CHARTER COMMUNICATIONS, INC. /MO/ — Director's Dealing 2019

Dec 23, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2019-11-27

Reporting Person: Winfrey Christopher L (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-12-20	Class A Common Stock	M	6139	$477.17	Acquired	12785	Direct
2019-12-20	Class A Common Stock	F	3007	$477.17	Disposed	9778	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-11-27	Stock Options	$60.96	J	27942	Disposed	2021-04-26	Class A Common Stock (27942.0)	Indirect
2019-11-27	Stock Options	$60.96	J	27942	Acquired	2021-04-26	Class A Common Stock (27942.0)	Direct
2019-11-27	Stock Options	$150.88	J	2541	Disposed	2024-01-15	Class A Common Stock (2541.0)	Indirect
2019-11-27	Stock Options	$150.88	J	2541	Acquired	2024-01-15	Class A Common Stock (2541.0)	Direct
2019-12-20	Restricted Stock Units	$	M	6139	Disposed		Class A Common Stock (6139.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	27126	Indirect
Class A Common Stock	34908	Indirect
Class A Common Stock	34909	Indirect
Class A Common Stock	945	Indirect

Footnotes

F1: Vesting of a portion of Restricted Stock Units granted on June 17, 2016 under the Charter Communications, Inc. Amended and Restated 2009 Stock Incentive Plan; 18,419 shares subject to the attainment of a $455.66 per-share hurdle; 18,419 shares subject to the attainment of a $496.58 per-share hurdle; and 18,419 shares subject to the attainment of a $564.04 per-share hurdle (each with a six-year term). One third of the Restricted Stock Units will be first eligible to vest on each of the third, fourth and fifth anniversaries of the date of grant subject to achievement of the applicable per-share price hurdles. Any Restricted Stock Units that have not vested within 6 years from the date of grant will be cancelled.

F2: Withholding of securities for the purpose of paying taxes.

F3: Performance-vesting stock options granted on April 26, 2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on November 1, 2013.

F4: On November 29, 2019 the Christopher L. Winfrey GRAT II transferred 27,942 stock options to the reporting person.

F5: Stock options granted on January 15, 2014 under the Charter Communications, Inc. 2009 Stock Incentive Plan. The options became fully exercisable on January 15, 2017.

F6: On November 29, 2019, the Christopher L. Winfrey 2018 GRAT I transferred 2,541 stock options to the reporting person.

F7: Restricted Stock Units convert into common stock on a one-for-one basis.