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CHARTER COMMUNICATIONS, INC. /MO/ Director's Dealing 2022

Jan 20, 2022

30080_dirs_2022-01-20_ecef4f07-e5cd-4802-8d3d-1c4e09291dd4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2022-01-18

Reporting Person: Rutledge Thomas (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-23 Class A Common Stock G 54436 Disposed 35731 Indirect
2021-08-23 Class A Common Stock J 35731 Disposed 0 Indirect
2021-08-23 Class A Common Stock J 35731 Acquired 39310 Direct
2021-12-07 Class A Common Stock J 68054.21 Disposed 81945.833 Indirect
2021-12-07 Class A Common Stock J 68054.21 Acquired 107364.21 Direct
2021-12-29 Class A Common Stock G 14440.0432 Disposed 92924.17 Direct
2021-12-30 Class A Common Stock G 9725 Disposed 83199.17 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-01-18 Stock Options $588.825 A 172067 Acquired 2032-01-18 Class A Common Stock (172067.0) Direct

Footnotes

F1: Transfer of shares from 2019 GRAT UA dated August 19, 2019, upon its settlement. Voluntarily reported early on this Form 4 rather than on a later Form 5.

F2: Transfer of shares from 2020 GRAT dated December 7, 2020. Voluntarily reported early on this Form 4 rather than on a later Form 5.

F3: Charitable gift. The charity will not sell the gifted shares outside of a trading window under Charter's trading policy. The gifts are being voluntarily reported early on this Form 4 rather than on a later Form 5.

F4: Stock Options granted on January 18, 2022 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 18, 2025. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.