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CHARTER COMMUNICATIONS, INC. /MO/ Director's Dealing 2020

Jan 18, 2020

30080_dirs_2020-01-17_1d71eecb-edf4-40f7-9a54-4d25b5bae3c9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2020-01-15

Reporting Person: Howard Kevin D (EVP/CAO/Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-11-14 Class A Common Stock G 125 Disposed 2934 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-01-15 Charter Options $512.0575 A 6195 Acquired 2030-01-15 Charter Communications Class A Common Stock (6195.0) Direct
2020-01-15 Restricted Stock Units $ A 195 Acquired Charter Communications Class A Common Stock (195.0) Direct

Footnotes

F1: Charitable gift

F2: Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023. Such options will terminate 10 years from the date of grant unless terminated sooner in accordance with the plan or grant agreement.

F3: Restricted Stock Unit grant - price and expiration date not applicable

F4: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023.