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CHARTER HALL RETAIL REIT Major Shareholding Notification 2016

Oct 27, 2016

64699_rns_2016-10-27_83d2971e-e74c-4b22-9041-240517294573.pdf

Major Shareholding Notification

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603 page 1/2 15 July 2001

Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To Company Name/Scheme 

CHARTER HALL RETAIL REIT

ACN/ARSN 

093 143 965

1. Details of substantial holder (1)

Name BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures

ACN/ARSN (if applicable) to this form)

The holder became a substantial holder on

26 10 / / 2016

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6)
ord 20,359,995
20,359,995		 5.01

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

llows:
Holder of relevant interest Nature of relevant interest (7) Class and number of securities
Annexure A & D

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant
interest		 Registered holder of
securities		 Person entitled to be
registered as holder (8)		 Class and number
of securities
see Annexure A

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant
interest		 Date of acquisition Consideration (9)

 Consideration (9)

 Class and number
of securities
Cash Non-cash
see Annexure B

603 page 2/2 15 July 2001

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

==> picture [455 x 134] intentionally omitted <==

----- Start of picture text -----

Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
see Annexure C
----- End of picture text -----

Signature

print name Kayla McGrory capacity Authorised Signatory* sign here date 28 / 10 / 2016

  • At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited. DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

  • (2) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of:

  • (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".

  • (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

Annexure A

This is Annexure A of 3 pages referred to in form 603 Notice of initial substantial shareholder

28-Oct-16 Kayla McGrory, Date Authorised Signatory

3. Details of Relevant Interests

4. Details of present registered holders

6. Associates

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest		 Registered Holder of
Securities		 Person entitled to be
registered as holder		 Class and number of
Securities		 Person's
votes		 Nature of
Association
applicable)
BlackRock (Netherlands) Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ord 48,795 48,795 subsidiary of
B.V. securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
investment manager or trustee.
BlackRock (Singapore) Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 18,097 18,097 subsidiary of
Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ord 330,938 330,938 subsidiary of
Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 1,137,488 1,137,488 subsidiary of
Limited securities and/or the power to dispose of securities as DUBLIN BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to STATE STREET BANK, ord 39,448 39,448 subsidiary of
Limited securities and/or the power to dispose of securities as MUNICH, ZURICH BlackRock Inc.
investment manager or trustee. BRANCH
BlackRock Advisors, LLC Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ord 3,562,753 3,562,753 subsidiary of
securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Advisors, LLC Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 1,352 1,352 subsidiary of
securities and/or the power to dispose of securities as MUTUAL FUNDS - BlackRock Inc.
investment manager or trustee. BOSTON
BlackRock Asset Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ord 32,975 32,975 subsidiary of
Management Canada securities and/or the power to dispose of securities as CO. - CHICAGO BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 431,910 431,910 subsidiary of
Management Canada securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to ord 55,255 55,255 subsidiary of
Management North Asia securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to HSBC-HSBC, HONG ord 14,578 14,578 subsidiary of
Management North Asia securities and/or the power to dispose of securities as KONG BlackRock Inc.
Limited investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to BBH-BROWN BROTHERS ord 37,782 37,782 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as HARRIMAN & CO - NEW BlackRock Inc.
investment manager or trustee. YORK
BlackRock Financial Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ord 119,139 119,139 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 123,882 123,882 subsidiary of
securities and/or the power to dispose of securities as BANK, BOSTON BlackRock Inc.
investment manager or trustee.
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 294,510 294,510 subsidiary of
securities and/or the power to dispose of securities as MUTUAL FUNDS - BlackRock Inc.
investment manager or trustee. BOSTON
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 2,123,266 2,123,266 subsidiary of
securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
investment manager or trustee.

CQR

page 1 of 3

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest		 Registered Holder of
Securities		 Person entitled to be
registered as holder		 Class and number of
Securities		 Person's
votes		 Nature of
Association
applicable)
BlackRock Institutional Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ord 664,612 664,612 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ord 15,696 15,696 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ord 6,984 6,984 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as CO. - CHICAGO BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-SSB BOSTON ord 60,695 60,695 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ord 435,129 435,129 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 32,024 32,024 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as BANK, BOSTON BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-STATE STREET ord 4,105,361 4,105,361 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
Association investment manager or trustee.
BlackRock International Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ord 143,978 143,978 subsidiary of
Limited securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to CITI-CITIBANK, HONG ord 74,460 74,460 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as KONG BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ord 662,856 662,856 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as SYDNEY BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NAB-NATIONAL ord 84,663 84,663 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as AUSTRALIA BANK BlackRock Inc.
Limited investment manager or trustee. LIMITED - MELBOURNE
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BONY EUROPE - ord 436,819 436,819 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BONY ord 918,415 918,415 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to CITI-CITIBANK ord 16,725 16,725 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as INTERNATIONAL PLC BlackRock Inc.
investment manager or trustee. (LUXEMBOURG BRANCH
BlackRock Investment Power to control the exercise of a right to vote attached to KAS-KAS BANK - ord 105,729 105,729 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as AMSTERDAM BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BONY ord 423,317 423,317 subsidiary of
Management, LLC securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ord 55,938 55,938 subsidiary of
Management, LLC securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ord 14,347 14,347 subsidiary of
Management, LLC securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NOM-NOMURA BANK ord 381,347 381,347 subsidiary of
Management, LLC securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ord 20,866 20,866 subsidiary of
securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.

CQR

page 2 of 3

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest		 Registered Holder of
Securities		 Person entitled to be
registered as holder		 Class and number of
Securities		 Person's
votes		 Nature of
Association
applicable)
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ord 93,241 93,241 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in SYDNEY BlackRock Inc.
Limited its capacity as investment manager.
BlackRock Investment Power to control the exercise of a right to vote attached to NAB-NATIONAL ord 218,012 218,012 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in AUSTRALIA BANK BlackRock Inc.
Limited its capacity as investment manager. LIMITED - MELBOURNE
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ord 3,016,613 3,016,613 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in SYDNEY BlackRock Inc.
Limited its capacityas responsible entity.

CQR

page 3 of 3

Annexure B

This is Annexure B of 5 pages referred to in form 603 Notice of initial substantial shareholder

28-Oct-16

Kayla McGrory, Authorised Signatory

Date

5. Consideration

CHARTER HALL RETAIL REIT (CQR) CHARTER HALL RETAIL REIT (CQR)
Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Fund Advisors
28-Jun-16
no		 n/a
in specie
AUD
ord
720 720
BlackRock Fund Advisors
29-Jun-16
no		 n/a
in specie
AUD
ord
3,096 3,096
BlackRock Investment Management (Australia)
Limited
29-Jun-16
yes		 4.70
on mkt buy
AUD
ord
398 398
BlackRock Fund Advisors
30-Jun-16
no		 n/a
in specie
AUD
ord
3,096 3,096
BlackRock Fund Advisors
30-Jun-16
no		 n/a
in specie
AUD
ord
780 780
BlackRock Advisors(UK)Limited
01-Jul-16
yes		 4.81
on mkt buy
AUD
ord
6,810 6,810
BlackRock Institutional Trust Company, National
Association
01-Jul-16
yes		 4.84
on mkt buy
AUD
ord
18,783 18,783
BlackRock Fund Advisors
01-Jul-16
no		 n/a
in specie
AUD
ord
1,170 1,170
BlackRock Advisors(UK)Limited
05-Jul-16
yes		 4.79
on mkt buy
AUD
ord
2,724 2,724
BlackRock Fund Advisors
05-Jul-16
no		 n/a
in specie
AUD
ord
780 780
BlackRock Advisors(UK)Limited
07-Jul-16
yes		 4.82
on mkt buy
AUD
ord
20,580 20,580
BlackRock Advisors(UK)Limited
08-Jul-16
yes		 4.82
on mkt buy
AUD
ord
2,940 2,940
BlackRock Advisors(UK)Limited
08-Jul-16
yes		 4.80
on mkt buy
AUD
ord
2,940 2,940
BlackRock Advisors(UK)Limited
11-Jul-16
yes		 4.86
on mkt buy
AUD
ord
2,940 2,940
BlackRock Advisors(UK)Limited
12-Jul-16
yes		 4.85
on mkt buy
AUD
ord
2,940 2,940
BlackRock Advisors(UK)Limited
13-Jul-16
yes		 4.85
on mkt buy
AUD
ord
2,940 2,940
BlackRock Advisors(UK)Limited
14-Jul-16
yes		 4.84
on mkt buy
AUD
ord
9,534 9,534
BlackRock Advisors(UK)Limited
15-Jul-16
yes		 4.82
on mkt buy
AUD
ord
2,724 2,724
BlackRock Investment Management (Australia)
Limited
15-Jul-16
yes		 4.84
on mkt buy
AUD
ord
4,591 4,591
BlackRock Asset Management North Asia
Limited
15-Jul-16
no		 n/a
collateral
transfer
AUD
ord
72,591 72,591
BlackRock Fund Advisors
20-Jul-16
no		 n/a
in specie
AUD
ord
780 780
BlackRock Fund Advisors
20-Jul-16
no		 n/a
in specie
AUD
ord
1,170 1,170
BlackRock Advisors(UK)Limited
21-Jul-16
yes		 4.91
on mkt buy
AUD
ord
2,724 2,724
BlackRock Advisors(UK)Limited
26-Jul-16
yes		 4.82
on mkt buy
AUD
ord
29,896 29,896
BlackRock Advisors(UK)Limited
28-Jul-16
yes		 4.78
on mkt buy
AUD
ord
4,110 4,110
BlackRock Advisors(UK)Limited
28-Jul-16
yes		 4.79
on mkt buy
AUD
ord
2,740 2,740
BlackRock Institutional Trust Company, National
Association
29-Jul-16
no		 n/a
in specie
AUD
ord
2,736 2,736
BlackRock Advisors(UK)Limited
29-Jul-16
yes		 4.81
on mkt buy
AUD
ord
2,742 2,742
BlackRock Institutional Trust Company, National
Association
29-Jul-16
yes		 4.81
on mkt buy
AUD
ord
31,297 31,297
BlackRock Advisors(UK)Limited
01-Aug-16
yes		 4.86
on mkt buy
AUD
ord
2,742 2,742
BlackRock Advisors(UK)Limited
02-Aug-16
yes		 4.75
on mkt buy
AUD
ord
5,918 5,918
BlackRock Advisors(UK)Limited
02-Aug-16
yes		 4.75
on mkt buy
AUD
ord
1,371 1,371
BlackRock Japan Co.,Ltd.
02-Aug-16
yes		 4.77
on mkt buy
AUD
ord
534 534
BlackRock Advisors(UK)Limited
02-Aug-16
yes		 4.76
on mkt buy
AUD
ord
2,742 2,742
BlackRock Advisors(UK)Limited
02-Aug-16
yes		 4.75
on mkt buy
AUD
ord
12,339 12,339
BlackRock Advisors(UK)Limited
04-Aug-16
yes		 4.66
on mkt buy
AUD
ord
1,372 1,372
BlackRock Japan Co.,Ltd.
04-Aug-16
yes		 4.66
on mkt buy
AUD
ord
2,109 2,109
BlackRock Fund Advisors
05-Aug-16
yes		 4.63
on mkt buy
AUD
ord
7,038 7,038
BlackRock Advisors(UK)Limited
05-Aug-16
yes		 4.63
on mkt buy
AUD
ord
4,116 4,116
BlackRock Advisors(UK)Limited
08-Aug-16
yes		 4.65
on mkt buy
AUD
ord
2,960 2,960
BlackRock Japan Co.,Ltd.
08-Aug-16
yes		 4.65
on mkt buy
AUD
ord
654 654
BlackRock Advisors(UK)Limited
11-Aug-16
yes		 4.59
on mkt buy
AUD
ord
1,375 1,375
BlackRock Advisors(UK)Limited
11-Aug-16
yes		 4.59
on mkt buy
AUD
ord
1,375 1,375
BlackRock Financial Management,Inc.
16-Aug-16
yes		 4.67
on mkt buy
AUD
ord
10,188 10,188
BlackRock Investment Management (Australia)
Limited
16-Aug-16
yes		 4.65
on mkt buy
AUD
ord
794 794
BlackRock Investment Management (Australia)
Limited
16-Aug-16
yes		 4.65
on mkt buy
AUD
ord
2,987 2,987
BlackRock Fund Advisors
16-Aug-16
yes		 4.65
on mkt buy
AUD
ord
9,570 9,570
BlackRock Investment Management (Australia)
Limited
16-Aug-16
yes		 4.65
on mkt buy
AUD
ord
1,985 1,985
BlackRock Fund Advisors
19-Aug-16
no		 n/a
in specie
AUD
ord
780 780
BlackRock Advisors,LLC
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
760 760
BlackRock Advisors,LLC
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
4,562 4,562
BlackRock Advisors,LLC
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
1,135 1,135

CQR

page 1 of 5

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Institutional Trust Company, National
Association
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
27,481 27,481
BlackRock Institutional Trust Company, National
Association
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
164,887 164,887
BlackRock Institutional Trust Company, National
Association
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
41,040 41,040
BlackRock Financial Management,Inc.
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
805 805
BlackRock Financial Management,Inc.
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
200 200
BlackRock Financial Management,Inc.
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
134 134
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
4,570 4,570
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
27,418 27,418
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
6,824 6,824
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
889 889
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
148 148
BlackRock Investment Management,LLC
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
31,181 31,181
BlackRock Investment Management,LLC
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
125,276 125,276
BlackRock Investment Management,LLC
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
20,879 20,879
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
221 221
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
1,033 1,033
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
4,152 4,152
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
692 692
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
2,614 2,614
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
651 651
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
436 436
BlackRock Investment Management (Australia)
Limited
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
51,883 51,883
BlackRock Asset Management Canada Limited
22-Aug-16
yes		 4.28
on mkt buy
AUD
ord
27,439 27,439
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
864 864
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
3,472 3,472
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
579 579
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
2,942 2,942
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
11,822 11,822
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
1,970 1,970
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
8,280 8,280
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
1,751 1,751
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
10,507 10,507
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
33,269 33,269
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
5,545 5,545
BlackRock Investment Management (Australia)
Limited
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
208,450 208,450
BlackRock Investment Management (Australia)
Limited
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
34,742 34,742
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
2,615 2,615
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
313 313
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
1,877 1,877
BlackRock Fund Advisors
22-Aug-16
yes		 4.29
on mkt buy
AUD
ord
467 467
BlackRock Advisors,LLC
23-Aug-16
yes		 4.32
on mkt buy
AUD
ord
1,306 1,306
BlackRock Financial Management,Inc.
23-Aug-16
yes		 4.32
on mkt buy
AUD
ord
231 231
BlackRock Institutional Trust Company, National
Association
23-Aug-16
yes		 4.36
on mkt buy
AUD
ord
5,147 5,147
BlackRock Institutional Trust Company, National
Association
23-Aug-16
yes		 4.32
on mkt buy
AUD
ord
16,243 16,243
BlackRock Institutional Trust Company, National
Association
23-Aug-16
yes		 4.35
on mkt buy
AUD
ord
52,984 52,984
BlackRock Fund Advisors
23-Aug-16
no		 n/a
in specie
AUD
ord
1,420 1,420
BlackRock Investment Management,LLC
23-Aug-16
yes		 4.35
on mkt buy
AUD
ord
337,559 337,559
BlackRock Investment Management,LLC
23-Aug-16
yes		 4.36
on mkt buy
AUD
ord
32,788 32,788
BlackRock Advisors(UK)Limited
25-Aug-16
yes		 4.36
on mkt buy
AUD
ord
2,728 2,728
BlackRock Investment Management,LLC
26-Aug-16
yes		 4.37
on mkt buy
AUD
ord
20,093 20,093
BlackRock Institutional Trust Company, National
Association
26-Aug-16
yes		 4.36
on mkt buy
AUD
ord
46,679 46,679
BlackRock Fund Advisors
26-Aug-16
yes		 4.36
on mkt buy
AUD
ord
981 981
BlackRock Fund Advisors
26-Aug-16
yes		 4.37
on mkt buy
AUD
ord
542 542
BlackRock Investment Management,LLC
26-Aug-16
yes		 4.36
on mkt buy
AUD
ord
36,386 36,386
BlackRock Fund Advisors
26-Aug-16
yes		 4.37
on mkt buy
AUD
ord
294 294
BlackRock Fund Advisors
26-Aug-16
yes		 4.36
on mkt buy
AUD
ord
532 532
BlackRock Fund Advisors
26-Aug-16
yes		 4.37
on mkt buy
AUD
ord
1,848 1,848
BlackRock Fund Advisors
26-Aug-16
yes		 4.37
on mkt buy
AUD
ord
1,645 1,645
BlackRock Fund Advisors
26-Aug-16
yes		 4.36
on mkt buy
AUD
ord
2,978 2,978
BlackRock Fund Advisors
26-Aug-16
yes		 4.37
on mkt buy
AUD
ord
139 139
BlackRock Fund Advisors
26-Aug-16
yes		 4.36
on mkt buy
AUD
ord
252 252
BlackRock Investment Management (Australia)
Limited
26-Aug-16
yes		 4.36
on mkt buy
AUD
ord
58,949 58,949

CQR

page 2 of 5

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management (Australia)
Limited
26-Aug-16
yes		 4.37
on mkt buy
AUD
ord
32,550 32,550
BlackRock Fund Advisors
26-Aug-16
yes		 4.37
on mkt buy
AUD
ord
406 406
BlackRock Fund Advisors
26-Aug-16
yes		 4.36
on mkt buy
AUD
ord
735 735
BlackRock Fund Advisors
26-Aug-16
yes		 4.36
on mkt buy
AUD
ord
3,347 3,347
BlackRock Fund Advisors
26-Aug-16
yes		 4.37
on mkt buy
AUD
ord
5,201 5,201
BlackRock Fund Advisors
26-Aug-16
yes		 4.36
on mkt buy
AUD
ord
9,419 9,419
BlackRock Fund Advisors
26-Aug-16
no		 n/a
in specie
AUD
ord
1,950 1,950
BlackRock Fund Advisors
26-Aug-16
yes		 4.37
on mkt buy
AUD
ord
4,287 4,287
BlackRock Fund Advisors
26-Aug-16
yes		 4.36
on mkt buy
AUD
ord
7,763 7,763
BlackRock Institutional Trust Company, National
Association
26-Aug-16
yes		 4.37
on mkt buy
AUD
ord
25,776 25,776
BlackRock Fund Advisors
26-Aug-16
yes		 4.36
on mkt buy
AUD
ord
1,164 1,164
BlackRock Fund Advisors
26-Aug-16
yes		 4.37
on mkt buy
AUD
ord
643 643
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
16,576 16,576
BlackRock Fund Advisors
29-Aug-16
yes		 4.33
on mkt buy
AUD
ord
4,411 4,411
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
2,294 2,294
BlackRock Fund Advisors
29-Aug-16
yes		 4.33
on mkt buy
AUD
ord
558 558
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
2,095 2,095
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
290 290
BlackRock Institutional Trust Company, National
Association
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
13,796 13,796
BlackRock Institutional Trust Company, National
Association
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
99,671 99,671
BlackRock Institutional Trust Company, National
Association
29-Aug-16
yes		 4.33
on mkt buy
AUD
ord
26,527 26,527
BlackRock Fund Advisors
29-Aug-16
yes		 4.33
on mkt buy
AUD
ord
417 417
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
217 217
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
1,569 1,569
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
344 344
BlackRock Fund Advisors
29-Aug-16
yes		 4.33
on mkt buy
AUD
ord
662 662
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
2,485 2,485
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
1,137 1,137
BlackRock Fund Advisors
29-Aug-16
yes		 4.33
on mkt buy
AUD
ord
303 303
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
157 157
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
539 539
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
75 75
BlackRock Fund Advisors
29-Aug-16
yes		 4.33
on mkt buy
AUD
ord
143 143
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
989 989
BlackRock Fund Advisors
29-Aug-16
yes		 4.33
on mkt buy
AUD
ord
1,902 1,902
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
7,146 7,146
BlackRock Investment Management (Australia)
Limited
29-Aug-16
yes		 4.33
on mkt buy
AUD
ord
33,500 33,500
BlackRock Investment Management (Australia)
Limited
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
125,867 125,867
BlackRock Investment Management (Australia)
Limited
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
17,422 17,422
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
2,783 2,783
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
20,111 20,111
BlackRock Fund Advisors
29-Aug-16
yes		 4.33
on mkt buy
AUD
ord
5,352 5,352
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
880 880
BlackRock Fund Advisors
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
6,359 6,359
BlackRock Fund Advisors
29-Aug-16
yes		 4.33
on mkt buy
AUD
ord
1,692 1,692
BlackRock Investment Management,LLC
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
10,753 10,753
BlackRock Investment Management,LLC
29-Aug-16
yes		 4.33
on mkt buy
AUD
ord
20,678 20,678
BlackRock Investment Management,LLC
29-Aug-16
yes		 4.31
on mkt buy
AUD
ord
77,694 77,694
BlackRock Fund Advisors
30-Aug-16
no		 n/a
in specie
AUD
ord
780 780
BlackRock Japan Co.,Ltd.
30-Aug-16
yes		 4.33
on mkt buy
AUD
ord
601 601
BlackRock Investment Management (Australia)
Limited
30-Aug-16
yes		 4.29
on mkt buy
AUD
ord
2,987 2,987
BlackRock Advisors,LLC
31-Aug-16
yes		 4.29
on mkt buy
AUD
ord
5,073 5,073
BlackRock Investment Management (Australia)
Limited
31-Aug-16
yes		 4.29
on mkt buy
AUD
ord
39,237 39,237
BlackRock Investment Management (Australia)
Limited
31-Aug-16
yes		 4.29
on mkt buy
AUD
ord
16,368 16,368
BlackRock Financial Management,Inc.
31-Aug-16
yes		 4.29
on mkt buy
AUD
ord
913 913
BlackRock Fund Advisors
31-Aug-16
yes		 4.28
on mkt buy
AUD
ord
1,570 1,570
BlackRock Investment Management (Australia)
Limited
31-Aug-16
yes		 4.28
on mkt buy
AUD
ord
1,191 1,191
BlackRock Fund Advisors
31-Aug-16
yes		 4.28
on mkt buy
AUD
ord
2,672 2,672
BlackRock Investment Management,LLC
31-Aug-16
yes		 4.28
on mkt buy
AUD
ord
2,763 2,763
BlackRock Fund Advisors
31-Aug-16
yes		 4.28
on mkt buy
AUD
ord
2,533 2,533
BlackRock Fund Advisors
01-Sep-16
yes		 4.30
on mkt buy
AUD
ord
7,812 7,812
BlackRock Institutional Trust Company, National
Association
01-Sep-16
yes		 4.29
on mkt buy
AUD
ord
5,059 5,059

CQR

page 3 of 5

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Institutional Trust Company, National
Association
02-Sep-16
yes		 4.28
on mkt buy
AUD
ord
28,078 28,078
BlackRock Investment Management (Australia)
Limited
05-Sep-16
yes		 4.30
on mkt buy
AUD
ord
3,573 3,573
BlackRock Investment Management,LLC
05-Sep-16
yes		 4.30
on mkt buy
AUD
ord
11,000 11,000
BlackRock Fund Advisors
07-Sep-16
yes		 4.24
on mkt buy
AUD
ord
7,648 7,648
BlackRock Investment Management (Australia)
Limited
09-Sep-16
yes		 4.22
on mkt buy
AUD
ord
2,987 2,987
BlackRock Fund Advisors
13-Sep-16
no		 n/a
in specie
AUD
ord
4,260 4,260
BlackRock Advisors(UK)Limited
13-Sep-16
yes		 4.14
on mkt buy
AUD
ord
2,949 2,949
BlackRock Fund Advisors
22-Sep-16
no		 n/a
in specie
AUD
ord
6,244 6,244
BlackRock Investment Management (Australia)
Limited
22-Sep-16
yes		 4.17
on mkt buy
AUD
ord
80,251 80,251
BlackRock Institutional Trust Company, National
Association
23-Sep-16
yes		 4.02
on mkt buy
AUD
ord
43,964 43,964
BlackRock Institutional Trust Company, National
Association
23-Sep-16
yes		 4.14
on mkt buy
AUD
ord
40,480 40,480
BlackRock Fund Advisors
23-Sep-16
yes		 4.02
on mkt buy
AUD
ord
44,152 44,152
BlackRock Investment Management,LLC
23-Sep-16
yes		 4.02
on mkt buy
AUD
ord
204,812 204,812
BlackRock Fund Advisors
23-Sep-16
yes		 4.02
on mkt buy
AUD
ord
18,155 18,155
BlackRock Fund Advisors
23-Sep-16
yes		 4.02
on mkt buy
AUD
ord
18,893 18,893
BlackRock Institutional Trust Company, National
Association
23-Sep-16
yes		 4.02
on mkt buy
AUD
ord
263,813 263,813
BlackRock Fund Advisors
23-Sep-16
yes		 4.02
on mkt buy
AUD
ord
5,225 5,225
BlackRock Fund Advisors
23-Sep-16
yes		 4.02
on mkt buy
AUD
ord
6,631 6,631
BlackRock Fund Advisors
23-Sep-16
yes		 4.02
on mkt buy
AUD
ord
2,143 2,143
BlackRock Fund Advisors
23-Sep-16
yes		 4.02
on mkt buy
AUD
ord
2,760 2,760
BlackRock Fund Advisors
23-Sep-16
yes		 4.02
on mkt buy
AUD
ord
4,153 4,153
BlackRock Investment Management (Australia)
Limited
23-Sep-16
yes		 4.02
on mkt buy
AUD
ord
332,129 332,129
BlackRock Fund Advisors
23-Sep-16
yes		 4.02
on mkt buy
AUD
ord
53,170 53,170
BlackRock Fund Advisors
26-Sep-16
yes		 4.20
on mkt buy
AUD
ord
16,409 16,409
BlackRock Advisors(UK)Limited
27-Sep-16
yes		 4.20
on mkt buy
AUD
ord
4,104 4,104
BlackRock Advisors(UK)Limited
27-Sep-16
yes		 4.20
on mkt buy
AUD
ord
1,368 1,368
BlackRock Advisors(UK)Limited
28-Sep-16
yes		 4.22
on mkt buy
AUD
ord
1,368 1,368
BlackRock Fund Advisors
29-Sep-16
no		 n/a
in specie
AUD
ord
1,448 1,448
BlackRock Advisors(UK)Limited
29-Sep-16
yes		 4.22
on mkt buy
AUD
ord
11,732 11,732
BlackRock Investment Management (Australia)
Limited
30-Sep-16
yes		 4.23
on mkt buy
AUD
ord
3,176 3,176
BlackRock Fund Advisors
30-Sep-16
yes		 4.23
on mkt buy
AUD
ord
477 477
BlackRock Fund Advisors
30-Sep-16
yes		 4.23
on mkt buy
AUD
ord
2,689 2,689
BlackRock Advisors(UK)Limited
30-Sep-16
yes		 4.23
on mkt buy
AUD
ord
11,736 11,736
BlackRock Fund Advisors
30-Sep-16
no		 n/a
in specie
AUD
ord
724 724
BlackRock Fund Advisors
30-Sep-16
yes		 4.23
on mkt buy
AUD
ord
602 602
BlackRock Fund Advisors
30-Sep-16
yes		 4.23
on mkt buy
AUD
ord
432 432
BlackRock Fund Advisors
30-Sep-16
yes		 4.23
on mkt buy
AUD
ord
3,401 3,401
BlackRock Advisors(UK)Limited
03-Oct-16
yes		 4.25
on mkt buy
AUD
ord
23,290 23,290
BlackRock Advisors(UK)Limited
03-Oct-16
yes		 4.25
on mkt buy
AUD
ord
2,935 2,935
BlackRock Fund Advisors
04-Oct-16
no		 n/a
in specie
AUD
ord
724 724
BlackRock Advisors(UK)Limited
04-Oct-16
yes		 4.21
on mkt buy
AUD
ord
2,935 2,935
BlackRock Fund Advisors
05-Oct-16
yes		 4.21
on mkt buy
AUD
ord
3,542 3,542
BlackRock Investment Management (UK) Limited
05-Oct-16
yes		 4.20
on mkt buy
AUD
ord
62,027 62,027
BlackRock Investment Management,LLC
05-Oct-16
yes		 4.22
on mkt buy
AUD
ord
30,729 30,729
BlackRock Investment Management (Australia)
Limited
05-Oct-16
no		 n/a
in specie
AUD
ord
45,322 45,322
BlackRock Asset Management Canada Limited
06-Oct-16
yes		 4.19
on mkt buy
AUD
ord
23,487 23,487
BlackRock Fund Advisors
06-Oct-16
no		 n/a
in specie
AUD
ord
6,090 6,090
BlackRock Fund Advisors
07-Oct-16
no		 n/a
in specie
AUD
ord
4,320 4,320
BlackRock Advisors(UK)Limited
07-Oct-16
yes		 4.18
on mkt buy
AUD
ord
2,924 2,924
BlackRock Advisors(UK)Limited
07-Oct-16
yes		 4.16
on mkt buy
AUD
ord
2,924 2,924
BlackRock Investment Management (Australia)
Limited
07-Oct-16
yes		 4.17
on mkt buy
AUD
ord
11,785 11,785
BlackRock Fund Advisors
10-Oct-16
no		 n/a
in specie
AUD
ord
770 770
BlackRock Investment Management (Australia)
Limited
11-Oct-16
yes		 4.19
on mkt buy
AUD
ord
3,954 3,954
BlackRock Investment Management (Australia)
Limited
11-Oct-16
yes		 4.19
on mkt buy
AUD
ord
13,932 13,932
BlackRock Advisors(UK)Limited
12-Oct-16
yes		 4.19
on mkt buy
AUD
ord
2,924 2,924
BlackRock Fund Advisors
12-Oct-16
yes		 4.16
on mkt buy
AUD
ord
1,716 1,716
BlackRock Advisors(UK)Limited
13-Oct-16
yes		 4.22
on mkt buy
AUD
ord
52,014 52,014
BlackRock Fund Advisors
13-Oct-16
yes		 4.20
on mkt buy
AUD
ord
1,092 1,092
BlackRock Investment Management (Australia)
Limited
13-Oct-16
yes		 4.22
on mkt buy
AUD
ord
4,412 4,412

CQR

page 4 of 5

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt		 Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management,LLC
13-Oct-16
yes		 4.20
on mkt buy
AUD
ord
10,078 10,078
BlackRock Investment Management (Australia)
Limited
13-Oct-16
yes		 4.22
on mkt buy
AUD
ord
29,138 29,138
BlackRock Institutional Trust Company, National
Association
13-Oct-16
yes		 4.22
on mkt buy
AUD
ord
103,426 103,426
BlackRock Fund Advisors
14-Oct-16
no		 n/a
in specie
AUD
ord
5,660 5,660
BlackRock Fund Advisors
17-Oct-16
no		 n/a
in specie
AUD
ord
2,015 2,015
BlackRock Institutional Trust Company, National
Association
18-Oct-16
yes		 4.20
on mkt buy
AUD
ord
10,046 10,046
BlackRock Investment Management (UK) Limited
19-Oct-16
yes		 4.23
on mkt buy
AUD
ord
6,915 6,915
BlackRock Asset Management Canada Limited
19-Oct-16
yes		 4.23
on mkt buy
AUD
ord
44,165 44,165
BlackRock Fund Advisors
20-Oct-16
yes		 4.22
on mkt buy
AUD
ord
325 325
BlackRock Institutional Trust Company, National
Association
20-Oct-16
yes		 4.21
on mkt buy
AUD
ord
14,876 14,876
BlackRock Fund Advisors
20-Oct-16
no		 n/a
in specie
AUD
ord
1,612 1,612
BlackRock Institutional Trust Company, National
Association
20-Oct-16
yes		 4.21
on mkt buy
AUD
ord
4,791 4,791
BlackRock Fund Advisors
21-Oct-16
yes		 4.21
on mkt buy
AUD
ord
660 660
BlackRock Fund Advisors
21-Oct-16
no		 n/a
in specie
AUD
ord
4,060 4,060
BlackRock Fund Advisors
21-Oct-16
no		 n/a
in specie
AUD
ord
10,829 10,829
BlackRock Fund Advisors
24-Oct-16
yes		 4.19
on mkt buy
AUD
ord
8,547 8,547
BlackRock Investment Management (Australia)
Limited
24-Oct-16
yes		 4.18
on mkt buy
AUD
ord
14,158 14,158
BlackRock Investment Management (Australia)
Limited
24-Oct-16
yes		 4.18
on mkt buy
AUD
ord
1,191 1,191
BlackRock Fund Advisors
25-Oct-16
no		 n/a
in specie
AUD
ord
10,150 10,150
BlackRock Fund Advisors
26-Oct-16
no		 n/a
in specie
AUD
ord
5,660 5,660
BlackRock Asset Management North Asia
Limited
26-Oct-16
no		 n/a
collateral
transfer
AUD
ord
55,255 55,255

CQR

page 5 of 5

Annexure C

This is Annexure C of 1 page referred to in form 603 Notice of initial substantial shareholder

28-Oct-16

Kayla McGrory, Date Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor
Amstelplein
Amsterdam Netherlands
BlackRock (Singapore) Limited 20 Anson Road #18-01
079912 Singapore
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Advisors, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Asset Management North Asia Limited 15/F, 16/F, 17/F Champion Tower & 17/F ICBC Tower,
Three Garden Road,Central,HongKong
BlackRock Financial Management, Inc. 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust Company, National 1225 17th Street,
Association Suite 300,
Denver,CO 80202(Colorado,USA)
BlackRock International Limited Exchange Place One,
1 Semple Street,
Edinburgh, EH3 8BL,
United Kingdom(Scotland, United Kingdom)
BlackRock Investment Management (Australia) Limited Level 26, 101 Collins Street
Melbourne VIC 3000
Australia(Victoria,Australia)
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main,
1-8-3 Marunouchi,
Chiyoda-ku,Tokyo 100-8217(Japan)

CQR

page 1 of 1

Annexure D

This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder

28-Oct-16
Kayla McGrory, Authorised Signatory
Date		 28-Oct-16
Kayla McGrory, Authorised Signatory
Date
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement: Party A - Citigroup Global Markets Limited
Party B - HSBC Institutional Trust Services (Asia) Limited
Transfer date: Refer to Annexure B (transactions identified as collateral
transfers)
Holder of voting rights: BlackRock Asset Management North Asia Limited (as
investment manager for the funds)
Are there any restrictions on voting rights?
If yes, detail		 Yes. Unless otherwise agreed between the parties, the
Registered Owner will not exercise any voting rights.
Scheduled return date (if any): Not applicable.
Does the borrower have the right to return
early?
If yes, detail		 Yes.
Upon an Event of Default under the GMSLA, the GMSLA
provides, broadly, that both parties payment and delivery
obligations will be accelerated and replaced with an obligation of
one party to pay a single cash sum to the other determined in
accordance with the provisions of the GMSLA (as modified by
the Annex). The GMSLA provides that the parties’ right to
terminate the Agreement upon notice will not affect the parties’
existing obligations in respect of any outstanding loans of
securities. The Annex amended and restricted the Borrower's
termination rights – i.e. Borrower may not have the right to
terminate and return the borrowed securities - as the Borrower
was to borrow the securities issued by it (or its sister company)
to provide protection against the insolvency of the issuer and so
usual rights of termination in a GMSLA were restricted.
Subject to the terms of the relevant Loan, the Borrower, may
early terminate a Loan and return Equivalent Securities at any
time provided that it “shall cease to have such entitlement if an
Act of Insolvency with respect to any Security Issuer or any of
the Borrower’s or any Security Issuer’s affiliates has occurred,
or any such person takes any steps preparatory to any of the
matters which would constitute an Act of Insolvency
Does the lender have the right to recall early?
If yes, detail		 Yes, at notice.
Will the securities be returned on settlement?
If yes, detail any exceptions		 Yes.

A copy of this agreement will be provided to CHARTER HALL RETAIL REIT or the Australian Securities and Investments Commission upon request.

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