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Chefs' Warehouse, Inc. — Director's Dealing 2023
Mar 2, 2023
31546_dirs_2023-03-02_2641c4fb-047e-495a-aa5c-9fca8f0d2a50.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Chefs' Warehouse, Inc. (CHEF)
CIK: 0001517175
Period of Report: 2023-02-28
Reporting Person: Pappas John (Director, Vice Chairman and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-28 | Common Stock | A | 33597 | — | Acquired | 823221 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 400000 | Indirect |
Footnotes
F1: The reporting person was granted shares of restricted common stock pursuant to The Chefs' Warehouse, Inc. Amended and Restated 2019 Omnibus Equity Incentive Plan (the "Plan"). The forfeiture restrictions associated with 15,506 of these shares will lapse in one-third increments as of the first through third anniversary dates of February 24, 2023. The forfeiture restrictions associated with 18,091 of these shares will lapse upon achievement of performance conditions based on the per-share price of the Issuer's common stock.
F2: Shares are held by a single member LLC the sole member of which is a grantor retained annuity trust established by the reporting person and of which the reporting person is the sole trustee and sole annuity beneficiary.