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CHARTER COMMUNICATIONS, INC. /MO/ Director's Dealing 2018

Jan 17, 2018

30080_dirs_2018-01-17_fd51f70f-9d92-4fb7-b0a9-c630db2cfa76.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CHARTER COMMUNICATIONS, INC. /MO/ (CHTR)
CIK: 0001091667
Period of Report: 2018-01-15

Reporting Person: Rutledge Thomas (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-09 Class A Common Stock G 130000 Disposed 250190 Direct
2017-12-22 Class A Common Stock G 6000 Disposed 244190 Direct
2018-01-15 Class A Common Stock M 5689 $356.32 Disposed 249879 Direct
2018-01-15 Class A Common Stock F 2306 $356.32 Disposed 247573 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-01-15 Restricted Stock Units $ M 5689 Disposed Class A Common Stock (5689) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 130000 Indirect

Footnotes

F1: Transferred shares to a trust.

F2: Charitable gift

F3: Restricted Stock Units convert into common stock on a one-for-one basis.

F4: Withholding of securities for the purpose of paying taxes.

F5: On 1/15/2015 the reporting person was granted 6,292 Restricted Stock Units to vest on 1/15/2018. In connection with the closing of the Time Warner Cable Inc. transactions the merger exchange ratio of .9042 was applied to the number of unvested Restricted Stock Units.