CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2022

Jan 20, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2022-01-18

Reporting Person: Winfrey Christopher L (Chief Operating Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-18	Stock Options	$221.248	J	15772	Disposed	2026-06-17	Class A Common Stock (15772.0)	Indirect
2021-10-18	Stock Options	$221.248	J	15772	Acquired	2026-06-17	Class A Common Stock (15772.0)	Direct
2021-10-22	Stock Options	$150.88	J	2086	Disposed	2024-01-15	Class A Common Stock (2086.0)	Indirect
2021-10-22	Stock Options	$150.88	J	2086	Acquired	2024-01-15	Class A Common Stock (2086.0)	Direct
2021-10-23	Stock Options	$150.88	J	8065	Disposed	2024-01-15	Class A Common Stock (8065.0)	Indirect
2021-10-23	Stock Options	$150.88	J	8065	Acquired	2024-01-15	Stock Options (8065.0)	Indirect
2022-01-18	Stock Options	$588.825	A	57356	Acquired	2032-01-18	Class A Common Stock (57356.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$221.248	2026-06-17	Class A Common Stock (165770.0)	165770	Indirect
Stock Options	$221.248	2026-06-17	Class A Common Stock (99461.0)	99461	Indirect
Stock Options	$221.248	2026-06-17	Class A Common Stock (133789.0)	133789	Indirect

Footnotes

F1: Stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 99,461 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 99,462 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 99,462 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options were first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that had not vested within 6 years from the date of grant would have been cancelled.

F2: On October 18, 2021 the Christopher L. Winfrey 2020 GRAT II transferred 15,772 stock options to the reporting person.

F3: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F4: On October 22, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 2,086 stock options to the reporting person

F5: On October 23, 2021 the Christopher L. Winfrey 2018 GRAT I transferred 8,065 stock options to the Winfrey Dynasty Trust.

F6: The Christopher L. Winfrey 2018 GRAT I was terminated and the remaining stock options were distributed from the Christopher L. Winfrey 2018 GRAT I to the Winfrey Dynasty Trust.

F7: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.