CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2020

Jun 19, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2020-06-17

Reporting Person: Bickham John (President and COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-06-17	Class A Common Stock	M	14512	$535.965	Acquired	45642	Direct
2020-06-17	Class A Common Stock	F	6725	$535.965	Disposed	38917	Direct
2020-06-17	Class A Common Stock	M	3348	$535.965	Acquired	42265	Direct
2020-06-17	Class A Common Stock	F	1552	$535.965	Disposed	40713	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-17	Restricted Stock Units	$	M	14512	Disposed		Class A Common Stock (14512.0)	Direct
2020-06-17	Restricted Stock Units	$	M	3348	Disposed		Class A Common Stock (3348.0)	Direct

Footnotes

F1: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 21,767 shares subject to the attainment of a $455.66 per-share hurdle; 21,768 shares subject to the attainment of a $496.58 per-share hurdle; and 21,768 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F2: Includes shares held jointly with Kathy L. Bickham.

F3: Withholding of securities for the purpose of paying taxes.

F4: Vesting of a portion of Restricted Stock Units granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 5,023 shares subject to the attainment of a $455.66 per-share hurdle; 5,023 shares subject to the attainment of a $496.58 per-share hurdle; and 5,024 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F5: Restricted Stock Units convert into common stock on a one-for-one basis.