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CHARTER COMMUNICATIONS, INC. /MO/ Director's Dealing 2022

Jan 19, 2022

30080_dirs_2022-01-19_363eecc5-e563-4fd2-ab97-7dfbe40d3c30.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2022-01-14

Reporting Person: Howard Kevin D (EVP/CAO/Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-30 Class A Common Stock G 2180 Disposed 1840 Direct
2022-01-04 Class A Common Stock G 1840 Disposed 0 Direct
2022-01-14 Class A Common Stock M 706 $610 Acquired 706 Direct
2022-01-14 Class A Common Stock F 221 $610 Disposed 485 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-01-14 Restricted Stock Units $ M 706 Disposed Class A Common Stock (706.0) Direct
2022-01-18 Stock Options $588.825 A 5162 Acquired 2032-01-18 Class A Common Stock (5162.0) Direct
2022-01-18 Restricted Stock Units $ A 170 Acquired Class A Common Stock (170.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 2180 Indirect
Class A Common Stock 1847 Indirect

Footnotes

F1: Gift transaction. The recipient trust will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than later on a Form 5.

F2: Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant vested on the third anniversary of the grant date, with an effective date of January 14, 2022.

F3: Withholding of securities for the purpose of paying taxes.

F4: Restricted Stock Unit Grant - price and expiration date not applicable.

F5: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F6: Restricted Stock Units granted on January 18, 2022, under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025.