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Chengdu Expressway Co., Ltd. Capital/Financing Update 2018

Dec 28, 2018

50166_rns_2018-12-27_d79e98b3-3092-4bf5-8b13-5bbc920ffdc8.pdf

Capital/Financing Update

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Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格

This Application Form uses the same terms as defined in the prospectus of Chengdu Expressway Co., Ltd. (the “Company”) dated Friday, December 28, 2018 (the “Prospectus”).

本申請表格所使用詞彙與成都高速公路股份有限公司(「本公司」)於 2018 年 12 月 28 日(星期五)刊發的招股章程 Staple your (「招股章程」)所界定詞彙相同。 payment here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the 請將股款 United States without registration or an exemption from registration under the U.S. Securities Act. 緊釘在此 本申請表格及招股章程概不構成在香港以外任何司法權區的出售要約或游說購買任何香港發售股份的要約。若 無根據美國證券法登記或豁免登記,則香港發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內,概不得發送、派發或複製 (不論以任何方式,也不論全部或部分)本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies in Hong Kong and Available for Inspection” section in Appendix VIII to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Hong Kong Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄八「送呈香港公司註冊處處長及備查文件」一節所述其他文件已遵 照香港法例第 32 章《公司(清盤及雜項條文)條例》第 342C 條的規定,送呈香港公司註冊處處長登記。香港交易 及結算所有限公司、香港聯合交易所有限公司(「香港聯交所」)、香港中央結算有限公司(「香港結算」)、香港證 券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。 Chengdu Expressway Co., Ltd. 成都高速公路股份有限公司 (a joint stock company incorporated in the People’s Republic of China with limited liability) (於中華人民共和國註冊成立的股份有限公司) Stock code : 1785 股份代號 : 1785 Offer Price : HK$2.20 per H Share, plus brokerage of 1%, SFC transaction levy of 0.0027%, and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 發售價 : 每股 H 股 2.20 港元(須於申請時以港元繳足,多收款 項將予以退還),另加 1% 經紀佣金、0.0027% 證監會 交易徵費及 0.005% 香港聯交所交易費 You should read this Application Form in conjunction with the Prospectus, which contains further information on , 一 。 the application procedures. 招股章程尚有關於申請程序的其他資料 因此本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: Chengdu Expressway Co., Ltd. 致: 成都高速公路股份有限公司 Sole Sponsor 獨家保薦人 Sole Representative 獨家代表 Joint Global Coordinators 聯席全球協調人 Joint Bookrunners 聯席賬簿管理人 The Hong Kong Underwriters 香港承銷商

Applicants’ declaration

I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

申請人聲明

本人╱吾等同意本申請表格及招股章程的條款及條件以及 申請程序。請參閱本申請表格「填交本申請表格的效用」一 節。

一 警告:任何人士只限作出 次為其利益而進行的認購申 。 請 請參閱「填交本申請表格的效用」一節最後四點。

Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): 由(所有)申請人簽署(所有聯名申請人必須簽署):

Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由(所有)申請人簽署(所有聯名申請人必須簽署): Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date: 日期 : ╱ ╱ D 日 M 月 Y 年 Number of Hong Kong Offer Shares applied for (not more than 20,000,000 H shares) Cheque/banker’s cashier order number 支票╱銀行本票號碼 申請香港發售股份數目(不超過 20,000,000 股 H 股) Name of bank on which cheque/banker’s cashier order is drawn (see “How to make your application” section) 兌現支票╱銀 Total amount 總額 行本票的銀行名稱(見「申請手續」一節) HK$ 港元 Name in English in Block Letter 英文姓名╱名稱(正楷) Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業(以英文填寫) Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼 (請刪除不適用者) Names of all other joint applicants in English (if any, in Block Letter) Hong Kong Identity Card No./Passport No./Hong Kong Business 所有其他聯名申請人的英文姓名╱名稱(如有,正楷) Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號 1) 碼╱香港商業登記號碼 (請刪除不適用者) 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only, in Block Letter) 香港地址(以英文正楷填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼) Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own benefit if you do not complete this section. Please provide an account number or identification code for each (joint) beneficial owner. 由代名人遞交:代名人若不填寫本節,則是項認購申 請將視作為 閣下本身利益提出。請填寫每名(聯名)實益擁 有人的賬戶號碼或識別編碼。

ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 正楷 填寫 姓名╱名稱 及香港 地址

For Internal use 此欄供內部使用

Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格

  • *(1) An individual must provide his Hong Kong Identity Card number or, if he does not hold a Hong Kong Identity Card, his passport number. A body corporate must provide its Hong Kong Business Registration number. Each joint applicant must provide its or his relevant number. The Hong Kong Identity Card number(s)/passport number(s)/Hong Kong Business Registration number(s) will be transferred to a third party for checking the Application Form’s validity.

個別人士須填寫其香港身份證號碼或(如非香港身份證持有人)護照號碼。法人團體須填寫其香 港商業登記號碼。每名聯名申請人均須提供其相關號碼。該等香港身份證號碼╱護照號碼╱香 港商業登記號碼將轉交第三方以核實申請表格是否有效。 (2) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有)上或會印有 閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼╱護 照號碼的一部分。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。 (3) If an application is made by an unlisted company and: ‧ the principal business of that company is dealing in securities; and ‧ you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司,而: ‧ 該公司主要從事證券買賣業務;及 ‧ 閣下對該公司可行使法定控制權, 是項申請將視作為 閣下的利益提出。

Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格

Mixed Media Offer

混合媒介要約

Mixed Media Offer
The Company will be relying on Section 9A of
the Companies (Exemption of Companies and
Prospectuses from Compliance with Provisions)
Notice (Chapter 32L of the Laws of Hong Kong)
and will be issuing theWHITEandYELLOW
Application Forms without them being accompanied
by a printed Prospectus. The contents of the printed
Prospectus are identical to the electronic version
of the Prospectus which can be accessed and
downloaded from the websites of the Company at
www.chengdugs.com
and the Stock Exchange at
www.hkexnews.hk
under the “HKEXnews > Listed
Company Information > Latest Listed Company
Information” section, respectively.
Members of the public may obtain a copy of the
printed Prospectus, free of charge, upon request during
normal business hours from 9:00 a.m. on Friday,
December 28, 2018 until 12:00 noon on Monday,
January 7, 2019 at the following locations:
1.
any of the following branches of the receiving
bank of the Hong Kong Public Offering:
Bank of China (Hong Kong) Limited
District
Branch Name
Address
Hong Kong
Island
409 Hennessy Road
Branch
409-415 Hennessy Road,
Wan Chai, Hong Kong
Sheung Wan Branch
Shop 1-4, G/F,
Tung Hip Commercial Building,
244-248 Des Voeux Road Central,
Hong Kong
Kowloon
Whampoa Garden
Branch
Shop G8B, Site 1, Whampoa Garden,
Hung Hom, Kowloon
Tsim Sha Tsui Branch
24-28 Carnarvon Road,
Tsim Sha Tsui, Kowloon
New Territories
Tai Po Plaza Branch
Unit 4, Level 1 Tai Po Plaza,
1 On Tai Road,
Tai Po, New Territories
Sampl
混合媒介要約
本公司將依據香港法例第32L章《公司(豁免公
司及招股章程遵從條文)公告》第9A條,並將
發出白色黃色申請表格而無隨附招股章程
印刷本。招股章程印刷本的內容與招股章程電
子版本相同,招股章程電子版本可分別在本
公司網站www.chengdugs.com
及聯交所網站
www.hkexnews.hk
「披露易>上市公司公告>最
新上市公司公告」查閱及下載。
公眾人士可於2018年12月28日(星期五)上午九
時正至2019年1月7日(星期一)中午十二時正的
正常辦公時間內,在以下地點免費索取招股章
程印刷本:
1.
香港公開發售收款銀行的以下任何分行:
中國銀行(香港)有限公司
地區
分行名稱
地址
港島
軒尼詩道409號
分行
香港灣仔軒尼詩道
409-415號
上環分行
香港德輔道中244-248號
東協商業大廈地下
1-4號舖
九龍
黃埔花園分行
九龍紅磡黃埔花園
第一期商場G8B號
尖沙咀分行
九龍尖沙咀加拿芬道
24-28號
新界
大埔廣場分行
新界大埔安泰路1號
大埔廣場地下商場4號
e 樣版

Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格

  1. any of the following offices of the Hong Kong Underwriters:

  2. 香港承銷商的以下任何辦事處:

CLSA Limited

中信里昂證券有限公司 香港 金鐘道 88 號 太古廣場一座 18 樓

18/F, One Pacific Place 88 Queensway Hong Kong

CCB International Capital Limited 建銀國際金融有限公司 12/F, CCB Tower 香港中環 3 Connaught Road Central 干諾道中 3 號 Central 中國建設銀行大廈 12 樓 Hong Kong Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 27/F, Low Block 香港 Grand Millennium Plaza 皇后大道中 181 號 181 Queen’s Road Central 新紀元廣場低座 27 樓 Hong Kong BOCOM International Securities Limited 交銀國際證券有限公司 9th Floor, Man Yee Building 香港中環 68 Des Voeux Road Central 德輔道中 68 號 Hong Kong 萬宜大廈 9 樓 ABCI Securities Company Limited 農銀國際證券有限公司 10/F, Agricultural Bank of China Tower 香港中環 50 Connaught Road Central 干諾道中 50 號 Hong Kong 中國農業銀行大廈 10 樓 Haitong International Securities Company 海通國際證券有限公司 Limited 香港 22/F Li Po Chun Chambers 德輔道中 189 號 189 Des Voeux Road Central 李寶椿大廈 22 樓 Hong Kong Aristo Securities Limited 雅利多證券有限公司 Room 101, 1st Floor 香港灣仔 On Hong Commercial Building 軒尼詩道 145 號 145 Hennessy Road 安康商業大廈 Wanchai, Hong Kong 1 樓 101 室 3. the Depository Counter of Hong Kong Securities 3. 香港中央結算有限公司的存管處服務櫃台, Clearing Company Limited at 1/F, One & Two 地址為香港中環康樂廣場 8 號交易廣場一及 Exchange Square, 8 Connaught Place, Central, 二座 1 樓。 Hong Kong. Details of where printed Prospectuses may be 可索取招股章程印刷本的地址詳情將於派發白 obtained will be displayed prominently at every 色申請表格的中國銀行(香港)有限公司各分行 branch of Bank of China (Hong Kong) Limited 以顯眼方式展示。 where WHITE Application Forms are distributed.

可索取招股章程印刷本的地址詳情將於派發白 色申請表格的中國銀行(香港)有限公司各分行 以顯眼方式展示。

於 2018 年 12 月 28 日(星期五)上午九時正至 2019 年 1 月 7 日(星期一)中午十二時正的正常 辦公時間內,在招股章程「如何申請香港發售 股份」載列之派發 白色黃色 申請表格的各個 地點,均有至少三份招股章程印刷本可供查 閱。 閣下於提交本申請表格前敬請細閱招股 章程。

During normal business hours from 9:00 a.m. on Friday, December 28, 2018 until 12:00 noon on Monday, January 7, 2019, at least three copies of the printed Prospectus will be available for inspection at every location where the WHITE and YELLOW Application Forms are distributed as set out in “How to Apply for the Hong Kong Offer Shares” in the Prospectus. You should read the Prospectus prior to submitting this Application Form.

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Hong Kong Offer Shares to be issued in your name

How to make your application

  1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.

Chengdu Expressway Co., Ltd.

(Stock Code 1785) (HK$2.20 per Hong Kong Offer Share) NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS No. of Hong Kong Amount payable No. of Hong Kong Amount payable No. of Hong Kong Amount payable Offer Shares on application Offer Shares on application Offer Shares on application applied for HK$ applied for HK$ applied for HK$ 1,000 2,222.17 45,000 99,997.62 2,000,000 4,444,338.80 2,000 4,444.34 50,000 111,108.47 3,000,000 6,666,508.20 3,000 6,666.51 60,000 133,330.16 4,000,000 8,888,677.60 4,000 8,888.68 70,000 155,551.86 5,000,000 11,110,847.00 5,000 11,110.85 80,000 177,773.55 6,000,000 13,333,016.40 6,000 13,333.02 90,000 199,995.25 7,000,000 15,555,185.80 7,000 15,555.19 100,000 222,216.94 8,000,000 17,777,355.20 8,000 17,777.36 200,000 444,433.88 9,000,000 19,999,524.60 9,000 19,999.52 300,000 666,650.82 10,000,000 22,221,694.00 10,000 22,221.69 400,000 888,867.76 15,000,000 33,332,541.00 15,000 33,332.54 500,000 1,111,084.70 20,000,000[(1)] 44,443,388.00 20,000 44,443.39 600,000 1,333,301.64 25,000 55,554.24 700,000 1,555,518.58 30,000 66,665.08 800,000 1,777,735.52 35,000 77,775.93 900,000 1,999,952.46 40,000 88,886.78 1,000,000 2,222,169.40 (1) Maximum number of Hong Kong Offer Shares you may apply for. 2. Complete the form in English in Block Letter and sign it. Only written signatures will be accepted (and not by way of personal chop). 3. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements: The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ BANK OF CHINA (HONG KONG) NOMINEES LIMITED – CHENGDU EXPRESSWAY PUBLIC OFFER ”; “ ” • be crossed Account Payee Only ;

  • be drawn on your Hong Kong dollar bank account in Hong Kong; and

  • show your account name, which must either be pre-printed on the cheque, or be endorsed on the back by a person authorised by the bank. This account name must correspond with your name. If it is a joint application, the account name must ’

  • be the same as the first-named applicant s name.

  • be issued by a licensed bank in Hong Kong, and have your name certified on the back by a person authorised by the bank. The name on the banker’s cashier order must correspond with your name. If it is a joint application, the name on the back of the banker’s cashier order must be the same as the first-named applicant’s name.

Please use this form if you want the Hong Kong Offer Shares to be issued in your name

  1. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of:

Bank of China (Hong Kong) Limited

District Branch Name Address Hong Kong Island 409 Hennessy Road Branch 409-415 Hennessy Road, Wan Chai, Hong Kong Sheung Wan Branch Shop 1-4, G/F, Tung Hip Commercial Building, 244-248 Des Voeux Road Central, Hong Kong Kowloon Whampoa Garden Branch Shop G8B, Site 1, Whampoa Garden, Hung Hom, Kowloon Tsim Sha Tsui Branch 24-28 Carnarvon Road, Tsim Sha Tsui, Kowloon New Territories Tai Po Plaza Branch Unit 4, Level 1 Tai Po Plaza, 1 On Tai Road, Tai Po, New Territories

Please use this form if you want the Hong Kong Offer Shares to be issued in your name

  1. Your Application Form can be lodged at these times:

Friday, December 28, 2018 – 9:00 a.m. to 5:00 p.m. Saturday, December 29, 2018 – 9:00 a.m. to 1:00 p.m. Monday, December 31, 2018 – 9:00 a.m. to 5:00 p.m. Wednesday, January 2, 2019 – 9:00 a.m. to 5:00 p.m. Thursday, January 3, 2019 – 9:00 a.m. to 5:00 p.m. Friday, January 4, 2019 – 9:00 a.m. to 5:00 p.m. Saturday, January 5, 2019 – 9:00 a.m. to 1:00 p.m. Monday, January 7, 2019 – 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Monday, January 7, 2019. The application lists will be open from 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in “10. Effect of Bad Weather on the Opening of the Application Lists” in the “How to Apply for the Hong Kong Offer Shares” section of the Prospectus.

如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格

申請手續

  1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 1,000 股香港發售股份,並為 下表所列的其中一個數目,否則恕不受理。

成都高速公路股份有限公司

( 股份代號 1785)

( 每股香港發售股份 2.20 港元 ) 可供申請認購股份數目及應繳款項

申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 香港發售股份數目 應繳款項 香港發售股份數目 應繳款項 香港發售股份數目 應繳款項 港元 港元 港元 1,000 2,222.17 45,000 99,997.62 2,000,000 4,444,338.80 2,000 4,444.34 50,000 111,108.47 3,000,000 6,666,508.20 3,000 6,666.51 60,000 133,330.16 4,000,000 8,888,677.60 4,000 8,888.68 70,000 155,551.86 5,000,000 11,110,847.00 5,000 11,110.85 80,000 177,773.55 6,000,000 13,333,016.40 6,000 13,333.02 90,000 199,995.25 7,000,000 15,555,185.80 7,000 15,555.19 100,000 222,216.94 8,000,000 17,777,355.20 8,000 17,777.36 200,000 444,433.88 9,000,000 19,999,524.60 9,000 19,999.52 300,000 666,650.82 10,000,000 22,221,694.00 10,000 22,221.69 400,000 888,867.76 15,000,000 33,332,541.00 15,000 33,332.54 500,000 1,111,084.70 20,000,000[(1)] 44,443,388.00 20,000 44,443.39 600,000 1,333,301.64 25,000 55,554.24 700,000 1,555,518.58 30,000 66,665.08 800,000 1,777,735.52 35,000 77,775.93 900,000 1,999,952.46 40,000 88,886.78 1,000,000 2,222,169.40 (1) 閣下可申請認購的香港發售股份最高數目。 2. 以英文正楷填妥及簽署表格。只接納親筆簽名(不得以個人印章代替)。 3. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張獨 立開出銀行本票。支票或銀行本票必須符合以下所有規定,否則有關認購申請將不獲接納: 支票必須: 銀行本票必須: ‧ 為港元支票; ‧ 不得為期票; ‧ 註明抬頭人為「 中國銀行(香港)代理人有限公司-成都高速公路公開發售 」; ‧ 劃線註明「只准入抬頭人賬戶」; ‧ ‧ 從 閣下在香港的港元銀行賬戶中開出;及 須由香港持牌銀行開出,並由有關銀行授權 ‧ 顯示 閣下的賬戶名稱,而該賬戶名稱必須 的人士在銀行本票背面簽署核證 閣下姓名 已預印在支票上,或由有關銀行授權的人士 ╱名稱。銀行本票所示姓名╱名稱須與 閣 在支票背書。賬戶名稱必須與 閣下姓名╱ 下姓名╱名稱相同。如屬聯名申請,銀行本 名稱相同。如屬聯名申請,則賬戶名稱必須 票背面所示姓名╱名稱必須與排名首位申請 。 。 與排名首位申請人的姓名╱名稱相同 人的姓名╱名稱相同

如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格

  1. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同隨附的支票或銀行本票)投入下列任 何一家分行特設的收集箱:

中國銀行(香港)有限公司

地區 分行名稱 地址 港島 軒尼詩道 409 號分行 香港灣仔軒尼詩道 409-415 號 上環分行 香港德輔道中 244-248 號東協商業大廈地下 1-4 號舖 九龍 黃埔花園分行 九龍紅磡黃埔花園第一期商場 G8B 號 尖沙咀分行 九龍尖沙咀加拿芬道 24-28 號 新界 大埔廣場分行 新界大埔安泰路 1 號大埔廣場地下商場 4 號

如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格

  1. 閣下可於下列時間遞交申請表格:

2018 年 12 月 28 日(星期五)-上午九時正至下午五時正 2018 年 12 月 29 日(星期六)-上午九時正至下午一時正 2018 年 12 月 31 日(星期一)-上午九時正至下午五時正 2019 年 1 月 2 日(星期三)-上午九時正至下午五時正 2019 年 1 月 3 日(星期四)-上午九時正至下午五時正 2019 年 1 月 4 日(星期五)-上午九時正至下午五時正 2019 年 1 月 5 日(星期六)-上午九時正至下午一時正 2019 年 1 月 7 日(星期一)-上午九時正至中午十二時正 6. 截止遞交申請的時間為 2019 年 1 月 7 日(星期一)中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間開始辦理申請登記,惟須視乎當日的天氣情況而定(詳見招股章程 「如何申請香港發售股份」一節「10. 惡劣天氣對辦理申請登記的影響」)。

Please use this form if you want the Hong Kong Offer Shares to be issued in your name

Chengdu Expressway Co., Ltd. 成都高速公路股份有限公司

(a joint stock company incorporated in the People’s Republic of China with limited liability)

GLOBAL OFFERING

Conditions of your application

Conditions of your application • agree that none of the Company, the Sole Representative, the Joint Global Coordinators, the Sole Sponsor, the Joint A. Who can apply Bookrunners, the Joint Lead Managers, the Underwriters, their 1. You and any person(s) for whose benefit you are applying respective directors, officers, employees, partners, agents, must be 18 years of age or older and must have a Hong Kong advisers and any other parties involved in the Global Offering is address. or will be liable for any information and representations not in 2. If you are a firm, the application must be in the individual the Prospectus (and any supplement to it); members’ names. • undertake and confirm that you or the person(s) for whose 3. The number of joint applicants may not exceed 4. benefit you have made the application have not applied for or 4. If you are a body corporate, the application must be signed taken up, or indicated an interest for, and will not apply for by a duly authorised officer, who must state his representative or take up, or indicate an interest for, any Offer Shares under capacity, and stamped with your corporation’s chop. the International Offering nor participated in the International 5. You must be outside the United States, not be a United States Offering; Person (as defined in Regulation S under the U.S. Securities • agree to disclose to the Company, the H Share Registrar, Act) and not be a legal or natural person of the PRC. the receiving bank, the Sole Representative, the Joint Global 6. Unless permitted by the Listing Rules, you cannot apply for any Coordinators, the Sole Sponsor, the Joint Bookrunners, the Hong Kong Offer Shares if you are: Joint Lead Managers, the Underwriters and/or their respective • an existing beneficial owner of shares in the Company advisers and agents any personal data which they may require and/or any of its subsidiaries; about you and the person(s) for whose benefit you have made • a director or chief executive officer of the Company and/ the application; or any of its subsidiaries; • if the laws of any place outside Hong Kong apply to your • a core connected person of the Company or will become a application, agree and warrant that you have complied with all core connected person of the Company immediately upon such laws and none of the Company, the Sole Representative, completion of the Global Offering; the Joint Global Coordinators, the Sole Sponsor, the Joint • a close associate of any of the above; or Bookrunners, the Joint Lead Managers and the Underwriters nor • have been allocated or have applied for or indicated any of their respective officers or advisers will breach any law an interest in any Offer Shares under the International outside Hong Kong as a result of the acceptance of your offer to Offering. purchase, or any action arising from your rights and obligations under the terms and conditions contained in the Prospectus and B. If you are a nominee this Application Form; You, as a nominee, may make more than one application for the • agree that once your application has been accepted, you may not Hong Kong Offer Shares by: (i) giving electronic instructions to rescind it because of an innocent misrepresentation; HKSCC via Central Clearing and Settlement System (“CCASS”) (if • agree that your application will be governed by the laws of you are a CCASS Participant); or (ii) using a WHITE or YELLOW Hong Kong; Application Form, and lodge more than one application in your own • represent, warrant and undertake that (i) you understand that name on behalf of different beneficial owners. the Hong Kong Offer Shares have not been and will not be, registered under the U.S. Securities Act or any state securities C. Effect of completing and submitting this Application Form law in the United States, or any securities regulatory authority By completing and submitting this Application Form, you (and if you of any other jurisdiction; and (ii) you and any person for whose are joint applicants, each of you jointly and severally) for yourself or benefit you are applying for the Hong Kong Offer Shares are (a) as an agent or a nominee on behalf of each person for whom you act: outside the United States (as defined in Regulation S) or are a • undertake to execute all relevant documents and instruct and person described in paragraph (h) (3) of Rule 902 of Regulation authorise the Company and/or the Sole Representative (or its S and (b) not a U.S. person; agents or nominees), as agents of the Company, to execute any • warrant that the information you have provided is true and documents for you and to do on your behalf all things necessary accurate; to register any Hong Kong Offer Shares allocated to you in your • agree to accept the Hong Kong Offer Shares applied for, or any name as required by the Articles of Association; lesser number allocated to you under the application; • agree to comply with the Companies Ordinance, the Companies • authorise the Company to place your name(s) on the Company’s (Winding Up and Miscellaneous Provisions) Ordinance, the register of members as the holder(s) of any Hong Kong Offer PRC Company Law, the Special Regulations and the Articles of Shares allocated to you, and the Company and/or its agents Association; to send any H share certificate(s) and/or any refund cheque(s)

  • authorise the Company to place your name(s) on the Company’s register of members as the holder(s) of any Hong Kong Offer Shares allocated to you, and the Company and/or its agents to send any H share certificate(s) and/or any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you fulfil the criteria mentioned in “– 14. Despatch/Collection of H Share Certificates and Refund Monies – Personal Collection” section in the Prospectus to collect H share certificate(s) and/or refund cheque(s);

  • confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

  • confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

  • declare and represent that this is the only application made and the only application intended by you to be made to benefit you or the person for whose benefit you are applying;

  • confirm that you are aware of the restrictions on the Global Offering in the Prospectus;

Please use this form if you want the Hong Kong Offer Shares to be issued in your name

  • understand that the Company and the Sole Representative will rely on your declarations and representations in deciding whether or not to make any allotment of any of the Hong Kong Offer Shares to you and that you may be prosecuted for making a false declaration;

If you are an individual who is eligible for personal collection, you must not authorise any other person to collect for you. If you are a corporate applicant which is eligible for personal collection, your authorised representative must bear a letter of authorisation from your corporation stamped with your corporation’s chop. Both individuals and authorised representatives must produce, at the time of collection, evidence of identity acceptable to Computershare Hong Kong Investor Services Limited.

  • (if the application is made for your own benefit) warrant that no other application has been or will be made for your benefit on a WHITE or YELLOW Application Form or by giving electronic application instructions to HKSCC or to the White Form eIPO Service Provider by you or by any one as your agent or by any other person; and

electronic application instructions to HKSCC or to the White If you do not collect your H Share certificate(s) and/or refund Form eIPO Service Provider by you or by any one as your agent cheque(s) personally within the time period specified for collection, or by any other person; and it/they will be dispatched promptly to the address as specified on this • (if you are making the application as an agent for the benefit of Application Form by ordinary post at your own risk. another person) warrant that (i) no other application has been If you apply for less than 1,000,000 Hong Kong Offer Shares, your or will be made by you as an agent for or for the benefit of that refund cheque(s) and/or H share certificate(s) will be sent to the person or by that person or by any other person as an agent address on the relevant Application Form on or before Monday, for that person on a WHITE or YELLOW Application Form January 14, 2019, by ordinary post and at your own risk. or by giving electronic application instructions to HKSCC or to the White Form eIPO Service Provider; and (ii) you have Refund of your money due authority to sign the Application Form or give electronic If you do not receive any Hong Kong Offer Shares or if your application instructions on behalf of that other person as their application is accepted only in part, the Company will refund to you agent. your application monies (including the related 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading D. Power of attorney fee) without interest. If your application is made through an authorised attorney, the The refund procedures are stated in the “14. Despatch/Collection of H Company and the Sole Representative may accept or reject your Share Certificate(s) and Refund Monies” in the “How to Apply for the application at their discretion, and on any conditions they think fit, Hong Kong Offer Shares” section of the Prospectus. including evidence of the attorney’s authority. Application by HKSCC Nominees Limited (“HKSCC Nominees”) Allocation of Hong Kong Offer Shares Where this Application Form is signed by HKSCC Nominees on Applicants are required to pay the Offer Price of HK$2.20 for each behalf of persons who have given electronic application instructions Hong Kong Offer Share together with 1% brokerage, 0.0027% SFC to apply for the Hong Kong Offer Shares, the provisions of this transaction levy and 0.005% Hong Kong Stock Exchange trading fee. Application Form which are inconsistent with those set out in the Applications for Hong Kong Offer Shares will not be processed and Prospectus shall not apply and provisions in the Prospectus shall no allotment of any Hong Kong Offer Shares will be made until the prevail. application lists close. Without limiting the generality of this paragraph, the following The allocation of the Offer Shares between the Hong Kong Public sections of this Application Form are inapplicable where this form is Offering and the International Offering will be subject to reallocation signed by HKSCC Nominees: as described in the section headed “Structure and Condition of the • “Applicants’ declaration” on the first page; Global Offering” in the Prospectus. In accordance with Guidance • “Warning” on the first page; Letter HKEX-GL91-18 issued by the Stock Exchange, if such • “If you are a nominee”; reallocation is done in the circumstance that the International Offering • All representations and warranties under the “Effect of is undersubscribed or other than pursuant to the clawback mechanism completing and submitting this Application Form” section, as described in the section headed “Structure and Condition of the except the first one regarding registration of Hong Kong Offer Global Offering – The Hong Kong Public Offering – Reallocation and Shares in the applicant’s name and the signing of documents to clawback”, the total number of Offer Shares available under the Hong enable the applicant to be registered as the holder of the Hong Kong Public Offering following such reallocation shall be not more Kong Offer Shares; than 80,000,000 Offer Shares (representing 20% of the total number • “If your application for Hong Kong Offer Shares is successful of Offer Shares initially available under the Global Offering). (in whole or in part)”; and The Company expects to announce the indication of the level of • “Refund of your money”. interest in the International Offering, the level of applications under The following sections in the “How to Apply for the Hong Kong the Hong Kong Public Offering and the basis of allocation of the Offer Shares” section of the Prospectus are inapplicable where this Hong Kong Offer Shares under the Hong Kong Public Offering on form is signed by HKSCC Nominees: Monday, January 14, 2019 in the South China Morning Post (in • “How Many Applications Can You Make”; and English) and the Hong Kong Economic Times (in Chinese), the • “Circumstances in Which You Will Not Be Allotted Offer website of the Hong Kong Stock Exchange at www.hkexnews.hk Shares”. and the Company’s website at www.chengdugs.com . Results of allocations in Hong Kong Public Offering, and the Hong Kong Effect of the Information You Give to Computershare Hong Kong Identity Card/passport/Hong Kong business registration numbers of Investor Services Limited successful applicants (where applicable) will be available on the above Computershare Hong Kong Investor Services Limited and its websites.

Effect of the Information You Give to Computershare Hong Kong Investor Services Limited Computershare Hong Kong Investor Services Limited and its related bodies’ corporate, directors, officers, employees and agents (“Representatives”) expressly disclaim and exclude to the maximum extent permitted by law any liability for any loss or damage suffered or incurred by the applicant or any other person or entity however caused relating in any way to, or connected with, any information provided by or on behalf of the applicant on or in connection with this document or any services provided hereunder, or any other written or oral communication provided by or on behalf of the applicant in connection with this document or any services provided hereunder. This includes, without limitation, any errors or omissions in such information however caused, or the Representatives or any other person or entity placing any reliance on such information or any documentation, image, recording or reproduction of such information, or its accuracy, completeness, currency or reliability.

If your application for Hong Kong Offer Shares is successful (in whole or in part)

If you apply for 1,000,000 or more Hong Kong Offer Shares, you may collect your refund cheque(s) and/or H share certificate(s) in person from: Computershare Hong Kong Investor Services Limited of Shops 1712-1716, 17th Floor, Hopewell Centre, 183 Queen’s Road East, Wanchai, Hong Kong from 9:00 a.m. to 1:00 p.m. on Monday, January 14, 2019 or such other date as notified by us in the newspapers.

如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格

Chengdu Expressway Co., Ltd. 成都高速公路股份有限公司 (於中華人民共和國註冊成立的股份有限公司)

全球發售

申請條件 ‧ 確認 閣下知悉招股章程內有關全球發售的限制; ‧ 同意本公司、獨家代表、聯席全球協調人、獨家保薦 甲、 可提出申請的人士 人、聯席賬簿管理人、聯席牽頭經辦人、承銷商、彼 1. 閣下及 閣下為其利益提出申請的人士必須年滿 18 歲 等各自的董事、高級職員、僱員、合夥人、代理、顧 並有香港地址。 問及參與全球發售的任何其他人士現時及日後均毋須 2. 如 閣下為商號,則申請須以個別成員名義提出。 對並非載於招股章程(及其任何補充文件)的任何資料 3. 聯名申請人不得超過四名。 及陳述負責; 4. 如 閣下為法人團體,申請須獲正式授權人員簽署, ‧ 承諾及確認 閣下或 閣下為其利益提出申請的人士 並註明其所代表身份及蓋上公司印鑑。 並無申請或接納或表示有意認購(亦不會申請或接納 5. 閣下必須身處美國境外,並非美籍人士(定義見美國 或表示有意認購)國際發售的任何發售股份,亦無參 證券法 S 規例),亦非中國法人或自然人。 與國際發售; 6. 除上市規則批准外,下列人士概不得申請認購任何香 ‧ 同意在本公司、H 股證券登記處、收款銀行、獨家代 港發售股份: 表、聯席全球協調人、獨家保薦人、聯席賬簿管理 ‧ 本公司及╱或其任何子公司股份的現有實益擁有 人、聯席牽頭經辦人、承銷商及╱或彼等各自的顧 人; 問及代理提出要求時,向彼等披露其所要求提供有 ‧ 本公司及╱或其任何子公司的董事或行政總裁; 關 閣下及 閣下為其利益提出申請人士的個人資 ‧ 本公司核心關連人士或緊隨全球發售完成後成為 料; 本公司核心關連人士的人士; ‧ 若香港境外任何地方的法例適用於 閣下的申請,則 ‧ 上述任何人士的緊密聯繫人;或 同意及保證 閣下已遵守所有有關法例,且本公司、 ‧ 已獲分配或已申請或表示有意申請國際發售的任 獨家代表、聯席全球協調人、獨家保薦人、聯席賬 簿管理人、聯席牽頭經辦人及承銷商和彼等各自任何 何發售股份。 高級職員或顧問概不會因接納 閣下的購買要約, 乙、 如 閣下為代名人 或 閣下在招股章程及本申請表格所載條款及條件項 閣下作為代名人可提出超過一次香港發售股份申請,方法 下的權利及責任所引致的任何行動,而違反香港境外 是:(i) 透過中央結算及交收系統(「中央結算系統」)向香 的任何法例; 港結算發出電子認購指示(如 閣下為中央結算系統參與 ‧ 同意 閣下的申請一經接納,即不得因無意的失實陳 者);或 (ii) 使用 白色黃色 申請表格,以自身名義代表不 述而撤銷; 同的實益擁有人提交超過一份申請。 ‧ 同意 閣下的申請受香港法例規管; ‧ 聲明、保證及承諾:(i) 閣下明白香港發售股份不曾 丙、 填交本申請表格的效用 亦不會根據美國證券法或美國任何州份的證券法,或 閣下填妥並遞交本申請表格,即表示 閣下(如屬聯名申請 向任何其他司法權區的任何證券監管機構登記;及 人,即各人共同及個別)代表 閣下本身,或作為 閣下代 (ii) 閣下及 閣下為其利益申請香港發售股份的人士 其行事的每位人士的代理或代名人: 均 (a) 身處美國境外(定義見 S 規例),又或屬 S 規例第 ‧ 承諾簽立所有相關文件,並指示及授權本公司及╱或 902 條第 (h)(3) 段所述的人士及 (b) 並非美籍人士; 作為本公司代理的獨家代表(或其代理或代名人), ‧ 保證 閣下提供的資料真實及準確; 代表 閣下簽立任何文件,並按照公司章程的規定代 ‧ 同意接納所申請數目或根據申請分配予 閣下較少數 表 閣下辦理一切必要事宜以將 閣下獲分配的任何 目的香港發售股份; 香港發售股份以 閣下名義登記; ‧

  • ‧ 授權本公司將 閣下的姓名╱名稱列入本公司股東名 冊,作為 閣下獲分配任何香港發售股份的持有人, 並授權本公司及╱或其代理以普通郵遞方式按申請 所示地址向 閣下或聯名申請排名首位的申請人寄發 任何 H 股股票及╱或退款支票,郵誤風險由 閣下承 擔,除非 閣下符合招股章程內「14. 發送╱領取 H 股 股票及退回股款-親身領取」章節的條件領取 H 股股 票及╱或退款支票;

  • ‧ 同意遵守公司條例、《公司(清盤及雜項條文)條例》、 《中國公司法》、《特別規定》及公司章程;

  • ‧ 確認 閣下已細閱招股章程及本申請表格所載的條款 及條件以及申請程序,並同意受其約束;

  • ‧ 確認 閣下已接獲及細閱招股章程,提出申請時也僅 依據招股章程載列的資料及陳述,且除招股章程任何 補充文件所載者外,不會依賴任何其他資料或陳述;

如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格

‧ 聲明及表示此乃 閣下為本身或 閣下為其利益提出 如 閣下為個人申請人並合資格親身領取,則 閣下不得授 申請人士的利益提出及擬提出的唯一申請; 權任何其他人士代領。如 閣下為公司申請人並合資格派 ‧ 明白本公司及獨家代表將依據 閣下的聲明及陳述決 人領取, 閣下的授權代表須攜同蓋上公司印鑑的授權書領 定是否向 閣下配發任何香港發售股份, 閣下如作 取。個人申請人及授權代表領取退款支票及╱或 H 股股票時 出虛假聲明,可能會被檢控; 均須出示香港中央證券登記有限公司接納的身份證明文件。 ‧ (如本申請為 閣下本身的利益提出)保證 閣下或作 如 閣下並無在指定領取時間內親身領取 H 股股票及╱或 為 閣下代理的任何人士或任何其他人士不曾亦不會 退款支票,有關 H 股股票及╱或退款支票會立刻以普通郵 遞方式寄往本申請表格所示地址,郵誤風險由 閣下承擔。 為 閣下的利益以 白色黃色 申請表格或向香港結算 或白表 eIPO 服務供應商發出電子認購指示而提出其 如 閣下申請認購 1,000,000 股以下香港發售股份, 閣下 的退款支票及╱或 H 股股票將於 2019 年 1 月 14 日(星期一) 他申請;及 ‧ (如 閣下作為代理為另一人士的利益提出申請)保證 或之前以普通郵遞方式寄往相關申請表格所示地址,郵誤 風險由 閣下承擔。 (i) 閣下(作為代理或為該人士利益)或該人士或任何 其他作為該人士代理的人士不曾亦不會以 白色黃色 退回款項 申請表格或向香港結算或白表 eIPO 服務供應商發出 若 閣下未獲分配任何香港發售股份或申請僅部分獲接 電子認購指示而提出其他申請;及 (ii) 閣下獲正式 納,本公司將不計利息退回 閣下的申請股款(包括相關的 授權作為該人士的代理代為簽署申請表格或發出電子 1% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 香港聯 認購指示。 交所交易費)。 有關退款程序載於招股章程「如何申請香港發售股份」一節 丁、 授權書 「14. 發送╱領取 H 股股票及退回股款」。 如 閣下透過授權代理人提出申請,本公司及獨家代表可 按其認為合適的任何條件(包括出示代理人獲授權證明)酌 香港中央結算(代理人)有限公司(「香港結算代理人」)提出 情接納或拒絕 閣下的申請。 的申請 如本申請表格由香港結算代理人代表發出電子認購指示申 香港發售股份的分配 請香港發售股份的人士簽署,本申請表格與招股章程不符 申請人須繳付每股香港發售股份 2.20 港元的發售價,另加 的條文將不適用,且以招股章程所述者為準。 1% 經紀佣金、0.0027% 證監會交易徵費及 0.005% 香港聯 在不限制此段一般應用的前提下,本申請表格的以下部分 交所交易費。 在香港結算代理人作簽署人的情況下並不適用: 截止辦理認購申請登記前,概不處理香港發售股份的申請 ‧ 第一頁的「申請人聲明」; 或配發任何香港發售股份。 ‧ 第一頁的「警告」; 香港公開發售與國際發售之間的發售股份分配可按招股章 ‧ 「如 閣下為代名人」; 程「全球發售的架構及條件」一節所載而重新分配。根據聯 ‧ 「填交本申請表格的效用」一節的所有陳述及保證,惟 交所發佈的指引信 HKEX-GL91-18,倘有關分配在國際發 首項有關以申請人名義登記香港發售股份及簽署使申 請人登記成為香港發售股份持有人的文件除外; 售認購不足的情況下或根據「全球發售的架構及條件-香港 ‧ 「如 閣下成功申請認購香港發售股份(全部或部 公開發售-重新分配及回撥」一節所述回補機制以外的情況 分)」;及 作出,則有關重新分配後根據香港公開發售可供認購的發 ‧ 「退回款項」。 售股份總數不得超過 80,000,000 股發售股份(相當於根據全 球發售初步可供認購發售股份總數的 20%)。 招股章程「如何申請香港發售股份」一節的以下部分在香港 本公司預期於 2019 年 1 月 14 日(星期一)在南華早 結算代理人作簽署人的情況下並不適用: 報(英文)、香港經濟日報(中文)、香港聯交所網站 ‧ 「 閣下可提交的申請數目」;及 www.hkexnews.hk 及本公司網站 www.chengdugs.com 公 ‧ 「 閣下不獲配發發售股份的情況」。 佈國際發售認購踴躍程度、香港公開發售的申請水平及香 港公開發售的香港發售股份分配基準。香港公開發售的分 閣下提供給香港中央證券登記有限公司的資訊的有關影響 配結果以及獲接納申請人的香港身份證號碼╱護照號碼╱ 香港中央證券登記有限公司和其有關連的法人團體、董 香港商業登記號碼(如適用)亦會於上述網站公佈。 事、高級人員、僱員及代理人(「代表」)在法律所容許的最 大限度內明確卸棄及免除在任何方面與申請人或代表申請 如 閣下成功申請認購香港發售股份(全部或部分) 人在此文件提供的或與此文件或在此文件下提供的任何服 如 閣下申請認購 1,000,000 股或以上香港發售股份, 閣 務相關的任何資料,或任何申請人或代表申請人提供與此 下可於 2019 年 1 月 14 日(星期一)上午九時正至下午一時正 文件或在此文件下提供的任何服務相關的任何其它書面或 或本公司在報章上公佈的其他日期,親身前往香港中央證 口頭通訊,有關或相關由申請人或任何其他人士或實體所 券登記有限公司(地址為香港灣仔皇后大道東 183 號合和中 遭受或招致不論如何造成的任何損失或損害的任何法律責 心 17 樓 1712 至 1716 室)領取退款支票及╱或 H 股股票。 任。此包括,但不限於,該等資料中不論如何造成的任何

丁、 授權書

香港中央證券登記有限公司和其有關連的法人團體、董 事、高級人員、僱員及代理人(「代表」)在法律所容許的最 大限度內明確卸棄及免除在任何方面與申請人或代表申請 人在此文件提供的或與此文件或在此文件下提供的任何服 務相關的任何資料,或任何申請人或代表申請人提供與此 文件或在此文件下提供的任何服務相關的任何其它書面或 口頭通訊,有關或相關由申請人或任何其他人士或實體所 遭受或招致不論如何造成的任何損失或損害的任何法律責 任。此包括,但不限於,該等資料中不論如何造成的任何 錯誤或遺漏,或代表或任何其他人士或實體對該等資料或 任何該等資料的文件記錄、影像、記錄或複製品作出的任 何依據,或其準確性、完整性、合時性或可靠性。

Please use this form if you want the Hong Kong Offer Shares to be issued in your name

to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.

Personal Data

Personal Information Collection Statement

This Personal Information Collection Statement informs the applicant for, and holder of, Hong Kong Offer Shares, of the policies and practices of the Company and its H Share Registrar in relation to personal data and the Personal Data (Privacy)Ordinance (Chapter 486 of the Laws of Hong Kong) (the “Ordinance”).

the applicant for, and holder of, Hong Kong Offer 3. Transfer of personal data Shares, of the policies and practices of the Company Personal data held by the Company and its H Share and its H Share Registrar in relation to personal data Registrar relating to the securities holders will be kept and the Personal Data (Privacy)Ordinance (Chapter 486 confidential but the Company and its H Share Registrar of the Laws of Hong Kong) (the “Ordinance”). may, to the extent necessary for achieving any of the above purposes, disclose, obtain or transfer (whether 1. Reasons for the collection of your personal data within or outside Hong Kong) the personal data to, It is necessary for applicants and registered holders from or with any of the following: of securities to supply correct personal data to the ‧ the Company’s appointed agents such as financial Company or its agents and the H Share Registrar when advisers, receiving bankers and overseas principal applying for securities or transferring securities into share registrar; or out of their names or in procuring the services of ‧ where applicants for securities request a deposit the H Share Registrar. Failure to supply the requested into CCASS, HKSCC or HKSCC Nominees, data may result in your application for securities being who will use the personal data for the purposes of operating CCASS; rejected, or in delay or the inability of the Company or ‧ any agents, contractors or third-party its H Share Registrar to effect transfers or otherwise service providers who offer administrative, render their services. It may also prevent or delay telecommunications, computer, payment or other registration or transfers of the Hong Kong Offer services to the Company or the H Share Registrar Shares which you have successfully applied for and/ in connection with their respective business or the dispatch of H share certificate(s) and/or refund operation; cheque(s) to which you are entitled. ‧ the Hong Kong Stock Exchange, the SFC and any other statutory regulatory or governmental It is important that securities holders inform the bodies or otherwise as required by laws, rules or Company and the H Share Registrar immediately of regulations; and any inaccuracies in the personal data supplied. ‧ any persons or institutions with which the securities’ holders have or propose to have 2. Purposes dealings, such as their bankers, solicitors, The personal data of the securities holders may be used, accountants or stockbrokers etc. held, processed, and/or stored (by whatever means) for the following purposes: ‧ processing your application and refund cheque, 4. Retention of personal data The Company and its H Share Registrar will keep the where applicable, verification of compliance with personal data of the applicants and holders of securities the terms and application procedures set out in for as long as necessary to fulfil the purposes for which this Application Form and the Prospectus and the personal data were collected. Personal data which announcing results of allocation of the Hong Kong is no longer required will be destroyed or dealt with in Offer Shares; accordance with the Ordinance. ‧ compliance with applicable laws and regulations ‧ registering new issues or transfers into or out of in Hong Kong and elsewhere; 5. Access to and correction of personal data Securities holders have the right to ascertain whether the names of securities’ holders including, where the Company or the H Share Registrar hold their applicable, HKSCC Nominees; personal data, to obtain a copy of that data, and to ‧ maintaining or updating the register of securities’ correct any data that is inaccurate. The Company holders of the Company; and the H Share Registrar have the right to charge a ‧ verifying securities holders’ identities; reasonable fee for the processing of such requests. ‧ establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights All requests for access to data or correction of data issues, bonus issues, etc.;

All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our H Share Registrar for the attention of the privacy compliance officer.

  • ‧ distributing communications from the Company and its subsidiaries;

  • ‧ compiling statistical information and securities’ holder profiles;

  • ‧ disclosing relevant information to facilitate claims on entitlements; and

  • ‧ any other incidental or associated purposes relating to the above and/or to enable the Company and the H Share Registrar to discharge their obligations

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

如 閣下欲以本身名義登記將獲發行的香港發售股份,請使用本表格

記處可以在為達到上述任何目的之必要情況下, 向下列任何人士披露、獲取或轉交(無論在香港 境內或境外)有關個人資料:

個人資料

個人資料收集聲明

此項個人資料收集聲明是向香港發售股份的申請 人和持有人說明有關本公司及其 H 股證券登記處 有關個人資料和香港法例第 486 章個人資料(私 隱)條例(「條例」)方面的政策和慣例。

  • ‧ 本公司委任的代理人,例如財務顧問、收款 銀行和主要海外股份過戶登記處;

‧ (如證券申請人要求將證券存於中央結算系 1. 收集 閣下個人資料的原因 統)香港結算或香港結算代理人;彼等將會 證券申請人及登記持有人以本身名義申請證券或 就中央結算系統的運作使用有關個人資料; 轉讓或受讓證券時或尋求 H 股證券登記處的服務 ‧ 向本公司或 H 股證券登記處提供與其各自業 時,必須向本公司或其代理人及 H 股證券登記處 務營運有關的行政、電訊、電腦、付款或其 提供準確個人資料。未能提供所要求的資料可能 他服務的任何代理人、承包商或第三方服務 導致 閣下申請證券被拒,或本公司或其 H 股證 供應商; 券登記處無法或延遲落實轉讓或提供服務。此舉 ‧ 也可能妨礙或延遲登記或轉讓 閣下成功申請的 香港聯交所、證監會及任何其他法定監管機 香港發售股份及╱或發送 閣下應得的 H 股股票 關或政府部門或其他法例、規則或法規要求 及╱或退款支票。 者;及 ‧ 證券持有人所提供的個人資料如有任何錯誤,須 證券持有人與其進行或擬進行交易的任何人 立即通知本公司及 H 股證券登記處。 士或機構,例如彼等的銀行、律師、會計師 或股票經紀等。 2. 目的 證券持有人的個人資料可以任何方式被採用、持 4. 個人資料的保留 有、處理及╱或保存,以作下列用途: 本公司及其 H 股證券登記處將按收集個人資料所 ‧ 處理 閣下的申請及退款支票(如適用)、核 需的用途保留證券申請人及持有人的個人資料。 實是否符合本申請表格及招股章程載列的條 無需保留的個人資料將會根據條例銷毀或處理。 款和申請程序以及公佈香港發售股份的分配 結果; 5. 查閱和更正個人資料 ‧ 遵守香港及其他地區的適用法律及法規; 證券持有人有權確定本公司或 H 股證券登記處是 ‧ 以證券持有人(包括香港結算代理人(如適 否持有其個人資料,並有權索取有關該資料的副 用))的名義登記新發行證券或轉讓或受讓證 本並更正任何不準確資料。本公司和 H 股證券登 券; ‧ 存置或更新本公司證券持有人的名冊; 記處有權就處理任何查閱資料的要求收取合理費 ‧ 核實證券持有人的身份; 用。 ‧ 確定本公司證券持有人的受益權利,例如股 所有查閱資料或更正資料的要求應按招股章程 息、供股和紅股等; ‧ 「公司資料」一節所披露或不時通知的本公司註冊 分發本公司及其子公司的通訊; ‧ 編製統計數據和證券持有人資料; 地址送交公司秘書,或向本公司的 H 股證券登記 ‧ 披露有關資料以便就權益索償;及 處的私隱條例事務主任提出。

  • ‧ 與上述有關的任何其他附帶或相關目的及╱ 或使本公司及 H 股證券登記處能履行對證券 持有人及╱或監管機構承擔的責任及╱或證 券持有人不時同意的任何其他目的。

閣下簽署申請表格或向香港結算發出電子認購指 示,即表示同意上述各項。

3. 轉交個人資料

本公司及其 H 股證券登記處所持有關證券持有人 的個人資料將會保密,但本公司及其 H 股證券登