CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2023

Aug 29, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2023-08-25

Reporting Person: Rutledge Thomas (Director, Executive Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-08-25	Class A Common Stock	G	9100	—	Disposed	156045.0038	Direct
2023-08-25	Class A Common Stock	G	9100	—	Acquired	45071	Indirect
2023-08-25	Class A Common Stock	G	9100	—	Disposed	146945.0038	Direct
2023-08-25	Class A Common Stock	G	9100	—	Acquired	45071	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-05-16	Stock Options	$150.88	J	147905	Disposed	2024-01-15	Class A Common Stock (147905)	Indirect
2023-05-16	Stock Options	$150.88	J	147905	Acquired	2024-01-15	Class A Common Stock (147905)	Direct
2023-05-16	Stock Options	$175.76	J	74137	Disposed	2025-01-15	Class A Common Stock (74137)	Indirect
2023-05-16	Stock Options	$175.76	J	74137	Acquired	2025-01-15	Class A Common Stock (74137)	Direct

Footnotes

F1: On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO TP Rutledge, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust.

F2: On August 25, 2023, the reporting person gifted shares to an irrevocable trust, the Non-Exempt Trust FBO A Alonso, for the benefit of the reporting person's adult child. The reporting person is trustee of the trust.

F3: On May 16, 2023, the reporting person transferred 147,905 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2017. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F4: On May 16, 2023, the reporting person transferred 74,137 stock options from the Rutledge 2022 GRAT I to the reporting person. The stock options were granted on January 15, 2015 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant vested on the third anniversary of the grant date, January 15, 2018. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.