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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2019
Feb 6, 2019
30080_dirs_2019-02-06_dea224eb-8155-494d-81dc-8e1ce44dbd04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2019-02-04
Reporting Person: Hargis Jonathan (EVP/Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-04 | Class A Common Stock | M | 12000 | $183.87 | Acquired | 15964 | Direct |
| 2019-02-04 | Class A Common Stock | S | 12000 | $339.626 | Disposed | 3964 | Direct |
| 2019-02-04 | Class A Common Stock | S | 3000 | $339.05 | Disposed | 964 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-04 | Stock Options | $183.87 | M | 12000 | Disposed | 2026-01-15 | Class A Common Stock (12000) | Direct |
Footnotes
F1: Exercise of stock options granted 1/15/2016.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.53 to $340.31, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $339.01 to $339.15, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: On 1/15/2016, the reporting person was granted 24,064 stock options to vest in full on the third anniversary of the date of grant.