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Chengdu Expressway Co., Ltd. Capital/Financing Update 2018

Dec 28, 2018

50166_rns_2018-12-27_345e7e5e-18f0-44a7-b49e-7319243d82c3.pdf

Capital/Financing Update

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Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行 的香港發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

This Application Form uses the same terms as defined in the prospectus of of Chengdu Expressway Co., Ltd. (the “Company”) dated Friday, December 28, 2018 (the “Prospectus”). 本申請表格所使用詞彙與成都高速公路股份有限公司（「本公司」）於 2018 年 12 月 28 日（星期五）刊發的招股章程（「招股 Staple your 章程」）所界定詞彙相同。 payment here Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong 請將股款 Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 緊釘在此 本申請表格及招股章程概不構成在香港以外任何司法權區的出售要約或游說購買任何香港發售股份的要約。若無根據 美國證券法登記或豁免登記，則香港發售股份不得在美國提呈發售或出售。 This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法權區內，概不得發送、派發或複製（不論以 任何方式，也不論全部或部分）本申請表格及招股章程。 Copies of the Prospectus, all related Application Forms and the other documents specified in the “Documents Delivered to the Registrar of Companies in Hong Kong and Available for Inspection” section in Appendix VIII to the Prospectus, have been registered by the Registrar of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32 of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Hong Kong Stock Exchange”), Hong Kong Securities Clearing Company Limited (“HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程附錄八「送呈香港公司註冊處處長及備查文件」一節所述其他文件已遵照香港 法例第 32 章《公司（清盤及雜項條文）條例》第 342C 條的規定，送呈香港公司註冊處處長登記。香港交易及結算所有限 公司、香港聯合交易所有限公司（「香港聯交所」）、香港中央結算有限公司（「香港結算」）、香港證券及期貨事務監察委 員會（「證監會」）及香港公司註冊處處長對此等文件的內容概不負責。 Chengdu Expressway Co., Ltd. 成都高速公路股份有限公司 (a joint stock company incorporated in the People’s Republic of China with limited liability) （於中華人民共和國註冊成立的股份有限公司） Stock code : 1785 股份代號 : 1785 Offer Price : HK$2.20 per H Share, plus brokerage of 1%, SFC transaction levy of 0.0027%, and Stock Exchange trading fee of 0.005% (payable in full on application in Hong Kong dollars and subject to refund) 發售價 : 每股 H 股 2.20 港元（須於申請時以港元繳足，多收款 項將予以退還），另加 1% 經紀佣金、0.0027% 證監 會交易徵費及 0.005% 香港聯交所交易費 You should read this Application Form in conjunction with the Prospectus, which contains further information on ， 一 。 the application procedures. 招股章程尚有關於申請程序的其他資料 因此本申請表格應與招股章程 併閱讀 Application Form 申請表格 To: Chengdu Expressway Co., Ltd. 致： 成都高速公路股份有限公司 Sole Sponsor 獨家保薦人 Sole Representative 獨家代表 Joint Global Coordinators 聯席全球協調人 Joint Bookrunners 聯席賬簿管理人 The Hong Kong Underwriters 香港承銷商

You should read this Application Form in conjunction with the Prospectus, which contains further information on ， 一 。 the application procedures. 招股章程尚有關於申請程序的其他資料 因此本申請表格應與招股章程 併閱讀

To: Chengdu Expressway Co., Ltd.

申請人聲明

Applicants’ declaration

本人╱吾等同意本申請表格及招股章程的條款及條件 以及申請程序。請參閱本申請表格「填交本申請表格 的效用」一節。

I/We agree to the terms and conditions and application procedures in this Application Form and the Prospectus. Please refer to the “Effect of completing and submitting this Application Form” section of this Application Form.

一 警告：任何人士只限作出 次為其利益而進行的認購 。 申請 請參閱「填交本申請表格的效用」一節最後四 點。

Warning: Only one application may be made for the benefit of any person. Please refer to the last four bullets of “Effect of completing and submitting this Application Form” section.

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行 的香港發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

Signed by (all) applicant(s) (all joint applicants must sign): For Broker use 此欄供經紀填寫 Lodged by 遞交申請的經紀 由（所有）申請人簽署（所有聯名申請人必須簽署）： Broker No. 經紀號碼 Broker’s Chop 經紀印章 Date: 日期 : ╱ ╱ D 日 M 月 Y 年 Number of Hong Kong Offer Shares applied for (not more than 20,000,000 H shares) Cheque/banker’s cashier order number 支票╱銀行本票號碼 申請香港發售股份數目（不超過 20,000,000 股 H 股） Name of bank on which cheque/banker’s cashier order is drawn Total amount 總額 (see “How to make your application” section) 兌現支票╱銀 行本票的銀行名稱（見「申請手續」一節） HK$ 港元 Name in English (in Block Letter) 英文姓名╱名稱（正楷） Family name or company name 姓氏或公司名稱 Forename(s) 名字 Name in Chinese 中文姓名╱名稱 Family name or company name 姓氏或公司名稱 Forename(s) 名字 Occupation in English 職業（以英文填寫） Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No. (Please delete as appropriate) 香港身份證號碼╱ 護照號碼╱香港商業登記號碼 （請刪除不適用者） Names of all other joint applicants in English (if any, in Block Letter) Hong Kong Identity Card No./Passport No./Hong Kong Business 所有其他聯名申請人的英文姓名╱名稱（如有，正楷） Registration No. of all other joint applicants (Please delete as appropriate) 所有其他聯名申請人的香港身份證號碼╱護照號 1) 碼╱香港商業登記號碼 （請刪除不適用者） 1) 2) 2) 3) 3) Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant only, in Block Letter) 香港地址（以英文正楷填寫）及電話號碼（聯名申請人只須填寫排名首位申請人的地址及電話號碼） Telephone No. 電話號碼 For Nominees: You will be treated as applying for your own THIS BOX MUST BE DULY COMPLETED benefit if you do not complete this section. Please provide an 必須填妥此欄 account number or identification code for each (joint) beneficial owner. 由代名人遞交：代名人若不填寫本節，則是項認購申 Participant I.D. of the CCASS Investor Participant or designated 請將視作為 閣下本身利益提出。請填寫每名（聯名）實益擁 CCASS Participant 中央結算系統投資者戶口持有人或指定的中 央結算系統參與者的參與者編號 有人的賬戶號碼或識別編碼。

ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong Kong in BLOCK letters 請用 英文正楷 填寫 姓名╱名稱 及 香港 地址 ）

For desingnated CCASS Participant or Corporate CCASS Investor Participant, please also affix the company chop bearing its company name 指定的中央結算系統參與者或公司中央結算系統投資者戶 口持有人，請加蓋顯示公司名稱的公司印鑑

For Internal use 此欄供內部使用

(See paragraph 2 in the section “How to make your application”) （請參閱「申請手續」一節第 2 段）

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行 的香港發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

*(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are an individual) or a Hong Kong Business Registration number (if you are a body corporate) will be accepted for this application, please see paragraph 2 under the section “How to make your application”. 如 閣下為中央結算系統投資者戶口持有人，是項申請僅接納香港身份證號碼（如屬個別人士） 或香港商業登記號碼（如屬法人團體），請參閱「申請手續」一節第 2 段。 (2) If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant): For an individual, you must provide your Hong Kong Identity Card number or passport number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold a Hong Kong Identity Card, please provide your passport number. For a body corporate, please provide your Hong Kong Business Registration number. 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請：如屬 個別人士，必須填寫 閣下的香港身份證號碼或護照號碼（持有香港身份證者，請填寫香港身份 證號碼，否則請填寫護照號碼）；如屬法人團體，請填寫香港商業登記號碼。 (3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the first-named applicant may be printed on your refund cheque (if any). Such data will be used for checking the validity of Application Form and such data would also be transferred to a third party for such purpose and refund purpose. Your banker may require verification of your Hong Kong Identity Card number/passport number before you can cash your refund cheque. 退款支票（如有）上或會印有 閣下或（如屬聯名申請人）排名首位申請人的香港身份證號碼╱ 護照號碼的一部分。有關資料將用於核實申請表格是否有效，亦會轉交第三方作資料核實和退 款。銀行兌現退款支票前或會要求查證 閣下的香港身份證號碼╱護照號碼。 (4) If an application is made by an unlisted company and: ‧ the principal business of that company is dealing in securities; and ‧ you exercise statutory control over that company, then the application will be treated as being made for your benefit. 倘若申請人是一家非上市公司，而： ‧ 該公司主要從事證券買賣業務；及 ‧ 閣下對該公司可行使法定控制權， 則是項申請將視作為 閣下的利益提出。 (5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or, where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business Registration numbers.

所有聯名申請人必須提供（如屬個別人士）其香港身份證號碼或（如適用）護照號碼，或（如屬法人 團體）其香港商業登記號碼。

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行 的香港發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

Mixed Media Offer
The Company will be relying on Section 9A of
the Companies (Exemption of Companies and
Prospectuses from Compliance with Provisions)
Notice (Chapter 32L of the Laws of Hong Kong)
and will be issuing theWHITEandYELLOW
Application Forms without them being accompanied
by a printed Prospectus. The contents of the printed
Prospectus are identical to the electronic version
of the Prospectus which can be accessed and
downloaded from the websites of the Company at
www.chengdugs.com
and the Stock Exchange at
www.hkexnews.hk
under the “HKEXnews > Listed
Company Information > Latest Listed Company
Information” section, respectively.
Members of the public may obtain a copy of the
printed Prospectus, free of charge, upon request during
normal business hours from 9:00 a.m. on Friday,
December 28, 2018 until 12:00 noon on Monday,
January 7, 2019 at the following locations:
1.
any of the following branches of the receiving
bank of the Hong Kong Public Offering:
Bank of China (Hong Kong) Limited
District
Branch Name
Address
Hong Kong
Island
409 Hennessy Road
Branch
409-415 Hennessy Road,
Wan Chai, Hong Kong
Sheung Wan Branch
Shop 1-4, G/F,
Tung Hip Commercial Building,
244-248 Des Voeux Road Central,
Hong Kong
Kowloon
Whampoa Garden
Branch
Shop G8B, Site 1, Whampoa Garden,
Hung Hom, Kowloon
Tsim Sha Tsui Branch
24-28 Carnarvon Road,
Tsim Sha Tsui, Kowloon
New Territories
Tai Po Plaza Branch
Unit 4, Level 1 Tai Po Plaza,
1 On Tai Road,
Tai Po, New Territories
Sampl		 混合媒介要約
本公司將依據香港法例第32L章《公司（豁免公
司及招股章程遵從條文）公告》第9A條，並將
發出白色及黃色申請表格而無隨附招股章程
印刷本。招股章程印刷本的內容與招股章程電
子版本相同，招股章程電子版本可分別在本
公司網站www.chengdugs.com
及聯交所網站
www.hkexnews.hk
「披露易＞上市公司公告＞最
新上市公司公告」查閱及下載。
公眾人士可於2018年12月28日（星期五）上午九
時正至2019年1月7日（星期一）中午十二時正的
正常辦公時間內，在以下地點免費索取招股章
程印刷本：
1.
香港公開發售收款銀行的以下任何分行：
中國銀行（香港）有限公司
地區
分行名稱
地址
港島
軒尼詩道409號
分行
香港灣仔軒尼詩道
409-415號
上環分行
香港德輔道中244-248號
東協商業大廈地下
1-4號舖
九龍
黃埔花園分行
九龍紅磡黃埔花園
第一期商場G8B號
尖沙咀分行
九龍尖沙咀加拿芬道
24-28號
新界
大埔廣場分行
新界大埔安泰路1號
大埔廣場地下商場4號
e 樣版

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行 的香港發售股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投 資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

  1. any of the following offices of the Hong Kong 2. 香港承銷商的以下任何辦事處： Underwriters: CLSA Limited 中信里昂證券有限公司 18/F, One Pacific Place 香港 88 Queensway 金鐘道 88 號 號 Hong Kong 太古廣場一座 18 樓 樓 CCB International Capital Limited 建銀國際金融有限公司 12/F, CCB Tower 香港中環 3 Connaught Road Central 干諾道中 3 號 號 Central 中國建設銀行大廈 12 樓 樓 Hong Kong Guotai Junan Securities (Hong Kong) Limited 國泰君安證券（香港）有限公司 27/F, Low Block 香港 Grand Millennium Plaza 皇后大道中 181 號 號 181 Queen’s Road Central 新紀元廣場低座 27 樓 樓 Hong Kong BOCOM International Securities Limited 交銀國際證券有限公司 9th Floor, Man Yee Building 香港中環 68 Des Voeux Road Central 德輔道中 68 號 號 Hong Kong 萬宜大廈 9 樓 樓 ABCI Securities Company Limited 農銀國際證券有限公司 10/F, Agricultural Bank of China Tower 香港中環 50 Connaught Road Central 干諾道中 50 號 號 Hong Kong 中國農業銀行大廈 10 樓 樓 Haitong International Securities Company 海通國際證券有限公司 Limited 香港 22/F Li Po Chun Chambers 德輔道中 189 號 號 189 Des Voeux Road Central 李寶椿大廈 22 樓 樓 Hong Kong Aristo Securities Limited 雅利多證券有限公司 Room 101, 1st Floor 香港灣仔 On Hong Commercial Building 軒尼詩道 145 號 號 145 Hennessy Road 安康商業大廈 Wanchai, Hong Kong 1 樓 樓 101 室 室 3. the Depository Counter of Hong Kong Securities 3. Clearing Company Limited at 1/F, One & Two 地址為香港中環康樂廣場 8 號交易廣場一及 Exchange Square, 8 Connaught Place, Central, 二座 1 樓。 樓。 Hong Kong.

CLSA Limited 中信里昂證券有限公司 18/F, One Pacific Place 香港 88 Queensway 金鐘道 88 號 號 Hong Kong 太古廣場一座 18 樓 樓 CCB International Capital Limited 建銀國際金融有限公司 12/F, CCB Tower 香港中環 3 Connaught Road Central 干諾道中 3 號 號 Central 中國建設銀行大廈 12 樓 樓 Hong Kong Guotai Junan Securities (Hong Kong) Limited 國泰君安證券（香港）有限公司 27/F, Low Block 香港 Grand Millennium Plaza 皇后大道中 181 號 號 181 Queen’s Road Central 新紀元廣場低座 27 樓 樓 Hong Kong BOCOM International Securities Limited 交銀國際證券有限公司 9th Floor, Man Yee Building 香港中環 68 Des Voeux Road Central 德輔道中 68 號 號 Hong Kong 萬宜大廈 9 樓 樓 ABCI Securities Company Limited 農銀國際證券有限公司 10/F, Agricultural Bank of China Tower 香港中環 50 Connaught Road Central 干諾道中 50 號 號 Hong Kong 中國農業銀行大廈 10 樓 樓 Haitong International Securities Company 海通國際證券有限公司 Limited 香港 22/F Li Po Chun Chambers 德輔道中 189 號 號 189 Des Voeux Road Central 李寶椿大廈 22 樓 樓 Hong Kong Aristo Securities Limited 雅利多證券有限公司 Room 101, 1st Floor 香港灣仔 On Hong Commercial Building 軒尼詩道 145 號 號 145 Hennessy Road 安康商業大廈 Wanchai, Hong Kong 1 樓 樓 101 室 室 3. the Depository Counter of Hong Kong Securities 3. 香港中央結算有限公司的存管處服務櫃台， Clearing Company Limited at 1/F, One & Two 地址為香港中環康樂廣場 8 號交易廣場一及 Exchange Square, 8 Connaught Place, Central, 二座 1 樓。 樓。 Hong Kong. Details of where printed Prospectuses may be 可索取招股章程印刷本的地址詳情將於派發白 obtained will be displayed prominently at every 色申請表格的中國銀行（香港）有限公司各分行 branch of Bank of China (Hong Kong) Limited 以顯眼方式展示。 where WHITE Application Forms are distributed.

可索取招股章程印刷本的地址詳情將於派發白 色申請表格的中國銀行（香港）有限公司各分行 以顯眼方式展示。

於 2018 年 12 月 28 日（星期五）上午九時正至 2019 年 1 月 7 日（星期一）中午十二時正的正常 辦公時間內，在招股章程「如何申請香港發售 股份」載列之派發 白色 及 黃色 申請表格的各個 地點，均有至少三份招股章程印刷本可供查 閱。 閣下於提交本申請表格前敬請細閱招股 章程。

During normal business hours from 9:00 a.m. on Friday, December 28, 2018 until 12:00 noon on Monday, January 7, 2019, at least three copies of the printed Prospectus will be available for inspection at every location where the WHITE and YELLOW Application Forms are distributed as set out in “How to Apply for the Hong Kong Offer Shares” in the Prospectus. You should read the Prospectus prior to submitting this Application Form.

This page is intentionally left blank 此乃白頁 特意留空

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

How to make your application

  1. Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000 Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
1.
Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000
Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.		 1.
Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000
Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.		 1.
Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000
Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.		 1.
Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000
Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.		 1.
Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000
Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.		 1.
Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000
Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
Chengdu Expressway Co., Ltd.
(Stock Code 1785)
(HK$2.20 per Hong Kong Offer Share)
NUMBER OF SHARES THAT MAY BE APPLIED FOR AND PAYMENTS
No. of Hong Kong
Offer Shares
applied for
 Amount payable
on application
HK$
 No. of Hong Kong
Offer Shares
applied for
 Amount payable
on application
HK$
 No. of Hong Kong
Offer Shares
applied for
 Amount payable
on application
HK$

1,000
2,000
3,000
4,000
5,000
6,000
7,000
8,000
9,000
10,000
15,000
20,000
25,000
30,000
35,000
40,000
 2,222.17
4,444.34
6,666.51
8,888.68
11,110.85
13,333.02
15,555.19
17,777.36
19,999.52
22,221.69
33,332.54
44,443.39
55,554.24
66,665.08
77,775.93
88,886.78
45,000
50,000
60,000
70,000
80,000
90,000
100,000
200,000
300,000
400,000
500,000
600,000
700,000
800,000
900,000
1,000,000
l		 99,997.62
111,108.47
133,330.16
155,551.86
177,773.55
199,995.25
222,216.94
444,433.88
666,650.82
888,867.76
1,111,084.70
1,333,301.64
1,555,518.58
1,777,735.52
1,999,952.46
2,222,169.40
e 樣
2,000,000
3,000,000
4,000,000
5,000,000
6,000,000
7,000,000
8,000,000
9,000,000
10,000,000
15,000,000
20,000,000(1)
 4,444,338.80
6,666,508.20
8,888,677.60
11,110,847.00
13,333,016.40
15,555,185.80
17,777,355.20
19,999,524.60
22,221,694.00
33,332,541.00
44,443,388.00
(1)
Maximum number of Hong Kong Offer Shares you may apply for.
2.
You, as the applicant(s), must complete the form in English in Block Letter as indicated below and sign
on the second page of the Application Form. Only written signatures will be accepted (and not by way of
personal chop).
If you are applying through a designated CCASS Participant (other than a CCASS investor participant):
•
the designated CCASS Participant must endorse the form with its company chop (bearing its company
name) and insert its participant I.D. in the appropriate box.
If you are applying as an individual CCASS Investor Participant:
•
the form must contain your NAME and Hong Kong I.D. Card number;
•
your participant I.D. must be inserted in the appropriate box.
Sam

  • If you are applying as a joint individual CCASS Investor Participant:

  • the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all joint investor participants;

  • your participant I.D. must be inserted in the appropriate box.

If you are applying as a corporate CCASS Investor Participant:

  • the form must contain your company NAME and Hong Kong Business Registration number;

  • your participant I.D. and your company chop (bearing your company name) must be inserted in the appropriate box.

Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop bearing its company name or other similar matters may render your application invalid.

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  1. Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:

The cheque must: Banker’s cashier order must: • be in Hong Kong dollars; • not be post-dated; • be made payable to “ BANK OF CHINA (HONG KONG) NOMINEES LIMITED – CHENGDU EXPRESSWAY PUBLIC OFFER ”; “ ” • be crossed Account Payee Only ; • be drawn on your Hong Kong dollar bank • be issued by a licensed bank in Hong Kong, and account in Hong Kong; and have your name certified on the back by a person • show your account name, which must either be authorised by the bank. The name on the banker’s pre-printed on the cheque, or be endorsed on the cashier order must correspond with your name. back by a person authorised by the bank. This If it is a joint application, the name on the back account name must correspond with your name. of the banker’s cashier order must be the same as If it is a joint application, the account name must the first-named applicant’s name. ’ be the same as the first-named applicant s name. 4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque or banker’s cashier order attached) to one of the collection boxes at any of the following branches of: Bank of China (Hong Kong) Limited District Branch Name Address Hong Kong Island 409 Hennessy Road Branch 409-415 Hennessy Road, Wan Chai, Hong Kong Sheung Wan Branch Shop 1-4, G/F, Tung Hip Commercial Building, 244-248 Des Voeux Road Central, Hong Kong Kowloon Whampoa Garden Branch Shop G8B, Site 1, Whampoa Garden, Hung Hom, Kowloon Tsim Sha Tsui Branch 24-28 Carnarvon Road, Tsim Sha Tsui, Kowloon New Territories Tai Po Plaza Branch Unit 4, Level 1 Tai Po Plaza, 1 On Tai Road, Tai Po, New Territories

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

  1. Your Application Form can be lodged at these times: Friday, December 28, 2018 – 9:00 a.m. to 5:00 p.m. Saturday, December 29, 2018 – 9:00 a.m. to 1:00 p.m. Monday, December 31, 2018 – 9:00 a.m. to 5:00 p.m. Wednesday, January 2, 2019 – 9:00 a.m. to 5:00 p.m. Thursday, January 3, 2019 – 9:00 a.m. to 5:00 p.m. Friday, January 4, 2019 – 9:00 a.m. to 5:00 p.m. Saturday, January 5, 2019 – 9:00 a.m. to 1:00 p.m. Monday, January 7, 2019 – 9:00 a.m. to 12:00 noon 6. The latest time for lodging your application is 12:00 noon on Monday, January 7, 2019. The application lists will be open from 11:45 a.m. to 12:00 noon on that day, subject only to the weather conditions, as described in “10. Effect of Bad Weather on the Opening of the Application Lists” in the “How to Apply for the Hong Kong Offer Shares” section of the Prospectus.

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售 股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

申請手續

  1. 使用下表計算 閣下應付的款項。 閣下申請認購的股數須至少為 1,000 股香港發售股份，並為 下表所列的其中一個數目，否則恕不受理。 成都高速公路股份有限公司 ( 股份代號 1785) ( 每股香港發售股份 2.20 港元 ) 可供申請認購股份數目及應繳款項 申請認購的 申請時 申請認購的 申請時 申請認購的 申請時 香港發售股份數目 應繳款項 香港發售股份數目 應繳款項 香港發售股份數目 應繳款項 港元 港元 港元 1,000 2,222.17 45,000 99,997.62 2,000,000 4,444,338.80 2,000 4,444.34 50,000 111,108.47 3,000,000 6,666,508.20 3,000 6,666.51 60,000 133,330.16 4,000,000 8,888,677.60 4,000 8,888.68 70,000 155,551.86 5,000,000 11,110,847.00 5,000 11,110.85 80,000 177,773.55 6,000,000 13,333,016.40 6,000 13,333.02 90,000 199,995.25 7,000,000 15,555,185.80 7,000 15,555.19 100,000 222,216.94 8,000,000 17,777,355.20 8,000 17,777.36 200,000 444,433.88 9,000,000 19,999,524.60 9,000 19,999.52 300,000 666,650.82 10,000,000 22,221,694.00 10,000 22,221.69 400,000 888,867.76 15,000,000 33,332,541.00 15,000 33,332.54 500,000 1,111,084.70 20,000,000[(1)] 44,443,388.00 20,000 44,443.39 600,000 1,333,301.64 25,000 55,554.24 700,000 1,555,518.58 30,000 66,665.08 800,000 1,777,735.52 35,000 77,775.93 900,000 1,999,952.46 40,000 88,886.78 1,000,000 2,222,169.40 (1) 閣下可申請認購的香港發售股份最高數目。 2. 閣下作為申請人，必須按照下列指示以英文正楷填妥表格，並於申請表格第二頁簽署，只接納 親筆簽名（不得以個人印章代替）。 如 閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請： ‧ 該指定中央結算系統參與者必須於表格蓋上公司印鑑（附有公司名稱），並在適當方格內填寫 參與者編號。 如 閣下以個人中央結算系統投資者戶口持有人名義提出申請： ‧ 表格須載有 閣下的姓名和香港身份證號碼； ‧ 須在適當方格內填寫 閣下的參與者編號。

  2. 閣下作為申請人，必須按照下列指示以英文正楷填妥表格，並於申請表格第二頁簽署，只接納 親筆簽名（不得以個人印章代替）。

  3. ‧ 該指定中央結算系統參與者必須於表格蓋上公司印鑑（附有公司名稱），並在適當方格內填寫 參與者編號。

  4. 如 閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請：

  5. ‧ 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼；

  6. ‧ 須在適當方格內填寫 閣下的參與者編號。

  7. 如 閣下以公司中央結算系統投資者戶口持有人名義提出申請：

  8. ‧ 表格須載有 閣下的公司名稱和香港商業登記號碼；

  9. ‧ 須在適當方格內填寫 閣下的參與者編號並蓋上公司印鑑（附有公司名稱）。

中央結算系統參與者的資料（包括參與者編號及╱或顯示公司名稱之公司印鑑）如有不確或遺漏 或其他類似事項，均可能導致申請無效。

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售 股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

  1. 閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出支票或一張獨 立開出銀行本票。支票或銀行本票必須符合以下所有規定，否則有關認購申請將不獲接納：

支票必須： 銀行本票必須： ‧ 為港元支票； ‧ 不得為期票； ‧ 註明抬頭人為「 中國銀行（香港）代理人有限公司－成都高速公路公開發售 」； ‧ 劃線註明「只准入抬頭人賬戶」； ‧ ‧ 從 閣下在香港的港元銀行賬戶中開出；及 須由香港持牌銀行開出，並由有關銀行授權 ‧ 顯示 閣下的賬戶名稱，而該賬戶名稱必須 的人士在銀行本票背面簽署核證 閣下姓名 已預印在支票上，或由有關銀行授權的人士 ╱名稱。銀行本票所示姓名╱名稱須與 閣 在支票背書。賬戶名稱必須與 閣下姓名╱ 下姓名╱名稱相同。如屬聯名申請，銀行本 名稱相同。如屬聯名申請，則賬戶名稱必須 票背面所示姓名╱名稱必須與排名首位申請 。 。 與排名首位申請人的姓名╱名稱相同 人的姓名╱名稱相同 請撕下申請表格，對摺一次，然後將填妥的申請表格（連同隨附的支票或銀行本票）投入下列任 何一家分行特設的收集箱： 中國銀行（香港）有限公司 地區 分行名稱 地址 港島 軒尼詩道 409 號分行 香港灣仔軒尼詩道 409-415 號 上環分行 香港德輔道中 244-248 號東協商業大廈地下 1-4 號舖 九龍 黃埔花園分行 九龍紅磡黃埔花園第一期商場 G8B 號 尖沙咀分行 九龍尖沙咀加拿芬道 24-28 號 新界 大埔廣場分行 新界大埔安泰路 1 號大埔廣場地下商場 4 號

  1. 請撕下申請表格，對摺一次，然後將填妥的申請表格（連同隨附的支票或銀行本票）投入下列任 何一家分行特設的收集箱：

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售 股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格 5. 閣下可於下列時間遞交申請表格： 2018 年 12 月 28 日（星期五）－上午九時正至下午五時正 2018 年 12 月 29 日（星期六）－上午九時正至下午一時正 2018 年 12 月 31 日（星期一）－上午九時正至下午五時正 2019 年 1 月 2 日（星期三）－上午九時正至下午五時正 2019 年 1 月 3 日（星期四）－上午九時正至下午五時正 2019 年 1 月 4 日（星期五）－上午九時正至下午五時正 2019 年 1 月 5 日（星期六）－上午九時正至下午一時正 2019 年 1 月 7 日（星期一）－上午九時正至中午十二時正 6. 截止遞交申請的時間為 2019 年 1 月 7 日（星期一）中午十二時正。本公司將於當日上午十一時 四十五分至中午十二時正期間開始辦理申請登記，惟須視乎當日的天氣情況而定（詳見招股章程 「如何申請香港發售股份」一節「10. 惡劣天氣對辦理申請登記的影響」）。

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant Chengdu Expressway Co., Ltd. 成都高速公路股份有限公司 (a joint stock company incorporated in the People’s Republic of China with limited liability) GLOBAL OFFERING Conditions of your application • confirm that you are aware of the restrictions on the Global Offering in the prospectus; A. Who can apply • agree that none of the Company, the Sole Representative, the Joint 1. You and any person(s) for whose benefit you are applying must be Global Coordinators, the Sole Sponsor, the Joint Bookrunners, the 18 years of age or older and must have a Hong Kong address. Joint Lead Managers, the Underwriters, their respective directors, 2. If you are a firm, the application must be in the individual officers, employees, partners, agents, advisers and any other members’ names. parties involved in the Global Offering is or will be liable for any 3. The number of joint applicants may not exceed 4. information and representations not in the Prospectus (and any 4. If you are a body corporate, the application must be signed by a supplement to it); duly authorised officer, who must state his representative capacity, • undertake and confirm that you or the person(s) for whose benefit and stamped with your corporation’s chop. you have made the application have not applied for or taken up, 5. You must be outside the United States, not be a United States or indicated an interest for, and will not apply for or take up, or Person (as defined in Regulation S under the U.S. Securities Act) indicate an interest for, any Offer Shares under the International and not be a legal or natural person of the PRC. Offering nor participated in the International Offering; 6. Unless permitted by the Listing Rules, you cannot apply for any • agree to disclose to the Company, the H Share Registrar, Hong Kong Offer Shares if you are: the receiving bank, the Sole Representative, the Joint Global • an existing beneficial owner of shares in the Company and/or Coordinators, the Sole Sponsor, the Joint Bookrunners, the Joint any of its subsidiaries; Lead Managers, the Underwriters and/or their respective advisers • a director or chief executive officer of the Company and/or and agents any personal data which they may require about you and any of its subsidiaries; the person(s) for whose benefit you have made the application; • a core connected person of the Company or will become a • if the laws of any place outside Hong Kong apply to your core connected person of the Company immediately upon application, agree and warrant that you have complied with all such completion of the Global Offering; laws and none of the Company, the Sole Representative, the Joint • a close associate of any of the above; or Global Coordinators, the Sole Sponsor, the Joint Bookrunners, • have been allocated or have applied for or indicated an the Joint Lead Managers and the Underwriters nor any of their interest in any Offer Shares under the International Offering. respective officers or advisers will breach any law outside Hong B. If you are a nominee Kong as a result of the acceptance of your offer to purchase, or any action arising from your rights and obligations under the terms and You, as a nominee, may make more than one application for the Hong conditions contained in the Prospectus and this Application Form; Kong Offer Shares by: (i) giving electronic instructions to HKSCC via • agree that once your application has been accepted, you may not Central Clearing and Settlement System (“CCASS”) (if you are a CCASS rescind it because of an innocent misrepresentation; Participant); or (ii) using a WHITE or YELLOW Application Form, and • agree that your application will be governed by the laws of Hong lodge more than one application in your own name on behalf of different Kong; beneficial owners. • represent, warrant and undertake that (i) you understand that the C. Effect of completing and submitting this Application Form Hong Kong Offer Shares have not been and will not be, registered By completing and submitting this Application Form, you (and if you are under the U.S. Securities Act or any state securities law in the joint applicants, each of you jointly and severally) for yourself or as an United States, or any securities regulatory authority of any other agent or a nominee on behalf of each person for whom you act: jurisdiction; and (ii) you and any person for whose benefit you are • undertake to execute all relevant documents and instruct and applying for the Hong Kong Offer Shares are (a) outside the United authorise the Company and/or the Sole Representative (or its agents States (as defined in Regulation S) or are a person described in or nominees), as agents of the Company, to execute any documents paragraph (h) (3) of Rule 902 of Regulation S and (b) not a U.S. for you and to do on your behalf all things necessary to register any person; Hong Kong Offer Shares allocated to you in the name of HKSCC • warrant that the information you have provided is true and accurate; Nominees as required by the Articles of Association; • agree to accept the Hong Kong Offer Shares applied for, or any • lesser number allocated to you under the application;

  • agree to comply with the Companies Ordinance, the Companies (Winding Up and Miscellaneous Provisions) Ordinance, the PRC Company Law, the Special Regulations and the Articles of Association;

  • authorise the Company to place the name of the HKSCC Nominees on the Company’s register of members as the holder(s) of any Hong Kong Offer Shares allocated to you, and the Company and/or its agents to deposit any H share certificate(s) into CCASS and/or to send any refund cheque(s) to you or the first-named applicant for joint application by ordinary post at your own risk to the address stated on the application, unless you fulfil the criteria mentioned in “– 14. Despatch/Collection of H Share Certificates and Refund Monies – Personal Collection” section in the Prospectus to collect H share certificate(s) and/or refund cheque(s);

  • confirm that you have read the terms and conditions and application procedures set out in the Prospectus and in this Application Form and agree to be bound by them;

  • confirm that you have received and read the Prospectus and have only relied on the information and representations contained in the Prospectus in making your application and will not rely on any other information or representations except those in any supplement to the Prospectus;

  • agree that the shares to be allotted shall be issued in the name of HKSCC Nominees and deposited directly into CCASS for credit to your investor participant stock account or the stock account of your designated CCASS participant;

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

• agree that each of HKSCC and HKSCC Nominees reserves the the South China Morning Post (in English) and the Hong Kong Economic right (1) not to accept any or part of such allotted shares issued in Times (in Chinese), the website of the Hong Kong Stock Exchange at the name of HKSCC Nominees or not to accept such allotted shares www.hkexnews.hk and the Company’s website at www.chengdugs. for deposit into CCASS; (2) to cause such allotted shares to be com . Results of allocations in Hong Kong Public Offering, and the Hong withdrawn from CCASS and issued in your name at your own risk Kong Identity Card/passport/Hong Kong business registration numbers and costs; and (3) to cause such allotted shares to be issued in your of successful applicants (where applicable) will be available on the above name (or, if you are a joint applicant, to the firstnamed applicant) websites. and in such a case, to post the certificates for such allotted shares at If your application for Hong Kong Offer Shares is successful (in your own risk to the address on your application form by ordinary whole or in part) post or to make available the same for your collection; If your application is wholly or partially successful, your H Share • agree that each of HKSCC and HKSCC Nominees may adjust the certificate(s) (subject to their becoming valid certificates of title provided number of allotted shares issued in the name of HKSCC Nominees; that the Hong Kong Public Offering has become unconditional and not • agree that neither HKSCC nor HKSCC Nominees shall have any having been terminated at 8:00 a.m. on Tuesday, January 15, 2019) will liability for the information and representations not so contained in be issued in the name of HKSCC Nominees and deposited directly into the Prospectus and this application form; CCASS for credit to your CCASS Investor Participant stock account or • agree that neither HKSCC nor HKSCC Nominees shall be liable to the stock account of your designated CCASS Participant as instructed you in any way; by you in your Application Form on Monday, January 14, 2019 or, in • declare and represent that this is the only application made and the the event of a contingency, on any other date as shall be determined by only application intended by you to be made to benefit you or the HKSCC or HKSCC Nominees. person for whose benefit you are applying; • understand that the Company and the Sole Representative will rely • If you are applying through a designated CCASS Participant (other on your declarations and representations in deciding whether or not than a CCASS Investor Participant): For Hong Kong Offer Shares to make any allotment of any of the Hong Kong Offer Shares to credited to the stock account of your designated CCASS Participant you and that you may be prosecuted for making a false declaration; (other than a CCASS Investor Participant), you can check the • (if the application is made for your own benefit) warrant that no number of Hong Kong Offer Shares allotted to you with that other application has been or will be made for your benefit on a CCASS Participant. WHITE or YELLOW Application Form or by giving electronic • If you are applying as a CCASS Investor Participant: The Company application instructions to HKSCC or to the White Form eIPO expects to publish the results of CCASS Investor Participants’ Service by you or by any one as your agent or by any other person; applications together with the results of the Hong Kong Public and Offering on Monday, January 14, 2019. You should check • (if you are making the application as an agent for the benefit of the announcement published by the Company and report any another person) warrant that (i) no other application has been or discrepancies to HKSCC before 5:00 p.m. on Monday, January will be made by you as agent for or for the benefit of that person 14, 2019 or such other date as shall be determined by HKSCC or or by that person or by any other person as agent for that person HKSCC Nominees. Immediately after the credit of the Hong Kong on a WHITE or YELLOW Application Form or by giving Offer Shares to your stock account you can check your new account electronic application instructions to HKSCC or to the White Form balance via the CCASS Phone System and CCASS Internet System eIPO Service Provider; and (ii) you have due authority to sign the (under the procedures contained in HKSCC’s “An Operating Guide Application Form or give electronic application instructions on for Investor Participants” in effect from time to time). HKSCC behalf of that other person as their agent. will also make available to you an activity statement showing the D. Power of attorney number of Hong Kong Offer Shares credited to your stock account. If your application is made through an authorised attorney, the Company No receipt will be issued for application money paid. The Company will and the Sole Representative may accept or reject your application at their not issue temporary documents of title. discretion, and on any conditions they think fit, including evidence of the Refund of your money attorney’s authority. If you do not receive any Hong Kong Offer Shares or if your application Allocation of Hong Kong Offer Shares is accepted only in part, the Company will refund to you your application Applicants are required to pay the Offer Price of HK$2.20 for each Hong monies (including the related 1% brokerage, 0.0027% SFC transaction Kong Offer Share together with 1% brokerage, 0.0027% SFC transaction levy and 0.005% Hong Kong Stock Exchange trading fee) without levy and 0.005% Hong Kong Stock Exchange trading fee. interest. Applications for Hong Kong Offer Shares will not be processed and The refund procedures are stated in the “14. Despatch/Collection of H no allotment of any Hong Kong Offer Shares will be made until the Share Certificate(s) and Refund Monies” in the “How to Apply for the application lists close. Hong Kong Offer Shares” section of the Prospectus. The allocation of the Offer Shares between the Hong Kong Public Effect of the Information You Give to Computershare Hong Kong Offering and the International Offering will be subject to reallocation as Investor Services Limited described in the section headed “Structure and Condition of the Global Computershare Hong Kong Investor Services Limited and its related Offering” in the Prospectus. In accordance with Guidance Letter HKEXbodies’corporate, directors, officers, employees and agents (“Representatives”) GL91-18 issued by the Stock Exchange, if such reallocation is done in the expressly disclaim and exclude to the maximum extent permitted by law any circumstance that the International Offering is undersubscribed or other than pursuant to the clawback mechanism as described in the section liability for any loss or damage suffered or incurred by the applicant or any other headed “Structure and Condition of the Global Offering – The Hong Kong person or entity however caused relating in any way to, or connected Public Offering – Reallocation and clawback”, the total number of Offer with, any information provided by or on behalf of the applicant on or Shares available under the Hong Kong Public Offering following such in connection with this document or any services provided hereunder, reallocation shall be not more than 80,000,000 Offer Shares (representing or any other written or oral communication provided by or on behalf of 20% of the total number of Offer Shares initially available under the the applicant in connection with this document or any services provided Global Offering). hereunder. This includes, without limitation, any errors or omissions

Computershare Hong Kong Investor Services Limited and its related bodies’corporate, directors, officers, employees and agents (“Representatives”) expressly disclaim and exclude to the maximum extent permitted by law any liability for any loss or damage suffered or incurred by the applicant or any other person or entity however caused relating in any way to, or connected with, any information provided by or on behalf of the applicant on or in connection with this document or any services provided hereunder, or any other written or oral communication provided by or on behalf of the applicant in connection with this document or any services provided hereunder. This includes, without limitation, any errors or omissions in such information however caused, or the Representatives or any other person or entity placing any reliance on such information or any documentation, image, recording or reproduction of such information, or its accuracy, completeness, currency or reliability.

The Company expects to announce the indication of the level of interest in the International Offering, the level of applications under the Hong Kong Public Offering and the basis of allocation of the Hong Kong Offer Shares under the Hong Kong Public Offering on Monday, January 14, 2019 in

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售 股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格 Chengdu Expressway Co., Ltd. 成都高速公路股份有限公司 （於中華人民共和國註冊成立的股份有限公司） 全球發售 申請條件 ‧ 同意本公司、獨家代表、聯席全球協調人、獨家保薦人、 聯席賬簿管理人、聯席牽頭經辦人、承銷商、彼等各自的 甲、 可提出申請的人士 董事、高級職員、僱員、合夥人、代理、顧問及參與全球 1. 閣下及 閣下為其利益提出申請的人士必須年滿 18 歲並有 發售的任何其他人士現時及日後均毋須對並非載於招股章 香港地址。 程（及其任何補充文件）的任何資料及陳述負責； 2. 如 閣下為商號，則申請須以個別成員名義提出。 ‧ 承諾及確認 閣下或 閣下為其利益提出申請的人士並無 3. 聯名申請人不得超過四名。 申請或接納或表示有意認購（亦不會申請或接納或表示有意 4. 如 閣下為法人團體，申請須獲正式授權人員簽署，並註 認購）國際發售的任何發售股份，亦無參與國際發售； 明其所代表身份及蓋上公司印鑑。 ‧ 同意在本公司、H 股證券登記處、收款銀行、獨家代表、 5. 閣下必須身處美國境外，並非美籍人士（定義見美國證券法 聯席全球協調人、獨家保薦人、聯席賬簿管理人、聯席牽 S 規例），亦非中國法人或自然人。 頭經辦人、承銷商及╱或彼等各自的顧問及代理提出要求 6. 除上市規則批准外，下列人士概不得申請認購任何香港發 時，向彼等披露其所要求提供有關 閣下及 閣下為其利 售股份： 益提出申請人士的個人資料； ‧ 本公司及╱或其任何子公司股份的現有實益擁有人； ‧ 若香港境外任何地方的法例適用於 閣下的申請，則同意 ‧ 及保證 閣下已遵守所有有關法例，且本公司、獨家代 本公司及╱或其任何子公司的董事或行政總裁； ‧ 本公司核心關連人士或緊隨全球發售完成後成為本公 表、聯席全球協調人、獨家保薦人、聯席賬簿管理人、聯 席牽頭經辦人及承銷商和彼等各自任何高級職員或顧問概 司核心關連人士的人士； ‧ 上述任何人士的緊密聯繫人；或 不會因接納 閣下的購買要約，或 閣下在招股章程及本 ‧ 已獲分配或已申請或表示有意申請國際發售的任何發 申請表格所載條款及條件項下的權利及責任所引致的任何 行動，而違反香港境外的任何法例； 售股份。 ‧ 同意 閣下的申請一經接納，即不得因無意的失實陳述而 乙、 如 閣下為代名人 撤銷； 閣下作為代名人可提出超過一次香港發售股份申請，方法是：(i) ‧ 同意 閣下的申請受香港法例規管； 透過中央結算及交收系統（「中央結算系統」）向香港結算發出電子 ‧ 聲明、保證及承諾：(i) 閣下明白香港發售股份不曾亦不 會根據美國證券法或美國任何州份的證券法，或向任何其 認購指示（如 閣下為中央結算系統參與者）；或 (ii) 使用 白色 或 他司法權區的任何證券監管機構登記；及 (ii) 閣下及 閣 黃色 申請表格以自身名義代表不同的實益擁有人提交超過一份申 下為其利益申請香港發售股份的人士均 (a) 身處美國境外（定 請。 義見 S 規例），又或屬 S 規例第 902 條第 (h)(3) 段所述的人士 丙、 填交本申請表格的效用 及 (b) 並非美籍人士； 閣下填妥並遞交本申請表格，即表示 閣下（如屬聯名申請人， ‧ 保證 閣下提供的資料真實及準確； 即各人共同及個別）代表 閣下本身，或作為 閣下代其行事的 ‧ 同意接納所申請數目或根據申請分配予 閣下較少數目的 每位人士的代理或代名人： 香港發售股份； ‧ ‧ 授權本公司將香港結算代理人的名稱列入本公司股東名 承諾簽立所有相關文件，並指示及授權本公司及╱或作為 冊，作為 閣下獲分配任何香港發售股份的持有人，並授 本公司代理的獨家代表（或其的代理或代名人），代表 閣 權本公司及╱或其代理將任何 H 股股票存入中央結算系統 股股票存入中央結算系統 下簽立任何文件，並按照公司章程的規定代表 閣下辦理 及╱或以普通郵遞方式按申請所示地址向 閣下或聯名申 一切必要事宜以將 閣下獲分配的任何香港發售股份以香 請排名首位的申請人寄發任何退款支票，郵誤風險由 閣 港結算代理人的名義登記；

  • ‧ 授權本公司將香港結算代理人的名稱列入本公司股東名 冊，作為 閣下獲分配任何香港發售股份的持有人，並授 權本公司及╱或其代理將任何 H 股股票存入中央結算系統 股股票存入中央結算系統 及╱或以普通郵遞方式按申請所示地址向 閣下或聯名申 請排名首位的申請人寄發任何退款支票，郵誤風險由 閣 下承擔，除非 閣下符合招股章程內「14. 發送╱領取 H 股股 票及退回股款－親身領取」章節的條件領取 H 股股票及╱或 退款支票；

  • ‧ 同意遵守公司條例、《公司（清盤及雜項條文）條例》、《中國 公司法》、《特別規定》及公司章程；

  • ‧ 確認 閣下已細閱招股章程及本申請表格所載的條款及條 件以及申請程序，並同意受其約束；

  • ‧ 同意獲配發的股份是以香港結算代理人的名義發行，並直 接存入中央結算系統，以便記存於 閣下的投資者戶口持 有人股份戶口或 閣下的指定中央結算系統參與者股份戶 口；

  • ‧ 確認 閣下已接獲及細閱招股章程，提出申請時也僅依據 招股章程載列的資料及陳述，且除招股章程任何補充文件 所載者外，不會依賴任何其他資料或陳述；

  • ‧ 確認 閣下知悉招股章程內有關全球發售的限制；

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售 股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

‧ 同意香港結算及香港結算代理人各自保留權利 (1) 不接納 如 閣下成功申請認購香港發售股份（全部或部分） 以香港結算代理人名義發行的該等獲配發的任何或部分股 如 閣下的申請全部或部分獲接納， 閣下的 H 股股票（前提是到 份，或不接納該等獲配發的股份存入中央結算系統；(2) 安 2019 年 1 月 15 日（星期二）上午八時正香港公開發售成為無條件且 排該等獲配發的股份從中央結算系統提取，並以 閣下名 並無終止，H 股股票成為有效的所有權證明）將以香港結算代理人 義發行，有關風險及費用概由 閣下自行承擔；及 (3) 安排 名義發出，並按 閣下在申請表格的指示於 2019 年 1 月 14 日（星 該等獲配發的股份以 閣下名義發行（或如屬聯名申請人， 期一）或在特別情況下由香港結算或香港結算代理人決定的任何 則以排名首位申請人的名義發行），而在此情況下，會以普 其他日期直接存入中央結算系統，記存於 閣下的中央結算系統 通郵遞方式將該等獲配發股份的股票寄往 閣下在申請表 投資者戶口持有人股份戶口或 閣下指定的中央結算系統參與者 格上所示地址（郵誤風險概由 閣下自行承擔）或提供該等 股份戶口。 股票予 閣下領取； ‧ 如 閣下透過中央結算系統投資者戶口持有人以外的指定 ‧ 同意香港結算及香港結算代理人均可調整以香港結算代理 中央結算系統參與者提出申請：香港發售股份將存入 閣 人名義發行的獲配發股份數目； 下指定的中央結算系統參與者（非中央結算系統投資者戶 ‧ 同意香港結算及香港結算代理人對招股章程及本申請表格 口持有人）股份戶口， 閣下可向該中央結算系統參與者查 未載列的資料及陳述概不負責； ‧ 同意香港結算及香港結算代理人無論如何毋須對 閣下負 詢 閣下獲配發的香港發售股份數目。 ‧ 如 閣下以中央結算系統投資者戶口持有人身份提出申 責； ‧ 聲明及表示此乃 閣下為本身或 閣下為其利益提出申請 請：本公司預期於 2019 年 1 月 14 日（星期一）刊登中央結 算系統投資者戶口持有人的申請結果及香港公開發售結 人士的利益提出及擬提出的唯一申請； ‧ 明白本公司及獨家代表將依據 閣下的聲明及陳述決定是 果。 閣下應查閱本公司刊發的公告，如有任何資料不符， 否向 閣下配發任何香港發售股份， 閣下如作出虛假聲 請於 2019 年 1 月 14 日（星期一）下午五時正前或香港結算或 明，可能會被檢控； 香港結算代理人決定的任何其他日期前知會香港結算。在 ‧ （如本申請是為 閣下本身利益提出）保證 閣下或作 香港發售股份存入 閣下的股份戶口後， 閣下即可透過 為 閣下代理的任何人士或任何其他人士不曾亦不會 「結算通」電話系統及中央結算系統互聯網系統（根據香港結 為 閣下利益而以 白色 或 黃色 申請表格或向香港結算或白 算不時有效的「投資者戶口持有人操作簡介」所載程序）查 表 eIPO 服務發出電子認購指示而提出其他申請；及 詢 閣下的新戶口結餘。香港結算亦將向 閣下提供一份 ‧ （如 閣下作為代理為另一人士的利益提出申請）保證 活動結單，列出存入 閣下股份戶口的香港發售股份數目。 (i) 閣下（作為代理或為該人士利益）或該人士或任何其 他作為該人士代理的人士不曾亦不會以 白色 或 黃色 申請 本公司不會就申請時繳付的款項發出收據，亦不會發出臨時所有 表格或向香港結算發出電子認購指示而提出其他申請；及 權文件。 (ii) 閣下獲正式授權作為該人士的代理代為簽署申請表格 或發出電子認購指示。 退回款項 若 閣下未獲分配任何香港發售股份或申請僅部分獲接納，本公 丁、 授權書 司將不計利息退回 閣下的申請股款（包括相關的 1% 經紀佣金、 如 閣下透過授權代理人提出申請，本公司及獨家代表可按其認 0.0027% 證監會交易徵費及 0.005% 香港聯交所交易費）。 為合適的任何條件（包括出示代理人獲授權證明）酌情接納或拒 絕 閣下的申請。 有關退款程序載於招股章程「如何申請香港發售股份」一節「14. 發 送╱領取 H 股股票及退回股款」。 香港發售股份的分配 申請人須繳付每股香港發售股份 2.20 港元的發售價，另加 1% 經 閣下提供給香港中央證券登記有限公司的資訊的有關影響 紀佣金、0.0027% 證監會交易徵費及 0.005% 香港聯交所交易費。 香港中央證券登記有限公司和其有關連的法人團體、董事、高級 人員、僱員及代理人（「代表」）在法律所容許的最大限度內明確卸 截止辦理認購申請登記前概不處理香港發售股份的申請或配發任 棄及免除在任何方面與申請人或代表申請人在此文件提供的或與 何香港發售股份。 此文件或在此文件下提供的任何服務相關的任何資料，或任何申 香港公開發售與國際發售之間的發售股份分配可按招股章程「全 請人或代表申請人提供與此文件或在此文件下提供的任何服務相 球發售的架構及條件」一節所載而重新分配。根據聯交所發佈的 關的任何其它書面或口頭通訊，有關或相關由申請人或任何其他 指引信 HKEX-GL91-18，倘有關分配在國際發售認購不足的情 人士或實體所遭受或招致不論如何造成的任何損失或損害的任何 況下或根據「全球發售的架構及條件－香港公開發售－重新分配 法律責任。此包括，但不限於，該等資料中不論如何造成的任何 及回撥」一節所述回補機制以外的情況作出，則有關重新分配後 錯誤或遺漏，或代表或任何其他人士或實體對該等資料或任何該 根據香港公開發售可供認購的發售股份總數不得超過 80,000,000 等資料的文件記錄、影像、記錄或複製品作出的任何依據，或其 股發售股份（相當於根據全球發售初步可供認購發售股份總數的 準確性、完整性、合時性或可靠性。 20%）。

本公司預期於 2019 年 1 月 14 日（星期一）在南華早報（英文）、香港 經濟日報（中文）、香港聯交所網站 www.hkexnews.hk 及本公司 網站 www.chengdugs.com 公佈協定發售價、國際發售認購踴躍程 度、香港公開發售的申請水平及香港公開發售的香港發售股份分 配基準。香港公開發售的分配結果以及獲接納申請人的香港身份 證號碼╱護照號碼╱香港商業登記號碼（如適用）亦會於上述網站 公佈。

Please use this form if you want the Hong Kong Offer Shares to be issued in the name of HKSCC Nominees Limited (“HKSCC Nominees”) and deposited directly into the Central Clearing and Settlement System (“CCASS”) for credit to your CCASS Investor Participant stock account or the stock account of your designated CCASS Participant

to securities’ holders and/or regulators and/or any other purposes to which the securities’ holders may from time to time agree.

Personal Data

Personal Information Collection Statement

This Personal Information Collection Statement informs 3. Transfer of personal data the applicant for, and holder of, Hong Kong Offer Personal data held by the Company and its H Share Shares, of the policies and practices of the Company Registrar relating to the securities holders will be kept and its H Share Registrar in relation to personal data confidential but the Company and its H Share Registrar and the Personal Data (Privacy) Ordinance (Chapter may, to the extent necessary for achieving any of the 486 of the Laws of Hong Kong) (the “Ordinance”). above purposes, disclose, obtain or transfer (whether 1. Reasons for the collection of your personal data within or outside Hong Kong) the personal data to, from or with any of the following: It is necessary for applicants and registered holders • the Company’s appointed agents such as financial of securities to supply correct personal data to the advisers, receiving bankers and overseas principal Company or its agents and the H Share Registrar when share registrar; applying for securities or transferring securities into • where applicants for securities request a deposit or out of their names or in procuring the services of into CCASS, HKSCC or HKSCC Nominees, the H Share Registrar. Failure to supply the requested who will use the personal data for the purposes of data may result in your application for securities being operating CCASS; rejected, or in delay or the inability of the Company or • any agents, contractors or third-party its H Share Registrar to effect transfers or otherwise service providers who offer administrative, render their services. It may also prevent or delay telecommunications, computer, payment or other registration or transfers of the Hong Kong Offer services to the Company or the H Share Registrar Shares which you have successfully applied for and/ in connection with their respective business or the dispatch of H share certificate(s) and/or refund operation; cheque(s) to which you are entitled. • the Hong Kong Stock Exchange, the SFC and It is important that securities holders inform the any other statutory regulatory or governmental Company and the H Share Registrar immediately of bodies or otherwise as required by laws, rules or any inaccuracies in the personal data supplied. regulations; and 2. Purposes • any persons or institutions with which the The personal data of the securities holders may be used, securities’ holders have or propose to have held, processed, and/or stored (by whatever means) for dealings, such as their bankers, solicitors, the following purposes: accountants or stockbrokers etc. • processing your application and refund cheque, 4. Retention of personal data where applicable, verification of compliance with the terms and application procedures set out in The Company and its H Share Registrar will keep the this Application Form and the Prospectus and personal data of the applicants and holders of securities announcing results of allocation of the Hong Kong for as long as necessary to fulfil the purposes for which Offer Shares; the personal data were collected. Personal data which • compliance with applicable laws and regulations is no longer required will be destroyed or dealt with in in Hong Kong and elsewhere; accordance with the Ordinance. • registering new issues or transfers into or out of 5. Access to and correction of personal data the names of securities’ holders including, where Securities holders have the right to ascertain whether applicable, HKSCC Nominees; the Company or the H share Registrar hold their • maintaining or updating the register of securities’ personal data, to obtain a copy of that data, and to holders of the Company; correct any data that is inaccurate. The Company • verifying securities holders’ identities;

5. Access to and correction of personal data Securities holders have the right to ascertain whether the Company or the H share Registrar hold their personal data, to obtain a copy of that data, and to correct any data that is inaccurate. The Company and the H Share Registrar have the right to charge a reasonable fee for the processing of such requests. All requests for access to data or correction of data should be addressed to us, at our registered address disclosed in the “Corporate Information” section of the Prospectus or as notified from time to time, for the attention of the company secretary, or our H Share Registrar for the attention of the privacy compliance officer.

  • establishing benefit entitlements of securities’ holders of the Company, such as dividends, rights issues, bonus issues, etc.;

  • distributing communications from the Company and its subsidiaries;

  • compiling statistical information and securities’ holder profiles;

  • disclosing relevant information to facilitate claims on entitlements; and

By signing an Application Form or by giving electronic application instructions to HKSCC, you agree to all of the above.

  • any other incidental or associated purposes relating to the above and/or to enable the Company and the H Share Registrar to discharge their obligations

如 閣下欲以香港中央結算（代理人）有限公司（「香港結算代理人」）的名義登記將獲發行的香港發售 股份，並直接存入中央結算及交收系統（「中央結算系統」），以記存於 閣下的中央結算系統投資者 戶口持有人股份戶口或 閣下指定的中央結算系統參與者股份戶口，請使用本表格

個人資料 持有人及╱或監管機構承擔的責任及╱或證 券持有人不時同意的任何其他目的。 個人資料收集聲明 3. 轉交個人資料 此項個人資料收集聲明是向香港發售股份的申請 本公司及其 H 股證券登記處所持有關證券持有人 股證券登記處所持有關證券持有人 人和持有人說明有關本公司及其 H 股證券登記處 股證券登記處 的個人資料將會保密，但本公司及其 H 股證券登 股證券登 有關個人資料和香港法例第 486 章個人資料（私 章個人資料（私 記處可以在為達到上述任何目的之必要情況下， 隱）條例（「條例」）方面的政策和慣例。 向下列任何人士披露、獲取或轉交（無論在香港 1. 收集 閣下個人資料的原因 境內或境外）有關個人資料： 證券申請人及登記持有人以本身名義申請證券或 ‧ 本公司委任的代理人，例如財務顧問、收款 轉讓或受讓證券時或尋求 H 股證券登記處的服務 股證券登記處的服務 銀行和主要海外股份過戶登記處； 時，必須向本公司或其代理人及 H 股證券登記處 股證券登記處 ‧ （如證券申請人要求將證券存於中央結算系 提供準確個人資料。未能提供所要求的資料可能 統）香港結算或香港結算代理人；彼等將會 導致 閣下申請證券被拒，或本公司或其 H 股證 股證 就中央結算系統的運作使用有關個人資料； 券登記處無法或延遲落實轉讓或提供服務。此舉 ‧ 向本公司或 H 股證券登記處提供與其各自業 股證券登記處提供與其各自業 也可能妨礙或延遲登記或轉讓 閣下成功申請的 務營運有關的行政、電訊、電腦、付款或其 香港發售股份及╱或發送 閣下應得的 H 股股票 股股票 他服務的任何代理人、承包商或第三方服務 及╱或退款支票。 供應商； ‧ 證券持有人所提供的個人資料如有任何錯誤，須 香港聯交所、證監會及任何其他法定監管機 立即通知本公司及 H 股證券登記處。 股證券登記處。 關或政府部門或其他法例、規則或法規要求 者；及 2. 目的 ‧ 證券持有人與其進行或擬進行交易的任何人 證券持有人的個人資料可以任何方式被採用、持 士或機構，例如彼等的銀行、律師、會計師 有、處理及╱或保存，以作下列用途： 或股票經紀等。 ‧ 處理 閣下的申請及退款支票（如適用）、核 4. 個人資料的保留 實是否符合本申請表格及招股章程載列的條 本公司及其 H 股證券登記處將按收集個人資料所 股證券登記處將按收集個人資料所 款和申請程序以及公佈香港發售股份的分配 需的用途保留證券申請人及持有人的個人資料。 結果； ‧ 無需保留的個人資料將會根據條例銷毀或處理。 遵守香港及其他地區的適用法律及法規； ‧ 以證券持有人（包括香港結算代理人（如適 5. 查閱和更正個人資料 用））的名義登記新發行證券或轉讓或受讓證 證券持有人有權確定本公司或 H 股證券登記處是 券； 否持有其個人資料，並有權索取有關該資料的副 ‧ 存置或更新本公司證券持有人的名冊； 本並更正任何不準確資料。本公司和 H 股證券登 ‧ 記處有權就處理任何查閱資料的要求收取合理費 核實證券持有人的身份； ‧ 用。

本公司及其 H 股證券登記處所持有關證券持有人 股證券登記處所持有關證券持有人 人和持有人說明有關本公司及其 H 股證券登記處 股證券登記處 的個人資料將會保密，但本公司及其 H 股證券登 股證券登 有關個人資料和香港法例第 486 章個人資料（私 章個人資料（私 記處可以在為達到上述任何目的之必要情況下， 隱）條例（「條例」）方面的政策和慣例。 向下列任何人士披露、獲取或轉交（無論在香港 1. 收集 閣下個人資料的原因 境內或境外）有關個人資料： 證券申請人及登記持有人以本身名義申請證券或 ‧ 本公司委任的代理人，例如財務顧問、收款 轉讓或受讓證券時或尋求 H 股證券登記處的服務 股證券登記處的服務 銀行和主要海外股份過戶登記處； 時，必須向本公司或其代理人及 H 股證券登記處 股證券登記處 ‧ （如證券申請人要求將證券存於中央結算系 提供準確個人資料。未能提供所要求的資料可能 統）香港結算或香港結算代理人；彼等將會 導致 閣下申請證券被拒，或本公司或其 H 股證 股證 就中央結算系統的運作使用有關個人資料； 券登記處無法或延遲落實轉讓或提供服務。此舉 ‧ 向本公司或 H 股證券登記處提供與其各自業 股證券登記處提供與其各自業 也可能妨礙或延遲登記或轉讓 閣下成功申請的 務營運有關的行政、電訊、電腦、付款或其 香港發售股份及╱或發送 閣下應得的 H 股股票 股股票 他服務的任何代理人、承包商或第三方服務 及╱或退款支票。 供應商；

‧ 證券持有人所提供的個人資料如有任何錯誤，須 香港聯交所、證監會及任何其他法定監管機 立即通知本公司及 H 股證券登記處。 股證券登記處。 關或政府部門或其他法例、規則或法規要求 者；及 2. 目的 ‧ 證券持有人與其進行或擬進行交易的任何人 證券持有人的個人資料可以任何方式被採用、持 士或機構，例如彼等的銀行、律師、會計師 有、處理及╱或保存，以作下列用途： 或股票經紀等。

本公司及其 H 股證券登記處將按收集個人資料所 股證券登記處將按收集個人資料所 需的用途保留證券申請人及持有人的個人資料。 無需保留的個人資料將會根據條例銷毀或處理。

  • ‧ 確定本公司證券持有人的受益權利，例如股 息、供股和紅股等；

所有查閱資料或更正資料的要求應按招股章程 「公司資料」一節所披露或不時通知的本公司註冊 地址送交公司秘書，或向本公司的 H 股證券登記 處的私隱條例事務主任提出。

  • ‧ 分發本公司及其子公司的通訊；

  • ‧ 編製統計數據和證券持有人資料；

  • ‧ 披露有關資料以便就權益索償；及

  • ‧ 與上述有關的任何其他附帶或相關目的及╱ 或使本公司及 H 股證券登記處能履行對證券

閣下簽署申請表格或向香港結算發出電子認購指 示，即表示同意上述各項。

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