CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2020

Sep 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2020-09-01

Reporting Person: Hargis Jonathan (EVP/Chief Marketing Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-01	Class A Common Stock	M	20093	$221.248	Acquired	34682	Direct
2020-09-01	Class A Common Stock	F	13535	$614.04	Disposed	21147	Direct
2020-09-02	Class A Common Stock	S	6558	$616.10	Disposed	14589	Direct
2020-09-02	Class A Common Stock	M	5582	$620.34	Acquired	20171	Direct
2020-09-02	Class A Common Stock	F	2734	$620.34	Disposed	17437	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-01	Stock Options	$221.248	M	20093	Disposed	2026-06-17	Class A Common Stock (20093.0)	Direct
2020-09-02	Restricted Stock Units	$	M	5582	Disposed	2026-06-17	Class A Common Stock (5582.0)	Direct

Footnotes

F1: Exercise of a portion of stock options granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan: 45,209 shares subject to the attainment of a $289.76 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of a $364.97 per-share hurdle (with a 10-year term); 45,210 shares subject to the attainment of $455.66 per-share hurdle (with a 10-year term); 45.210 shares subject to the attainment of a $496.58 per-share hurdle (with a 10-year term); and 45,210 shares subject to the attainment of a $564.04 per-share hurdle (with a 10-year term). One third of the stock options will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any options that have not vested within 6 years from the date of grant will be cancelled.

F2: Withholding of securities for the purpose of paying the exercise price and paying taxes.

F3: Executed pursuant to a 10b5-1 plan.

F4: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 8,372 shares subject to the attainment of a $455.66 per-share hurdle; 8,372 shares subject to the attainment of a $496.58 per-share hurdle; and 8,373 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F5: Withholding of securities for the purpose of paying taxes.

F6: Restricted Stock Units convert into common stock on a one-for-one basis.