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CHARTER COMMUNICATIONS, INC. /MO/ Director's Dealing 2020

Nov 23, 2020

30080_dirs_2020-11-23_8373ee7a-25f5-4808-b12f-36daf423b687.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2020-11-23

Reporting Person: Liberty Broadband Corp (Director, 10% Owner)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-11-23 1.25% Exch. Senior Debentures due 2050 (obligation to sell) $ S Disposed 2050-09-30 Class A Common Stock (916657) Direct

Footnotes

F1: On November 23, 2020, the reporting person sold, pursuant to a purchase agreement, $825,000,000 aggregate principal amount of its 1.25% exchangeable senior debentures due 2050 (the "Debentures") in a private sale pursuant to Rule 144A. Each $1,000 principal amount of Debentures is initially exchangeable for 1.1111 shares of the issuer's Class A common stock, par value $0.001 per share (the "Common Stock"). Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, the reporting person may elect physical or cash settlement, or a combination thereof.

F2: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in the Remarks section. Holders of the Debentures may put them to the reporting person on October 5, 2023, or prior thereto following the occurrence of a "fundamental change," and the Debentures may be redeemed by the reporting person, (i) in whole or in part, on or after October 5, 2023 at any time, or (ii) in whole, but not in part, prior to October 5, 2023, after the occurrence of certain conditions or events.