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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2020
May 13, 2020
30080_dirs_2020-05-13_1417cea6-2a92-4a50-83fd-b72e472d18fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2020-05-11
Reporting Person: Dykhouse Richard R (EVP/Gen Counsel/Corp Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-11 | Class A Common Stock | M | 13351 | $87.19 | Acquired | 19967 | Direct |
| 2020-05-11 | Class A Common Stock | F | 7410 | $511 | Disposed | 12557 | Direct |
| 2020-05-11 | Class A Common Stock | S | 5941 | $510.16 | Disposed | 6616 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-11 | Stock Options | $87.19 | M | 13351 | Disposed | 2023-02-20 | Class A Common Stock (13351.0) | Direct |
Footnotes
F1: Exercise of stock options granted on February 20, 2013 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The grant has a graded vesting schedule. Date exercisable varies for each vesting tranche.
F2: Withholding of securities for the purpose of paying the exercise price and paying taxes.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $510.00 to $510.7010, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.