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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2019
Jan 17, 2019
30080_dirs_2019-01-16_78245e2e-16b7-460d-8166-34153a9c1ed7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2019-01-15
Reporting Person: Howard Kevin D (SVP/CAO/Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-15 | Class A Common Stock | M | 1732 | $292.31 | Acquired | 4614 | Direct |
| 2019-01-15 | Class A Common Stock | F | 543 | $292.31 | Disposed | 4071 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-01-15 | Restricted Stock Units | $ | M | 1732 | Disposed | Class A Common Stock (1732) | Direct | |
| 2019-01-15 | Stock Options | $292.31 | A | 7467 | Acquired | 2029-01-15 | Class A Common Stock (7467) | Direct |
| 2019-01-15 | Restricted Stock Units | $ | A | 706 | Acquired | Class A Common Stock (706) | Direct |
Footnotes
F1: Restricted Stock Units convert into common stock on a one-for-one basis.
F2: Withholding of securities for the purpose of paying taxes from securities reported in Footnote #1.
F3: On 1/15/2016 the reporting person was granted 1,916 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.
F4: Stock Options granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan. 100% of the grant will vest on the third anniversary of the grant date, January 15, 2022. Such options will terminate 10 years from the date of the grant unless terminated sooner in accordance with the plan or grant agreement.
F5: Restricted Stock Unit grant - price not applicable.
F6: Restricted Stock Units granted on January 15, 2019 under the Charter Communications, Inc. 2009 Stock Incentive Plan; 100% of the grant will vest on the third anniversary of the grant date, January 15, 2022.
F7: Not applicable