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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2022
Jan 20, 2022
30080_dirs_2022-01-20_ecef4f07-e5cd-4802-8d3d-1c4e09291dd4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2022-01-18
Reporting Person: Rutledge Thomas (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-23 | Class A Common Stock | G | 54436 | — | Disposed | 35731 | Indirect |
| 2021-08-23 | Class A Common Stock | J | 35731 | — | Disposed | 0 | Indirect |
| 2021-08-23 | Class A Common Stock | J | 35731 | — | Acquired | 39310 | Direct |
| 2021-12-07 | Class A Common Stock | J | 68054.21 | — | Disposed | 81945.833 | Indirect |
| 2021-12-07 | Class A Common Stock | J | 68054.21 | — | Acquired | 107364.21 | Direct |
| 2021-12-29 | Class A Common Stock | G | 14440.0432 | — | Disposed | 92924.17 | Direct |
| 2021-12-30 | Class A Common Stock | G | 9725 | — | Disposed | 83199.17 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-18 | Stock Options | $588.825 | A | 172067 | Acquired | 2032-01-18 | Class A Common Stock (172067.0) | Direct |
Footnotes
F1: Transfer of shares from 2019 GRAT UA dated August 19, 2019, upon its settlement. Voluntarily reported early on this Form 4 rather than on a later Form 5.
F2: Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5.
F3: Charitable gift. The charity will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than on a later Form 5.
F4: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.