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CHARTER COMMUNICATIONS, INC. /MO/ Director's Dealing 2023

Feb 24, 2023

30080_dirs_2023-02-24_623df3af-76f1-4fdf-ad3f-b88c936680ee.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2023-02-22

Reporting Person: Howard Kevin D (EVP/CAO/Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-01-20 Class A Common Stock G 127 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-22 Stock Options $380.53 A 46649 Acquired 2033-02-22 Class A Common Stock (46649.0) Direct
2023-02-22 Restricted Stock Units $ A 5184 Acquired Class A Common Stock (5184.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 2180 Indirect
Class A Common Stock 2565 Indirect

Footnotes

F1: On January 20, 2023 the reporting person transferred 127 shares to The Howard Living Trust.

F2: Stock options granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan (with a 10-year term) as follows: 9,329 shares subject to the attainment of a $507.00 per-share hurdle; 9,330 shares subject to the attainment of a $639.00 per-share hurdle; 9,330 shares subject to the attainment of $798.00 per-share hurdle; 9,330 shares subject to the attainment of a $870.00 per-share hurdle; 4,665 shares subject to the attainment of a $988.00 per-share hurdle; and 4,665 shares subject to the attainment of a $1,000.00 per-share hurdle. One third of the stock options are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F3: Restricted Stock Unit Grant - price and expiration date not applicable.

F4: Restricted Stock Units granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 1,728 shares subject to the attainment of a $798.00 per-share hurdle; 1,728 shares subject to the attainment of a $870.00 per-share hurdle; 864 shares subject to the attainment of a $988.00 per-share hurdle; and 864 shares subject to the attainment of $1,000.00 per-share hurdle. One third of the Restricted Stock Units are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.