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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2020
May 6, 2020
30080_dirs_2020-05-06_a3bc7000-2c17-4c32-875e-284d8e007429.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2020-04-28
Reporting Person: DiGeronimo Richard J (Chief Product and Tech Officer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 4135 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $353.2046 | 2028-01-16 | Class A Common Stock (23620.0) | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (708.0) | Direct | ||
| Stock Options | $292.31 | 2029-01-15 | Class A Common Stock (27151.0) | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (855.0) | Direct | ||
| Stock Options | $378.67 | 2029-08-15 | Class A Common Stock (6760.0) | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (198.0) | Direct | ||
| Stock Options | $512.0575 | 2030-01-15 | Class A Common Stock (24781.0) | Direct | |
| Restricted Stock Units | $ | Class A Common Stock (781.0) | Direct |
Footnotes
F1: Stock Options granted on January 16, 2018 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, January 16, 2021. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.
F2: Restricted Stock Unit grant - price and expiration date not applicable.
F3: Restricted Stock Units granted on January 16, 2018 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2021.
F4: Stock Options granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, January 15, 2022. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.
F5: Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2022.
F6: Stock Options granted on August 15, 2019 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, August 15, 2022. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.
F7: Restricted Stock Units granted on August 15, 2019 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, August 15, 2022.
F8: Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, January 15, 2023. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.
F9: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023.