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CHARTER COMMUNICATIONS, INC. /MO/ Director's Dealing 2019

Dec 23, 2019

30080_dirs_2019-12-23_1639a1d5-7d9f-4bfb-b64e-c421621d8faf.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2019-12-20

Reporting Person: Ellen David (Senior Executive VicePresident)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-12-20 Class A Common Stock M 5023 $477.17 Acquired 5023 Direct
2019-12-20 Class A Common Stock F 2674 $477.17 Disposed 2349 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-12-20 Restricted Stock Units $ M 5023 Disposed Class A Common Stock (5023.0) Direct

Footnotes

F1: Vesting of portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 15,070 shares subject to the attainment of a $455.66 per-share hurdle; 15,070 shares subject to the attainment of a $496.58 per-share hurdle; and 15,070 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F2: Withholding of securities for the purpose of paying taxes.

F3: Restricted Stock Units convert into common stock on a one-for-one basis.