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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2024
Jan 17, 2024
30080_dirs_2024-01-17_13f6083a-1564-4dda-b156-78f59bf07eea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2024-01-12
Reporting Person: Winfrey Christopher L (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-12 | Class A Common Stock | M | 28911 | $150.88 | Acquired | 72814 | Direct |
| 2024-01-12 | Class A Common Stock | F | 20630 | $364.90 | Disposed | 52184 | Direct |
| 2024-01-12 | Class A Common Stock | M | 8065 | $150.88 | Acquired | 46450 | Indirect |
| 2024-01-12 | Class A Common Stock | F | 5752 | $364.90 | Disposed | 40698 | Indirect |
| 2024-01-12 | Class A Common Stock | M | 959 | — | Acquired | 53143 | Direct |
| 2024-01-12 | Class A Common Stock | F | 490 | $366.88 | Disposed | 52653 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-12 | Stock Options | $150.88 | M | 28911 | Disposed | 2024-01-15 | Class A Common Stock (28911) | Direct |
| 2024-01-12 | Stock Options | $150.88 | M | 8065 | Disposed | 2024-01-15 | Class A Common Stock (8065) | Indirect |
| 2024-01-12 | Restricted Stock Units | $ | M | 959 | Disposed | Class A Common Stock (959) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 20674 | Indirect |
| Class A Common Stock | 47733 | Indirect |
| Class A Common Stock | 34909 | Indirect |
| Class A Common Stock | 3545 | Indirect |
Footnotes
F1: To address the near-term expiration of stock options granted on January 15, 2014, the reporting person exercised options granted under the Charter Communications, Inc. 2009 Stock Incentive Plan.
F2: Withholding of securities for the purpose of paying the exercise price and taxes.
F3: To address the near-term expiration of stock options granted on January 15, 2014, the Winfrey Dynasty Trust exercised options granted under the Charter Communications, Inc. 2009 Stock Incentive Plan.
F4: Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 12, 2024.
F5: Restricted Stock Unit grant - price and expiration date not applicable.
F6: Withholding of securities for the purpose of paying taxes.