CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2020

Sep 4, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2020-09-02

Reporting Person: Rutledge Thomas (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-20	Class A Common Stock	G	28642	—	Disposed	22566	Indirect
2020-08-20	Class A Common Stock	J	22566	—	Disposed	0	Indirect
2020-08-20	Class A Common Stock	J	22566	—	Acquired	101545	Direct
2020-08-21	Class A Common Stock	J	38374	—	Disposed	90167	Indirect
2020-08-21	Class A Common Stock	J	38374	—	Acquired	139919	Direct
2020-09-02	Class A Common Stock	M	40186	$620.34	Acquired	180105	Direct
2020-09-02	Class A Common Stock	F	18623	$620.34	Disposed	161482	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-02	Restricted Stock Units	$	M	40186	Disposed	2026-04-25	Class A Common Stock (40186.0)	Direct

Footnotes

F1: Transfer of shares from 2018 GRAT B UA dated August 20, 2018, upon its settlement

F2: Transfer of shares from 2019 GRAT UA dated August 19, 2019.

F3: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F4: Withholding of securities for the purpose of paying taxes.

F5: Restricted Stock Units convert into common stock on a one-for-one basis.