CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2023

Jan 19, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2023-01-17

Reporting Person: Rutledge Thomas (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-12-07	Class A Common Stock	J	81945.833	—	Disposed	0	Indirect
2022-12-07	Class A Common Stock	J	81945.833	—	Acquired	165145.0038	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-05-25	Stock Options	$150.88	J	147905	Disposed	2024-01-15	Class A Common Stock (147905.0)	Direct
2022-05-25	Stock Options	$150.88	J	147905	Acquired	2024-01-15	Class A Common Stock (147905.0)	Indirect
2022-05-25	Stock Options	$175.76	J	136188	Disposed	2025-01-15	Class A Common Stock (136188.0)	Direct
2022-05-25	Stock Options	$175.76	J	136188	Acquired	2025-01-15	Class A Common Stock (136188.0)	Indirect
2023-01-17	Stock Options	$387.375	A	110225	Acquired	2033-01-17	Class A Common Stock (110225.0)	Direct

Footnotes

F1: On December 7, 2023, the reporting person transferred 81,945.833 shares from the 2020 GRAT to the reporting person.

F2: On May 25, 2022, the reporting person transferred 147,905 stock options to the Rutledge 2022 GRAT I. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F3: On May 25, 2022, the reporting person transferred 136,188 stock options to the Rutledge 2022 GRAT I. The stock options were granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, January 15, 2018. Such options will terminate 10 years from date of grant unless terminated sooner in accordance with the plan or grant agreement.

F4: Stock options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.