CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2020

Dec 23, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2020-12-18

Reporting Person: Liberty Broadband Corp (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-18	Class A Common Stock	J	5358401	—	Acquired	33799325	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-18	1.75% Exch. Senior Debentures due 2046 (obligation to sell)	$	J		Disposed	2046-09-30	Class A Common Stock (39231)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	25666451	Direct

Footnotes

F1: At the effective time of the Merger (as defined in the Remarks section), the Reporting Person completed a combination with GCI Liberty (as defined in the Remarks section) and thus indirectly acquired 5,358,401 shares of Common Stock (as defined in the Remarks section) held by a wholly owned subsidiary of GCI Liberty. The consideration paid to GCI Liberty stockholders is described in Exhibit 99.1.

F2: As a result of the Combination (as defined the Remarks section), Merger LLC (as defined in the Remarks section) became a wholly owned subsidiary of the Reporting Person. As a result of the Combination, Merger LLC entered into a supplemental indenture and assumed the obligations with respect to $14,536,000 aggregate original principal amount outstanding under GCI Liberty's 1.75% exchangeable senior debentures due 2046 (the "Debentures"). Each $1,000 principal amount of Debentures is initially exchangeable for 2.6989 shares of Common Stock. Upon exchange at the option of the holder or a purchase of the Debentures pursuant to a holder's put right, Merger LLC may elect physical or cash settlement, or a combination thereof.

F3: Each Debenture is exchangeable at the option of the holder during specified periods as set forth in Exhibit 99.1. Holders of the Debentures may put them to Merger LLC on October 5, 2023 and the Debentures may be redeemed by Merger LLC, in whole or in part, on or after October 5, 2023.