Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

CHARTER COMMUNICATIONS, INC. /MO/ Director's Dealing 2020

May 6, 2020

30080_dirs_2020-05-06_a3bc7000-2c17-4c32-875e-284d8e007429.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2020-04-28

Reporting Person: DiGeronimo Richard J (Chief Product and Tech Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 4135 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options $353.2046 2028-01-16 Class A Common Stock (23620.0) Direct
Restricted Stock Units $ Class A Common Stock (708.0) Direct
Stock Options $292.31 2029-01-15 Class A Common Stock (27151.0) Direct
Restricted Stock Units $ Class A Common Stock (855.0) Direct
Stock Options $378.67 2029-08-15 Class A Common Stock (6760.0) Direct
Restricted Stock Units $ Class A Common Stock (198.0) Direct
Stock Options $512.0575 2030-01-15 Class A Common Stock (24781.0) Direct
Restricted Stock Units $ Class A Common Stock (781.0) Direct

Footnotes

F1: Stock Options granted on January 16, 2018 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, January 16, 2021. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.

F2: Restricted Stock Unit grant - price and expiration date not applicable.

F3: Restricted Stock Units granted on January 16, 2018 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2021.

F4: Stock Options granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, January 15, 2022. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.

F5: Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2022.

F6: Stock Options granted on August 15, 2019 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, August 15, 2022. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.

F7: Restricted Stock Units granted on August 15, 2019 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, August 15, 2022.

F8: Stock Options granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan. 100% of the grant will vest on the third anniversary date of the grant date, January 15, 2023. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.

F9: Restricted Stock Units granted on January 15, 2020 under the Charter Communications, Inc. 2019 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2023.