格或向香港 結算發出電子認購指示而提出其他申請;及 (ii) 閣下獲正式授權作為該人士的代理代為 簽署本申請表格或發出電子認購指示。
本公司不會就申請時繳付的款項發出收據,亦不會發 出臨時所有權文件。
- 丁、授權書 如 閣下透過授權人士提出申請,本公司及聯席 牽頭經辦人可按其認為合適的條件(包括出示獲 授權證明)酌情接納或拒絕 閣下的申請。
退回款項
若 閣下未獲分配任何發售股份或申請僅部分獲接 納,本公司將不計利息退回 閣下的申請股款(包 括相關的 1% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 聯交所交易費)。如發售價低於最高發售價, 本公司將不計利息退回多收申請股款(包括相關的 1% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 聯交 所交易費)。
釐定發售價及發售股份的分配
預期發售價於二零一七年三月七日(星期二)或前後 釐定。申請人須繳付每股發售股份 0.35 港元的最高發 售價,另加 1% 經紀佣金、0.0027% 證監會交易徵費 及 0.005% 聯交所交易費。倘若本公司(為其本身及代 表售股股東)與獨家牽頭經辧人(為其本身及代表包 銷商)並無於二零一七年三月八日(星期三)或之前協 定發售價,公開發售將不會進行。
有關退款程序載於招股章程「如何申請發售股份」一 節「14. 寄發╱領取股票╱退回支票」。
Please use this form if you want the Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant
Personal Data
Personal Information Collection Statement
This Personal Information Collection Statement informs the applicant for, and holder of, Offer Shares, of the policies and practices of the Company and its Hong Kong Share Registrar in relation to personal data and the Personal Data (Privacy) Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”).
3. Transfer of personal data Personal data held by the Company and its Hong Kong Share Registrar relating to the securities holders will be kept confidential but the Company and its Hong Kong Share Registrar may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether within or outside Hong Kong) the personal data to, from or with any of the following:
1. Reasons for the collection of your personal data It is necessary for applicants and registered holders of securities to supply correct personal data to the Company or its agents and the Hong Kong Share Registrar when applying for securities or transferring securities into or out of their names or in procuring the services of the Hong Kong Share Registrar. Failure to supply the requested data may result in your application for securities being rejected, or in delay or the inability of the Company or its Hong Kong Share Registrar to effect transfers or otherwise render their services. It may also prevent or delay registration or transfers of the Offer Shares which you have successfully applied for and/or the dispatch of share certificate(s) and/or refund cheque(s) to which you are entitled.
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the Company’s appointed agents such as financial advisers, receiving bankers and overseas principal share registrar;
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where applicants for securities request a deposit into CCASS, HKSCC or HKSCC Nominees, who will use the personal data for the purposes of operating CCASS;
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• any agents, contractors or third-party service providers who offer administrative, telecommunications, computer, payment or other services to the Company or the Hong Kong Share Registrar in connection with their respective business operation;
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It is important that securities holders inform the • the Stock Exchange, the SFC and any other Company and the Hong Kong Share Registrar statutory regulatory or governmental bodies immediately of any inaccuracies in the personal data or otherwise as required by laws, rules or supplied. regulations; and • any persons or institutions with which the
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Purposes securities’ holders have or propose to have
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The personal data of the securities holders may be used, held, processed, and/or stored (by whatever dealings, such as their bankers, solicitors, accountants or stockbrokers etc.
2. Purposes
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The personal data of the securities holders may be used, held, processed, and/or stored (by whatever means) for the following purposes:
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processing your application and refund cheque, where applicable, verification of compliance 4. Retention of personal data with the terms and application procedures set out in this Application Form and the Prospectus and announcing results of allocation of the Offer Shares;
The Company and its Hong Kong Share Registrar will keep the personal data of the applicants and holders of securities for as long as necessary to fulfil the purposes for which the personal data were collected. Personal data which is no longer required will be destroyed or dealt with in accordance with the Ordinance.
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c o m p l i a n c e w i t h a p p l i c a b l e l a w s a n d regulations in Hong Kong and elsewhere;
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• registering new issues or transfers into or out of the names of securities’ holders including, where applicable, HKSCC Nominees;
5. Access to and correction of personal data Securities holders have the right to ascertain whether the Company or the Hong Kong Share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the Hong Kong Share Registrar have the right to charge a reasonable fee for the processing of such requests.
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maintaining or updating the register of securities’ holders of the Company;
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• verifying securities holders’ identities; • establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues, bonus issues, etc.;
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• distributing communications from the Company and its subsidiaries;
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• compiling statistical information and securities’ holders profiles;
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• disclosing relevant information to facilitate claims on entitlements; and
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All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our Hong Kong Share Registrar for the attention of the privacy compliance officer.
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any other incidental or associated purposes relating to the above and/or to enable the Company and the Hong Kong Share Registrar to discharge their obligations to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.
By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.
如 閣下欲以香港中央結算(代理人)有限公司(「香港結算代理人」)的名義登記將獲發行的發售股份, 並直接存入中央結算及交收系統(「中央結算系統」),以記存於 閣下的中央結算系統投資者戶口持有 人股份戶口或 閣下指定的中央結算系統參與者股份戶口,請使用本表格
個人資料
個人資料收集聲明
**3. 轉交個人資料** 本公司及其香港證券登記處所持有關證券持 有人的個人資料將會保密,但本公司及其香 港證券登記處可以在為達到上述任何目的之 必要情況下,向下列任何人士披露、獲取或 轉交(無論在香港境內或境外)有關個人資料:
- 此項個人資料收集聲明是向公開發售股份的申請 人和持有人說明有關本公司及其香港證券登記處 有關個人資料和香港法例第 486 章《個人資料(私 隱)條例》(《「條例」》)方面的政策和慣例。
1. 收集 閣下個人資料的原因 轉交(無論在香港境內或境外)有關個人資料: 證券申請人及登記持有人以本身名義申請證 • 本公司委任的代理人,例如財務顧問、 券或轉讓或受讓證券時或尋求香港證券登記 收款銀行和海外主要股份過戶登記處; 處的服務時,必須向本公司或其代理人及香 • (如證券申請人要求將證券存於中央結算 港證券登記處提供準確個人資料。 系統)香港結算或香港結算代理人,彼等 未能提供所要求的資料可能導致 閣下申 將會就中央結算系統的運作使用有關個 請證券被拒或延遲,或本公司或香港證券登 人資料; 記處無法落實轉讓或提供服務。此舉也可 • 向本公司或香港證券登記處提供與其各 能妨礙或延遲登記或轉讓 閣下成功申請的 自業務營運有關的行政、電訊、電腦、 公開發售股份及╱或寄發 閣下應得的股票 付款或其他服務的任何代理人、承包商 及╱或退款支票。 或第三方服務供應商; 證券持有人所提供的個人資料如有任何錯 • 聯交所、證監會及任何其他法定監管機 誤,須立即通知本公司及香港證券登記處。 關或政府部門或遵照其他法律、規則或 法規;及
2. 目的 • 證券持有人與其進行或擬進行交易的任 證券持有人的個人資料可以任何方式被採 何人士或機構,例如彼等的銀行、律師、 用、持有、處理及╱或保存,以作下列用途: 會計師或股票經紀等。 • 處理 閣下的申請及退款支票(如適用)、 核實是否符合本申請表格及招股章程載 4. 個人資料的保留 列的條款和申請程序以及公佈公開發售 本公司及其香港證券登記處將按收集個人資 股份的分配結果; 料所需的用途保留證券申請人及持有人的個
- 本公司及其香港證券登記處將按收集個人資 料所需的用途保留證券申請人及持有人的個 人資料。毌須保留的個人資料將會根據條例 銷毀或處理。
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遵守香港及其他地區的適用法律及法規;
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以證券持有人(包括香港結算代理人(如 適用))的名義登記新發行證券或受讓或 轉讓證券;
5. 查閱和更正個人資料 證券持有人有權確定本公司或香港證券登記 處是否持有其個人資料,並有權索取有關該 資料的副本並更正任何不準確資料。本公司 和香港證券登記處有權就處理上述要求收取 合理費用。 所有查閱資料或更正資料的要求應按招股章 程「公司資料」一節所披露或不時通知的本公 司註冊地址送交公司秘書,或向本公司的香 港證券登記處的個人資料私隱事務主任提出。
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存置或更新本公司證券持有人的名冊;
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• 核實證券持有人的身份; • 確定本公司證券持有人的受益權利,例 如股息、供股和紅股等;
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• 分發本公司及其附屬公司的通訊; • 編製統計數據和證券持有人資料; • 披露有關資料以便就權益索償;及 • 與上述有關的任何其他附帶或相關目的 及╱或使本公司及香港證券登記處能履 行對證券持有人及╱或監管機構承擔的 責任及╱或證券持有人可能不時同意的 任何其他目的。
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閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。