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Chefs' Warehouse, Inc. — Director's Dealing 2021
Mar 3, 2021
31546_dirs_2021-03-03_f7a4430e-799a-4cd1-8b04-fc09952e3e89.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: Chefs' Warehouse, Inc. (CHEF)
CIK: 0001517175
Period of Report: 2021-02-23
Reporting Person: Pappas John (Director, Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-23 | Common Stock | A | 66726 | — | Acquired | 1061606 | Direct |
| 2021-02-25 | Common Stock | F | 1749 | $30.62 | Disposed | 1059857 | Direct |
| 2021-02-25 | Common Stock | F | 1729 | $30.62 | Disposed | 1058128 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 400000 | Indirect |
Footnotes
F1: The reporting person was granted shares of restricted common stock pursuant to The Chefs' Warehouse 2019 Omnibus Equity Incentive Plan (the "Plan"). The forfeiture restrictions associated with 39,173 of these shares will lapse in one-third increments as of the first through third anniversary dates of the grant date, February 23, 2021. The forfeiture restrictions associated with 27,553 of these shares will lapse upon achievement of performance conditions based on the per-share price of Issuer's common stock.
F2: Shares withheld upon vesting of restricted common stock awarded to reporting person pursuant to the Plan.
F3: On March 1, 2021, the reporting person filed a Form 4 to report these withholding transactions. This amendment is being filed to report the grant of restricted common stock to the reporting person on February 23, 2021 that was previously inadvertently omitted and to correct the amount of securities beneficially owned following the previously reported withholding transactions.
F4: Shares are held by a single member LLC the sole member of which is a grantor retained annuity trust established by the reporting person and of which the reporting person is the sole trustee and sole annuity beneficiary.