CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2023

Apr 27, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2023-04-24

Reporting Person: Ray Richard Adam (EVP, Chief Commercial Officer)

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	510	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$353.2046	2028-01-16	Class A Common Stock (5015.0)		Direct
Stock Options	$292.31	2029-01-15	Class A Common Stock (5765.0)		Direct
Stock Options	$512.0575	2030-01-15	Class A Common Stock (3289.0)		Direct
Stock Options	$515.615	2030-07-01	Class A Common Stock (3802.0)		Direct
Restricted Stock Units	$		Class A Common Stock (108.0)		Direct
Stock Options	$625.55	2031-01-15	Class A Common Stock (9280.0)		Direct
Restricted Stock Units	$		Class A Common Stock (280.0)		Direct
Stock Options	$702.13	2031-06-23	Class A Common Stock (2570.0)		Direct
Restricted Stock Units	$		Class A Common Stock (80.0)		Direct
Stock Options	$588.825	2032-01-18	Class A Common Stock (12905.0)		Direct
Restricted Stock Units	$		Class A Common Stock (425.0)		Direct
Stock Options	$581.1869	2032-01-19	Class A Common Stock (2602.0)		Direct
Restricted Stock Units	$		Class A Common Stock (86.0)		Direct
Stock Options	$387.375	2033-01-17	Class A Common Stock (19841.0)		Direct
Restricted Stock Units	$		Class A Common Stock (774.0)		Direct
Stock Options	$380.53	2033-02-22	Class A Common Stock (93299.0)		Direct
Restricted Stock Units	$		Class A Common Stock (10366.0)		Direct

Footnotes

F1: Stock Options granted on January 16, 2018 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 16, 2021. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F2: Stock Options granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2022. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F3: Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2023. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F4: Stock Options granted on July 1, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary of the grant date, July 1, 2023. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F5: Restricted Stock Unit grant - price and expiration date not applicable.

F6: Restricted Stock Units granted on July 1, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, July 1, 2023.

F7: Stock Options granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F8: Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2024.

F9: Stock Options granted on June 23, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, June 23, 2024. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F10: Restricted Stock Units granted on June 23, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, June 23, 2024.

F11: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F12: Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025.

F13: Stock Options granted on January 19, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 19, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F14: Restricted Stock Units granted on January 19, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 19, 2025.

F15: Stock Options granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F16: Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 17, 2026.

F17: Stock options granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan (with a 10-year term) as follows: 18,659 shares subject to the attainment of a $507.00 per-share hurdle; 18,660 shares subject to the attainment of a $639.00 per-share hurdle; 18,660 shares subject to the attainment of $798.00 per-share hurdle; 18,660 shares subject to the attainment of a $870.00 per-share hurdle; 9,330 shares subject to the attainment of a $988.00 per-share hurdle; and 9,330 shares subject to the attainment of a $1,000.00 per-share hurdle. One third of the stock options are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F18: Restricted Stock Units granted on February 22, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 3,455 shares subject to the attainment of a $798.00 per-share hurdle; 3,455 shares subject to the attainment of a $870.00 per-share hurdle; 1,728 shares subject to the attainment of a $988.00 per-share hurdle and 1,728 shares subject to the attainment of $1,000.00 per-share hurdle. One third of the Restricted Stock Units are first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.