AI assistant
CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2019
Feb 6, 2019
30080_dirs_2019-02-06_eefe551d-c33c-449d-80a8-11545971d1a4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2019-02-04
Reporting Person: Howard Kevin D (SVP/CAO/Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-04 | Class A Common Stock | S | 1012 | $341.8331 | Disposed | 3059 | Direct |
| 2019-02-04 | Class A Common Stock | M | 5652 | $39.13 | Acquired | 8711 | Direct |
| 2019-02-04 | Class A Common Stock | S | 5652 | $343.6963 | Disposed | 3059 | Direct |
| 2019-02-04 | Class A Common Stock | M | 7533 | $60.96 | Acquired | 10592 | Direct |
| 2019-02-04 | Class A Common Stock | S | 7533 | $342.9826 | Disposed | 3059 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-04 | Stock Options | $39.13 | M | 5652 | Disposed | 2020-07-27 | Class A Common Stock (5652) | Direct |
| 2019-02-04 | Stock Options | $60.96 | M | 7533 | Disposed | 2021-04-26 | Class A Common Stock (7533) | Direct |
Footnotes
F1: Exercise of stock options granted 7/27/2010.
F2: Exercise of stock options granted 4/26/2011.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $342.94 to $343.31, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: On 7/27/2010, the reporting person was granted 22,605 stock options 25% to vest in four equal installments on each of the first four anniversaries of 7/27/2010. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and number of stock options.
F5: On 4/26/2011, the reporting person was granted 18,084 stock options 25% to vest in four equal installments on each of the first four anniversaries of 4/26/2011. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and number of stock options.