CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2020

Jun 19, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2020-06-17

Reporting Person: Rutledge Thomas (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-22	Class A Common Stock	G	53850	—	Disposed	43974	Indirect
2020-05-22	Class A Common Stock	J	43974	—	Disposed	0	Indirect
2020-05-22	Class A Common Stock	J	43974	—	Acquired	68198	Direct
2020-06-17	Class A Common Stock	M	20093	$535.965	Acquired	88291	Direct
2020-06-17	Class A Common Stock	F	9312	$535.965	Disposed	78979	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-06-17	Restricted Stock Units	$	M	20093	Disposed		Class A Common Stock (20093.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	128541	Indirect
Class A Common Stock	51208	Indirect

Footnotes

F1: Transfer of shares from 2018 GRAT UA, dated May 17, 2018, upon its settlement.

F2: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F3: Withholding of securities for the purpose of paying taxes.

F4: Shares held by the Rutledge GRAT UA, dated August 19, 2019.

F5: Shares held by the Rutledge GRAT B UA, dated August 13, 2018.

F6: Restricted Stock Units convert into common stock on a one-for-one basis.