AI assistant
CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2023
Dec 4, 2023
30080_dirs_2023-12-04_9810a66c-9f73-442b-b01e-6fabfd812f92.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2023-11-30
Reporting Person: Ellen David (Executive Advisor)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-11-30 | Class A Common Stock | M | 765 | — | Acquired | 14050 | Direct |
| 2023-11-30 | Class A Common Stock | F | 424 | $397.47 | Disposed | 13626 | Direct |
| 2023-11-30 | Class A Common Stock | M | 29 | — | Acquired | 13655 | Direct |
| 2023-11-30 | Class A Common Stock | F | 17 | $397.47 | Disposed | 13638 | Direct |
| 2023-11-30 | Class A Common Stock | M | 580 | — | Acquired | 14218 | Direct |
| 2023-11-30 | Class A Common Stock | F | 321 | $397.47 | Disposed | 13897 | Direct |
| 2023-11-30 | Class A Common Stock | M | 411 | — | Acquired | 14308 | Direct |
| 2023-11-30 | Class A Common Stock | F | 228 | $397.47 | Disposed | 14080 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-11-30 | Restricted Stock Units | $ | M | 765 | Disposed | Class A Common Stock (765) | Direct | |
| 2023-11-30 | Restricted Stock Units | $ | M | 29 | Disposed | Class A Common Stock (29) | Direct | |
| 2023-11-30 | Restricted Stock Units | $ | M | 580 | Disposed | Class A Common Stock (580) | Direct | |
| 2023-11-30 | Restricted Stock Units | $ | M | 411 | Disposed | Class A Common Stock (411) | Direct |
Footnotes
F1: Pro-rata vesting of Restricted Stock Units granted on January 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 15, 2021 grant were cancelled as of November 30, 2023.
F2: Restricted Stock Unit grant - price and expiration date not applicable.
F3: Withholding of securities for the purpose of paying taxes.
F4: Pro-rata vesting of Restricted Stock Units granted on July 15, 2021 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the July 15, 2021 grant were cancelled as of November 30, 2023.
F5: Pro-rata vesting of Restricted Stock Units granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 18, 2022 grant were cancelled as of November 30, 2023.
F6: Pro-rata vesting of Restricted Stock Units granted on January 17, 2023 under the Charter Communications, Inc. 2019 Stock Incentive Plan. The unvested balance of Restricted Stock Units from the January 17, 2023 grant were cancelled as of November 30, 2023.