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CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2019
Feb 27, 2019
30080_dirs_2019-02-27_83acb387-397e-4e93-8a69-2db866f403fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2019-02-25
Reporting Person: Dykhouse Richard R (EVP/Gen Counsel/Corp Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-25 | Class A common Stock | M | 5000 | $87.19 | Acquired | 9880.1 | Direct |
| 2019-02-25 | Class A common stock | F | 2981 | $352.34 | Disposed | 6899.1 | Direct |
| 2019-02-26 | Class A common stock | S | 2019 | $348.83 | Disposed | 4880.1 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-25 | Stock Options | $87.19 | M | 5000 | Disposed | 2023-02-20 | Class A common stock (5000) | Direct |
Footnotes
F1: Exercise of a portion of stock options granted on 2/20/2013 pursuant to a 10b5-1 Plan.
F2: On 2/20/2013, the reporting person was granted 36,000 stock options 25% to vest in four equal installments on each of the first four anniversaries of 12/31/2012, subject to the achievement of stock price thresholds of $85 per share for 50% of the stock options and $105 per share for 50% of the stock options. In connection with the closing of the Time Warner Cable Inc. transactions, the merger exchange ratio of .9042 was applied to the exercise price and number of stock options.
F3: Withholding of securities to pay the exercise price and taxes.
F4: Sale of stock pursuant to a 10b5-1 Plan.