CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2023

Nov 22, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2023-11-20

Reporting Person: Winfrey Christopher L (President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-11-20	Class A Common Stock	G	2600	—	Disposed	47503	Direct
2023-11-20	Class A Common Stock	G	2600	—	Acquired	3545	Indirect
2023-11-20	Class A Common Stock	G	3600	—	Disposed	43903	Direct
2023-11-20	Class A Common Stock	G	3600	—	Acquired	86118	Indirect
2023-11-20	Class A Common Stock	G	47733	—	Disposed	38385	Indirect
2023-11-20	Class A Common Stock	G	47733	—	Acquired	47733	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-21	Stock Options	$512.0575	J	55758	Disposed	2030-01-15	Class A Common Stock (55758)	Direct
2023-09-21	Stock Options	$512.0575	J	55758	Acquired	2030-01-15	Class A Common Stock (55758)	Indirect
2023-10-03	Stock Options	$221.248	J	53247	Disposed	2026-06-17	Class A Common Stock (53247)	Indirect
2023-10-03	Stock Options	$221.248	J	53247	Acquired	2026-06-17	Class A Common Stock (53247)	Direct
2023-10-03	Stock Options	$221.248	J	80329	Disposed	2026-06-17	Class A Common Stock (80329)	Indirect
2023-10-03	Stock Options	$221.248	J	80329	Acquired	2026-06-17	Class A Common Stock (80329)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	20674	Indirect
Class A Common Stock	34909	Indirect

Footnotes

F1: On November 20, 2023, the reporting person transferred 2,600 shares to the Yeniley Lorenzo Winfrey Revocable Trust U/A DTD 07/27/2001.

F2: On November 20, 2023, the reporting person transferred 3,600 shares to the Winfrey Dynasty Trust.

F3: On November 20, 2023, the reporting person transferred 47,733 shares from the Winfrey Dynasty Trust to the GST Non-Exempt Winfrey Dynasty Trust UAD 11-24-20.

F4: On September 21, 2023, the reporting person transferred 55,758 stock options to a grantor retained annuity trust. The stock options were granted on January 15, 2020 under the Charter Communications, Inc. Stock Incentive Plan. The options became fully exercisable on January 15, 2023.

F5: On October 3, 2023, a grantor retained annuity trust transferred 53,247 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Charter Communications, Inc. 2009 Stock Incentive Plan (the "Plan") (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.

F6: On October 3, 2023, a grantor retained annuity trust transferred 80,329 stock options to the reporting person. The stock options were granted on June 17, 2016 under the Plan (with a 10-year term) as follows: 99,461 shares subject to the attainment of a $289.76 per-share hurdle; 99,462 shares subject to the attainment of a $364.97 per-share hurdle; 99,462 shares subject to the attainment of $455.66 per-share hurdle; 99,462 shares subject to the attainment of a $496.58 per-share hurdle; and 99,462 shares subject to the attainment of a $564.04 per-share hurdle. One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled. All options were fully exercisable as of June 17, 2021.