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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2023
Jan 19, 2023
30080_dirs_2023-01-19_93a60acd-c71c-499e-9ebc-79d15df232a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2023-01-17
Reporting Person: Dykhouse Richard R (EVP/Gen Counsel/Corp Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-01-17 | Class A Common Stock | M | 586 | — | Acquired | 3641 | Direct |
| 2023-01-17 | Class A Common Stock | F | 261 | $386.82 | Disposed | 3380 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-17 | Restricted Stock Units | $ | M | 586 | Disposed | Class A Common Stock (586.0) | Direct | |
| 2023-01-17 | Stock Options | $387.375 | A | 16534 | Acquired | 2033-01-17 | Class A Common Stock (16534.0) | Direct |
| 2023-01-17 | Restricted Stock Units | $ | A | 645 | Acquired | Class A Common Stock (645.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 6383 | Indirect |
Footnotes
F1: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 17, 2023.
F2: Restricted Stock Unit grant - price and expiration date not applicable.
F3: Withholding of securities for the purpose of paying taxes.
F4: Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F5: Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026.