CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2019

Dec 23, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2019-12-20

Reporting Person: Rutledge Thomas (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-20	Class A Common Stock	M	20093	$477.17	Acquired	20093	Direct
2019-12-20	Class A Common Stock	F	9312	$477.17	Disposed	10781	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-20	Restricted Stock Units	$	M	20093	Disposed		Class A Common Stock (20093.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	277573	Indirect

Footnotes

F1: Vesting of a portion of Restricted Stock Units granted on April 25, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 60,280 shares subject to the attainment of a $455.66 per-share hurdle; 60,280 shares subject to the attainment of a $496.58 per-share hurdle; and 60,280 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term; and the merger exchange ratio of .9042 was applied to the number of shares and per-share hurdles). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F2: Withholding of securities for the purpose of paying taxes.

F3: Restricted Stock Units convert into common stock on a one-for-one basis.