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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2020
Jan 18, 2020
30080_dirs_2020-01-17_1d71eecb-edf4-40f7-9a54-4d25b5bae3c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2020-01-15
Reporting Person: Howard Kevin D (EVP/CAO/Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-14 | Class A Common Stock | G | 125 | — | Disposed | 2934 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-15 | Charter Options | $512.0575 | A | 6195 | Acquired | 2030-01-15 | Charter Communications Class A Common Stock (6195.0) | Direct |
| 2020-01-15 | Restricted Stock Units | $ | A | 195 | Acquired | Charter Communications Class A Common Stock (195.0) | Direct |
Footnotes
F1: Charitable gift
F2: Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.
F3: Restricted Stock Unit grant - price and expiration date not applicable
F4: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023.