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CHARTER COMMUNICATIONS, INC. /MO/ Director's Dealing 2019

Feb 27, 2019

30080_dirs_2019-02-27_83acb387-397e-4e93-8a69-2db866f403fc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2019-02-25

Reporting Person: Dykhouse Richard R (EVP/Gen Counsel/Corp Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-02-25 Class A common Stock M 5000 $87.19 Acquired 9880.1 Direct
2019-02-25 Class A common stock F 2981 $352.34 Disposed 6899.1 Direct
2019-02-26 Class A common stock S 2019 $348.83 Disposed 4880.1 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-02-25 Stock Options $87.19 M 5000 Disposed 2023-02-20 Class A common stock (5000) Direct

Footnotes

F1: Exercise of a portion of stock options granted on 2/20/2013 pursuant to a 10b5-1 Plan.

F2: On 2/20/2013, the reporting person was granted 36,000 stock options 25% to vest in four equal installments on each of the first four anniversaries of 12/31/2012, subject to the achievement of stock price thresholds of $85 per share for 50% of the stock options and $105 per share for 50% of the stock options. In connection with the closing of the Time Warner Cable Inc. transactions, the merger exchange ratio of .9042 was applied to the exercise price and number of stock options.

F3: Withholding of securities to pay the exercise price and taxes.

F4: Sale of stock pursuant to a 10b5-1 Plan.