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CHARTER COMMUNICATIONS, INC. /MO/ Director's Dealing 2019

Feb 6, 2019

30080_dirs_2019-02-06_eefe551d-c33c-449d-80a8-11545971d1a4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2019-02-04

Reporting Person: Howard Kevin D (SVP/CAO/Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-04 Class A Common Stock S 1012 $341.8331 Disposed 3059 Direct
2019-02-04 Class A Common Stock M 5652 $39.13 Acquired 8711 Direct
2019-02-04 Class A Common Stock S 5652 $343.6963 Disposed 3059 Direct
2019-02-04 Class A Common Stock M 7533 $60.96 Acquired 10592 Direct
2019-02-04 Class A Common Stock S 7533 $342.9826 Disposed 3059 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-04 Stock Options $39.13 M 5652 Disposed 2020-07-27 Class A Common Stock (5652) Direct
2019-02-04 Stock Options $60.96 M 7533 Disposed 2021-04-26 Class A Common Stock (7533) Direct

Footnotes

F1: Exercise of stock options granted 7/27/2010.

F2: Exercise of stock options granted 4/26/2011.

F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $342.94 to $343.31, inclusive. The reporting person undertakes to provide Charter Communications, Inc., any security holder of Charter Communications, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F4: On 7/27/2010, the reporting person was granted 22,605 stock options 25% to vest in four equal installments on each of the first four anniversaries of 7/27/2010. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and number of stock options.

F5: On 4/26/2011, the reporting person was granted 18,084 stock options 25% to vest in four equal installments on each of the first four anniversaries of 4/26/2011. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the exercise price and number of stock options.