CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2020

Aug 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2020-07-31

Reporting Person: Bickham John (President and COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-07-31	Class A Common Stock	M	156728	$221.248	Acquired	156728	Indirect
2020-07-31	Class A Common Stock	S	156728	$580.2289	Disposed	0	Indirect
2020-07-31	Class A Common Stock	M	156728	$221.248	Acquired	187858	Direct
2020-07-31	Class A Common Stock	F	78125	$590	Disposed	109733	Direct
2020-07-31	Class A Common Stock	F	26145	$582.35	Disposed	83588	Direct
2020-07-31	Class A Common Stock	M	72336	$242.3025	Acquired	155924	Direct
2020-07-31	Class A Common Stock	F	24732	$590	Disposed	131192	Direct
2020-07-31	Class A Common Stock	F	18581	$586.795	Disposed	112611	Direct
2020-07-31	Class A Common Stock	F	6216	$580.37	Disposed	106395	Direct
2020-07-31	Class A Common Stock	S	75265	$571.7479	Disposed	31130	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-07-31	Stock Options	$221.248	M	156728	Disposed	2026-06-17	Class A Common Stock (156728.0)	Indirect
2020-07-31	Stock Options	$221.248	M	156728	Disposed	2026-06-17	Class A Common Stock (156728.0)	Direct
2020-07-31	Stock Options	$242.3025	M	72336	Disposed	2026-07-25	Class A Common Stock (72336.0)	Direct

Footnotes

F1: Executed pursuant to a 10b5-1 plan.

F2: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 117,546 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 117,546 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 117,546 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $575.00 to $588.33, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: Includes shares held jointly with Kathy L. Bickham.

F5: Withholding of securities for the purpose of paying the exercise price and paying taxes.

F6: Exercise of portion of stock options granted on July 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 27,126 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 27,126 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 27,126 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $554.26 to $592.475, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.