CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2019

Jan 17, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2018-10-23

Reporting Person: Winfrey Christopher L (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-10-24	Class A Common Stock	J	35854	—	Disposed	14983	Direct
2018-10-24	Class A Common Stock	J	35854	—	Acquired	35854	Indirect
2018-12-07	Class A Common Stock	J	34909	—	Disposed	945	Indirect
2018-12-07	Class A Common Stock	J	34909	—	Acquired	34909	Indirect
2018-12-07	Class A Common Stock	J	12303	—	Disposed	2680	Direct
2018-12-07	Class A Common Stock	J	12303	—	Acquired	12303	Indirect
2018-12-07	Class A Common Stock	J	22605	—	Disposed	27126	Indirect
2018-12-07	Class A Common Stock	J	22605	—	Acquired	34908	Indirect
2019-01-15	Class A Common Stock	M	6798	$292.31	Acquired	9478	Direct
2019-01-15	Class A Common Stock	F	2832	$292.31	Disposed	6646	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-10-23	Stock Options	$60.96	J	93434	Disposed	2021-04-26	Class A common stock (93434)	Direct
2018-10-23	Stock Options	$60.96	J	93434	Acquired	2021-04-26	Class A common stock (93434)	Indirect
2018-10-23	Stock Options	$150.88	J	14970	Disposed	2024-01-15	Class A common stock (14970)	Direct
2018-10-23	Stock Options	$150.88	J	14970	Acquired	2024-01-15	Class A common stock (14970)	Indirect
2019-01-15	Restricted Stock Units	$	M	6798	Disposed		Class A Common Stock (6798)	Direct

Footnotes

F1: On October 24, 2018, the reporting person transferred 35,854 shares of Charter Class A common stock to the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001.

F2: On 12/7/2018, the Yeniley Lorenzo Winfrey Rev Tr U/A DTD 07/27/2001 transferred 34,909 shares of Charter Class A common stock to the Yeniley L Winfrey Irrevocable Trust.

F3: On 12/7/2018, the reporting person transferred 12,303 shares of Charter Class A common stock to the Winfrey Dynasty Trust.

F4: On 12/7/2018, Atalaya Management, LLC transferred 22,605 shares of Charter Class A common stock to the Winfrey Dynasty Trust.

F5: In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of Restricted Stock Units as well as the exercise price of options(divided by .9042) and the number of options (multiplied by .9042).

F6: Restricted Stock Units convert into common stock on a one-for-one basis.

F7: Withholding of securities for the purpose of paying taxes.

F8: Performance-vesting stock options granted on April 26, 2011; 60,277 stock options subject to the attainment of a $60 per share hurdle; 60,278 stock options subject to the attainment of a $80 per share hurdle; and 30,278 stock options subject to the attainment of a $100 per-share hurdle; Vesting schedule as follows: 33% first eligible to vest on January 26, 2012; 33% first eligible to vest on September 30, 2012; and 33% first eligible to vest on September 30, 2013. As the grants vested before the Time Warner Cable Inc. transactions, the number of shares and performance targets in this footnote were not adjusted for purposes of this filing.

F9: On October 23, 2018, the reporting person transferred 93,434 stock options to the Christopher L. Winfrey 2018 GRAT II.

F10: Time-vesting stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became exercisable on January 15, 2017.

F11: On October 23, 2018, the reporting person transferred 14,970 stock options to the Christopher L. Winfrey 2018 GRAT I.

F12: On 1/15/2016 the reporting person was granted 7,519 Restricted Stock Units to vest on 1/15/2019. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.